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BOX

BOX INC

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Tapewire entity
3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2021 Filed Apr 2, 2021 16:05 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024522 · doc4.xml · nonDerivative · entry 3

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,908

F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of RSUs granted to the Reporting Person. The RSUs shall vest over four years as follows: 1/16th of the shares will vest on June 20, 2021 and each full three months thereafter, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
April 02, 2021 Filed Apr 2, 2021 20:05 UTC
Smith Dylan CChief Financial Officer
GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024524 · doc4.xml · nonDerivative · entry 3

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,129

F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of RSUs granted to the Reporting Person. The RSUs shall vest over four years as follows: 1/16th of the shares will vest on June 20, 2021 and each full three months thereafter, subject to the Reporting Person's continuous service through each vesting date.

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April 01, 2021 Filed Apr 2, 2021 16:05 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 3,201 $22.96 $73,494.96
Disclosure

SEC source: 0001209191-21-024522 · doc4.xml · nonDerivative · entry 2

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,908

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:05 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 9,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024522 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,109

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY21 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,030 $22.96 $46,608.80
Disclosure

SEC source: 0001209191-21-024525 · doc4.xml · nonDerivative · entry 2

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,444

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 5,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024525 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,474

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY21 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 3,201 $22.96 $73,494.96
Disclosure

SEC source: 0001209191-21-024524 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,129

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Smith Dylan CChief Financial Officer
GrantClass A Common Stock 9,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024524 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,330

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY21 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Levie AaronDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,794 $22.96 $41,190.24
Disclosure

SEC source: 0001209191-21-024523 · doc4.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,275

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:05 UTC
Levie AaronDirector · Chief Executive Officer
GrantClass A Common Stock 4,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024523 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,218,069

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY21 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 16:37 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 7,183 $22.57 $162,120.31
Disclosure

SEC source: 0001209191-21-022570 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,854

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:40 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 4,483 $22.57 $101,181.31
Disclosure

SEC source: 0001209191-21-022572 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,075

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 2,386 shares acquired on March 15, 2021 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:38 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 2,614 $22.57 $58,997.98
Disclosure

SEC source: 0001209191-21-022571 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,604

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 2,741 shares acquired on March 15, 2021 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 16, 2021 Filed Mar 17, 2022 20:33 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019598 · doc5.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223,221

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the Reporting Person.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:11 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 30,000 $21.16 $634,800.00
Disclosure

SEC source: 0001209191-21-019830 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,172

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $21.07 to $21.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:34 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 45,000 $18.30 $823,500.00
Disclosure

SEC source: 0001209191-21-009711 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,172

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.05 to $18.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:21 UTC
Levie AaronDirector · Chief Executive Officer
SaleClass A Common Stock 50,000 $19.22 $961,000.00
Disclosure

SEC source: 0001209191-20-064934 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668,566

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.66 to $19.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:18 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 10,072 $18.95 $190,864.40
Disclosure

SEC source: 0001209191-20-064931 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,037

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
December 20, 2020 Filed Dec 23, 2020 00:19 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 3,472 $18.95 $65,794.40
Disclosure

SEC source: 0001209191-20-064933 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,477

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
December 20, 2020 Filed Dec 23, 2020 00:16 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 4,323 $18.95 $81,920.85
Disclosure

SEC source: 0001209191-20-064928 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,172

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:49 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $18.04 $270,600.00
Disclosure

SEC source: 0001209191-20-054704 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,495

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.00 to $18.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 20:46 UTC
Levie AaronDirector · Chief Executive Officer
SaleClass A Common Stock 50,000 $17.72 $886,000.00
Disclosure

SEC source: 0001209191-20-051482 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718,566

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $17.40 to $17.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 20, 2020 Filed Sep 22, 2020 16:44 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 7,158 $17.85 $127,770.30
Disclosure

SEC source: 0001209191-20-051477 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,109

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:48 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 4,323 $17.85 $77,165.55
Disclosure

SEC source: 0001209191-20-051484 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,495

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 1 share acquired on September 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:45 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 3,472 $17.85 $61,975.20
Disclosure

SEC source: 0001209191-20-051478 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,949

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:19 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 30,000 $18.86 $565,800.00
Disclosure

SEC source: 0001209191-20-050182 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,817

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.69 to $19.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 21:16 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-048805 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 07/29/2014.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 21:16 UTC SaleClass A Common Stock 100,000 $20.23 $2,023,000.00
Disclosure

SEC source: 0001209191-20-048805 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.01 to $20.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 21:16 UTC Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048805 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 228,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:27 UTC
Leav PeterDirector
GrantClass A Common Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042629 · doc4.xml · nonDerivative · entry 1

Leav Peter · CIK 0001455181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,021

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 15, 2021 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:28 UTC GrantClass A Common Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042630 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,166

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 15, 2021 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:24 UTC
EVAN DANA LDirector
GrantClass A Common Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042625 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,627

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 15, 2021 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:26 UTC GrantClass A Common Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042628 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 15, 2021 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:25 UTC GrantClass A Common Stock 10,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042626 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,423

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 15, 2021 or the Issuer's next annual meeting of stockholders.

Read SEC document
July 10, 2020 Filed Jul 10, 2020 22:18 UTC
EVAN DANA LDirector
SaleClass A Common Stock 3,000 $20.90 $62,700.00
Disclosure

SEC source: 0001209191-20-042217 · doc4.xml · nonDerivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,567

Read SEC document
July 10, 2020 Filed Jul 11, 2020 01:28 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001209191-20-042233 · doc4.xml · derivative · entry 4

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,841

Underlying: Class A Common Stock · 500,000 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 01:28 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 86,000 $20.55 $1,767,231.20
Disclosure

SEC source: 0001209191-20-042233 · doc4.xml · nonDerivative · entry 3

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768,566

F3 · kind: The sale of these shares were intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $20.635 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 01:28 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 500,000 $0.29 $145,000.00
Disclosure

SEC source: 0001209191-20-042233 · doc4.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
SaleClass A Common Stock 15,000 $20.89 $313,350.00
Disclosure

SEC source: 0001209191-20-042225 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,817

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 7, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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July 09, 2020 Filed Jul 11, 2020 01:28 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 215,000 $21.02 $4,519,364.50
Disclosure

SEC source: 0001209191-20-042233 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,566

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020. The sale of these shares was intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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July 09, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 6

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213,566

F2 · kind: This transaction represents a bona fide gift by the reporting person. No shares were sold by the reporting person.

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July 09, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 5

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253,566

F2 · kind: This transaction represents a bona fide gift by the reporting person. No shares were sold by the reporting person.

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July 08, 2020 Filed Jul 10, 2020 22:18 UTC
EVAN DANA LDirector
SaleClass A Common Stock 3,000 $21.18 $63,543.60
Disclosure

SEC source: 0001209191-20-042217 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,567

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July 07, 2020 Filed Mar 11, 2021 22:14 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019838 · doc5.xml · nonDerivative · entry 4

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,303,566

F2 · kind: This transaction represents a bona fide gift by the reporting person. No shares were sold by the reporting person.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 55,142 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · derivative · entry 10

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 55,142 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 02/01/2017.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,770 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · derivative · entry 9

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 10,770 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 07/29/2014.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC SaleClass A Common Stock 55,142 $20.98 $1,156,879.16
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 6

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.93 to $21.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionClass A Common Stock 55,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 5

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 183,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC SaleClass A Common Stock 10,770 $19.84 $213,676.80
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,600

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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June 22, 2020 Filed Jun 23, 2020 23:57 UTC Exercise / conversionClass A Common Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038656 · doc4.xml · nonDerivative · entry 3

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 139,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.