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Nasdaq · USD

BNKK

BONK, INC.

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8011
SEC CIK
0001760903
Parsed reports
85

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202650
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2022 Filed Dec 30, 2022 18:09 UTC
FANI SKENDERDirector
PurchaseCommon Stock 64,060 $0.90 $57,654.00
Disclosure

SEC source: 0001493152-22-037192 · ownership.xml · nonDerivative · entry 1

FANI SKENDER · CIK 0001183587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Read SEC document
October 24, 2022 Filed Nov 1, 2022 17:10 UTC
FANI SKENDERDirector
PurchaseCommon Stock 101 $0.83 $83.65
Disclosure

SEC source: 0001493152-22-030112 · ownership.xml · nonDerivative · entry 2

FANI SKENDER · CIK 0001183587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,940

Read SEC document
October 20, 2022 Filed Nov 1, 2022 17:10 UTC
FANI SKENDERDirector
PurchaseCommon Stock 57,839 $0.82 $47,422.20
Disclosure

SEC source: 0001493152-22-030112 · ownership.xml · nonDerivative · entry 1

FANI SKENDER · CIK 0001183587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,839

Read SEC document
July 26, 2022 Filed Jul 27, 2022 20:42 UTC
WILSON GLYNNDirector · CSO, Chairman
Disposition to issuerStock Options · Derivative 2,750 Not disclosed Strike: $1.77 Not disclosed
Disclosure

SEC source: 0001493152-22-020452 · ownership.xml · derivative · entry 2

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,194

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.exercise_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.expiration_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 20:42 UTC
WILSON GLYNNDirector · CSO, Chairman
Disposition to issuerCommon Stock 14,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020452 · ownership.xml · nonDerivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

F1 · shares: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 20:40 UTC
Miller Richard ADirector · CCO
Disposition to issuerStock Options · Derivative 2,750 Not disclosed Strike: $1.77 Not disclosed
Disclosure

SEC source: 0001493152-22-020448 · ownership.xml · derivative · entry 2

Miller Richard A · CIK 0001534743 · Director · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,294

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.exercise_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.expiration_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 20:40 UTC
Miller Richard ADirector · CCO
Disposition to issuerCommon Stock 9,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020448 · ownership.xml · nonDerivative · entry 1

Miller Richard A · CIK 0001534743 · Director · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 9,416 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 00:42 UTC
John BrianDirector · CEO
Disposition to issuerStock Options · Derivative 2,750 Not disclosed Strike: $1.77 Not disclosed
Disclosure

SEC source: 0001493152-22-020451 · ownership.xml · derivative · entry 2

John Brian · CIK 0001534699 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,494

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.exercise_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.expiration_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 00:42 UTC
John BrianDirector · CEO
Disposition to issuerCommon Stock 18,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020451 · ownership.xml · nonDerivative · entry 1

John Brian · CIK 0001534699 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791,556

F1 · shares: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 18,832 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 26, 2022 Filed Dec 30, 2022 18:15 UTC
WILSON GLYNNDirector · CSO, Chairman
Disposition to issuerCommon Stock 14,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-037199 · ownership.xml · nonDerivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

Read SEC document
July 26, 2022 Filed Dec 30, 2022 23:11 UTC
John BrianDirector · CEO
Disposition to issuerCommon Stock 18,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-037194 · ownership.xml · nonDerivative · entry 1

John Brian · CIK 0001534699 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791,556

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.83600 based on 110% of the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.83600 based on 110% of the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.83600 based on 110% of the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 20:41 UTC
MCKINNON DOUGLAS OChief Financial Officer
Disposition to issuerStock Options · Derivative 2,750 Not disclosed Strike: $1.77 Not disclosed
Disclosure

SEC source: 0001493152-22-020450 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,194

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.exercise_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.expiration_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 20:41 UTC
MCKINNON DOUGLAS OChief Financial Officer
Disposition to issuerCommon Stock 14,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020450 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 25, 2022 Filed Dec 30, 2022 18:09 UTC Disposition to issuerCommon Stock 14,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-037193 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

Read SEC document
July 25, 2022 Filed Jan 12, 2023 16:52 UTC Amendment Disposition to issuerCommon Stock 14,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-001305 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:37 UTC
MCKINNON DOUGLAS OChief Financial Officer
Disposition to issuerStock Options · Derivative 475,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-22-002460 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 475,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.exercise_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.expiration_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:34 UTC
Miller Richard ADirector · CCO
Disposition to issuerStock Options · Derivative 425,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-22-002453 · ownership.xml · derivative · entry 1

Miller Richard A · CIK 0001534743 · Director · CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 425,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 425,000 of such options. The remaining 450,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 425,000 of such options. The remaining 450,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.exercise_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 425,000 of such options. The remaining 450,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.expiration_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 425,000 of such options. The remaining 450,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
December 06, 2021 Filed Jan 27, 2022 21:36 UTC
WILSON GLYNNDirector · CSO, Chairman
GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-22-002457 · ownership.xml · derivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The Options are exercisable for a period of five years and vested immediately.

F2 · balance_after: On November 24, 2021 pursuant to a board resolution the Reporting Person was awarded 1,000,000 options to purchase Issuer's common stock, pursuant to the Issuer's 2021 Equity Incentive Plan. On December 6, 2021, the Reporting Person surrendered 100,000 options and now owns 900,000 options to purchases Issuer's common stock, at an exercise price of $1.41.

Read SEC document
December 06, 2021 Filed Jan 27, 2022 21:37 UTC
Young ByronDirector · CSO, Chairman
GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001493152-22-002461 · ownership.xml · derivative · entry 1

Young Byron · CIK 0001304182 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
December 06, 2021 Filed Jan 28, 2022 02:35 UTC
John BrianDirector · CEO
GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-22-002455 · ownership.xml · derivative · entry 1

John Brian · CIK 0001534699 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The Options are exercisable for a period of five years and vested immediately.

F2 · balance_after: On November 24, 2021 pursuant to a board resolution the Reporting Person was awarded 1,000,000 options to purchase Issuer's common stock, pursuant to the Issuer's 2021 Equity Incentive Plan. On December 6, 2021, the Reporting Person surrendered 100,000 options and now owns 900,000 options to purchases Issuer's common stock, at an exercise price of $1.41.

Read SEC document
December 06, 2021 Filed Jan 28, 2022 02:34 UTC
Allison Ryan TDirector · CSO, Chairman
GrantStock Options · Derivative 450,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001493152-22-002452 · ownership.xml · derivative · entry 1

Allison Ryan T · CIK 0001844541 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
December 06, 2021 Filed Jan 28, 2022 18:12 UTC GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001493152-22-002602 · ownership.xml · derivative · entry 1

Alila Hector W · CIK 0001312210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
December 06, 2021 Filed Jan 28, 2022 23:16 UTC GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001493152-22-002604 · ownership.xml · derivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
December 06, 2021 Filed Jan 28, 2022 23:09 UTC GrantStock Options · Derivative 25,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001493152-22-002600 · ownership.xml · derivative · entry 1

Torres Kaufman Nancy · CIK 0001842743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-05

F1 · derivative.exercise_price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On December 6, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 25,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.30. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 16:30 UTC
WILSON GLYNNDirector · CSO, Chairman
GrantStock Options · Derivative 875,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-21-030014 · ownership.xml · derivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2026-11-24

F1 · derivative.exercise_price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 16:30 UTC
MCKINNON DOUGLAS OChief Financial Officer
GrantStock Options · Derivative 875,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-21-030013 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2026-11-24

F1 · derivative.exercise_price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 16:30 UTC
Miller Richard ADirector · CCO, Director
GrantStock Options · Derivative 875,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-21-030012 · ownership.xml · derivative · entry 1

Miller Richard A · CIK 0001534743 · Director · CCO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2026-11-24

F1 · derivative.exercise_price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:30 UTC
John BrianDirector · CEO, Director
GrantStock Options · Derivative 875,000 Not disclosed Strike: $1.41 Not disclosed
Disclosure

SEC source: 0001493152-21-030011 · ownership.xml · derivative · entry 1

John Brian · CIK 0001534699 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2026-11-24

F1 · derivative.exercise_price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:30 UTC
WILSON GLYNNDirector · CSO, Chairman
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-028643 · ownership.xml · nonDerivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,024

F1 · date: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · kind: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · shares: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · price: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:30 UTC
MCKINNON DOUGLAS OChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-028644 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,274

F1 · date: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · kind: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · shares: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · price: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 12:30 UTC
John BrianDirector · CEO, Director
PurchaseCommon Stock 50,000 $1.42 $71,000.00
Disclosure

SEC source: 0001493152-21-024885 · ownership.xml · nonDerivative · entry 2

John Brian · CIK 0001534699 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772,306

Read SEC document
October 05, 2021 Filed Oct 7, 2021 12:30 UTC
John BrianDirector · CEO, Director
PurchaseCommon Stock 1,556 $1.30 $2,022.80
Disclosure

SEC source: 0001493152-21-024885 · ownership.xml · nonDerivative · entry 1

John Brian · CIK 0001534699 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722,306

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:17 UTC
WILSON GLYNNDirector · CSO, Chairman
GrantStock Option · Derivative 155,444 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001493152-21-020610 · ownership.xml · derivative · entry 2

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,468

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F2 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:17 UTC
WILSON GLYNNDirector · CSO, Chairman
GrantCommon Stock 14,124 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-020610 · ownership.xml · nonDerivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · CSO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,024

F1 · date: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · kind: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · shares: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:15 UTC
MCKINNON DOUGLAS OChief Financial Officer
GrantStock Option · Derivative 155,444 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001493152-21-020608 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,718

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F2 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:15 UTC
MCKINNON DOUGLAS OChief Financial Officer
GrantCommon Stock 14,124 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-020608 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,274

F1 · date: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · kind: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · shares: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:19 UTC
Miller Richard ADirector · CCO, Director
GrantStock Option · Derivative 155,444 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001493152-21-020612 · ownership.xml · derivative · entry 2

Miller Richard A · CIK 0001534743 · Director · CCO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,760

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F2 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:19 UTC
Miller Richard ADirector · CCO, Director
GrantCommon Stock 9,416 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-020612 · ownership.xml · nonDerivative · entry 1

Miller Richard A · CIK 0001534743 · Director · CCO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,316

F1 · date: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · kind: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · shares: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · price: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:11 UTC
John BrianDirector · CEO, Director
GrantStock Option · Derivative 155,444 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001493152-21-020606 · ownership.xml · derivative · entry 2

John Brian · CIK 0001534699 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876,194

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F2 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:11 UTC
John BrianDirector · CEO, Director
GrantCommon Stock 18,832 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-020606 · ownership.xml · nonDerivative · entry 1

John Brian · CIK 0001534699 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720,750

F1 · date: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · kind: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · shares: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:22 UTC
Allison Ryan TChief Operating Officer
GrantStock Option · Derivative 155,444 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001493152-21-020616 · ownership.xml · derivative · entry 1

Allison Ryan T · CIK 0001844541 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,444

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F1 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F1 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F1 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 19:56 UTC
WILSON GLYNNDirector · Chief Science Officer
SaleCommon Stock 50,000 $2.79 $139,500.00
Disclosure

SEC source: 0001493152-21-017896 · ownership.xml · nonDerivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 20:00 UTC
MCKINNON DOUGLAS OChief Financial Officer
SaleCommon Stock 75,000 $2.79 $209,250.00
Disclosure

SEC source: 0001493152-21-017898 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 20:04 UTC
Miller Richard ADirector · Chief Compliance Officer
SaleCommon Stock 150,000 $2.79 $418,500.00
Disclosure

SEC source: 0001493152-21-017900 · ownership.xml · nonDerivative · entry 1

Miller Richard A · CIK 0001534743 · Director · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 23:53 UTC
John BrianDirector · Chief Executive Officer
SaleCommon Stock 250,000 $2.79 $697,500.00
Disclosure

SEC source: 0001493152-21-017894 · ownership.xml · nonDerivative · entry 1

John Brian · CIK 0001534699 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,740,000

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F2 · ownership.nature: The shares were under the name of BK Investments LLC of which the reporting person is the sole owner and manager

Read SEC document
July 26, 2021 Filed Jul 28, 2021 00:06 UTC
Allison Ryan TChief Operating Officer
SaleCommon Stock 15,884 $2.79 $44,316.36
Disclosure

SEC source: 0001493152-21-017902 · ownership.xml · nonDerivative · entry 1

Allison Ryan T · CIK 0001844541 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:23 UTC
WILSON GLYNNDirector · Chief Science Officer
GrantOption · Derivative 33,500 Not disclosed Strike: $4.48 Not disclosed
Disclosure

SEC source: 0001264931-21-000093 · ownership.xml · derivative · entry 1

WILSON GLYNN · CIK 0001405625 · Director · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · Not disclosed shares

Expires 2026-06-30

F1 · price: Derivative securities issued pursuant to company's equity incentive plan.

F1 · derivative.underlying_shares: Derivative securities issued pursuant to company's equity incentive plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:21 UTC
MCKINNON DOUGLAS OChief Financial Officer
GrantOption · Derivative 33,500 Not disclosed Strike: $4.48 Not disclosed
Disclosure

SEC source: 0001264931-21-000091 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · Not disclosed shares

Expires 2026-06-30

F1 · price: Derivative securities issued pursuant to company's equity incentive plan.

F1 · derivative.underlying_shares: Derivative securities issued pursuant to company's equity incentive plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:26 UTC
Miller Richard ADirector · Chief Compliance Officer · 10% owner
GrantOption · Derivative 35,600 Not disclosed Strike: $4.93 Not disclosed
Disclosure

SEC source: 0001264931-21-000095 · ownership.xml · derivative · entry 1

Miller Richard A · CIK 0001534743 · Director · Chief Compliance Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,600

Underlying: Common stock · Not disclosed shares

Expires 2026-06-30

F1 · price: Derivative securities issued pursuant to company's equity incentive plan.

F1 · derivative.underlying_shares: Derivative securities issued pursuant to company's equity incentive plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:19 UTC
John BrianDirector · Chief Executive Officer · 10% owner
GrantOption · Derivative 50,800 Not disclosed Strike: $4.93 Not disclosed
Disclosure

SEC source: 0001264931-21-000089 · ownership.xml · derivative · entry 1

John Brian · CIK 0001534699 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

Underlying: Common Stock · Not disclosed shares

Expires 2026-06-30

F1 · price: Derivative securities issued pursuant to company's equity incentive plan.

F1 · derivative.underlying_shares: Derivative securities issued pursuant to company's equity incentive plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.