BNY

SEC source: 0001209191-23-045616 · doc4.xml · nonDerivative · entry 1

Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,035.204

F1 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-044789 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,816

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from 45.630 to 45.661. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-23-043976 · doc4.xml · nonDerivative · entry 1

Anderson Jolen · CIK 0001786243 · Senior Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,422.003

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-043041 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,102.014

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from 46.3201 to 46.3501. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001209191-23-041530 · doc4.xml · nonDerivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,203.444

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-041535 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534.8213

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-041523 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,908.0316

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-041525 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,636.9827

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-041527 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,496.897

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-025172 · doc4.xml · derivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,196.583

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025175 · doc4.xml · derivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,279.042

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025155 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,706.655

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025161 · doc4.xml · derivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,448.534

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025153 · doc4.xml · derivative · entry 1

COOK LINDA Z · CIK 0001270438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,279.042

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025182 · doc4.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,360.856

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025178 · doc4.xml · derivative · entry 1

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,775.561

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025168 · doc4.xml · derivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,373.75

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025164 · doc4.xml · derivative · entry 1

Gowrappan Kumara Guru · CIK 0001753912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,373.75

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-025158 · doc4.xml · derivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,373.75

Underlying: Common Stock · 4,090 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F3 · price: N/A.

F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2024 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units.

SEC source: 0001209191-23-023327 · doc4.xml · nonDerivative · entry 1

O'CONNOR SANDRA · CIK 0001808409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,560.839

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-023330 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,296.7743

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-023320 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,808.3686

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-023322 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,481.2697

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-023325 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,586.625

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

SEC source: 0001209191-23-017795 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,464

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-015432 · doc4.xml · nonDerivative · entry 1

McDonogh Dermot · CIK 0001952067 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,424

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest annual increments of one-third. Vested units will be settled in Common Stock.

SEC source: 0001209191-23-013652 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,044.7348

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-013657 · doc4.xml · nonDerivative · entry 2

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,589.261

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013657 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,433.261

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013662 · doc4.xml · nonDerivative · entry 2

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,081.706

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013662 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,909.706

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013649 · doc4.xml · nonDerivative · entry 2

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,829.677

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013649 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,947.677

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013656 · doc4.xml · nonDerivative · entry 2

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,102.014

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013656 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,788.014

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013659 · doc4.xml · nonDerivative · entry 2

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,182.345

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013659 · doc4.xml · nonDerivative · entry 1

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,881.345

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013654 · doc4.xml · nonDerivative · entry 2

Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,486.204

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013654 · doc4.xml · nonDerivative · entry 1

Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,864.204

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-013647 · doc4.xml · nonDerivative · entry 2

Anderson Jolen · CIK 0001786243 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,833.003

F2 · shares: Shares withheld in payment of tax liability.

SEC source: 0001209191-23-013647 · doc4.xml · nonDerivative · entry 1

Anderson Jolen · CIK 0001786243 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,397.003

F1 · shares: Represents Performance Share Units granted in February 2020 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 24, 2023. Each unit represents the right to one share of the issuer's common stock.

SEC source: 0001209191-23-011166 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,562.1921

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010556 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,565.36

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010547 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,003.864

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010516 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,623.169

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010537 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,939.567

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010565 · doc4.xml · nonDerivative · entry 1

Vince Robin A. · CIK 0001825740 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,040

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010560 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,081

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010550 · doc4.xml · nonDerivative · entry 1

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,925

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

SEC source: 0001209191-23-010543 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,312

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.