MCKINNON DOUGLAS O

SEC source: 0001641172-25-024645 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 200,000 shares

Expires 2030-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options ("Options") were issued pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-024645 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001641172-25-017890 · ownership.xml · nonDerivative · entry 5

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,388

F1 · shares: The shares of common stock sold were acquired through the exercise of stock options, which were granted pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-017890 · ownership.xml · nonDerivative · entry 4

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,388

F1 · shares: The shares of common stock sold were acquired through the exercise of stock options, which were granted pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-017890 · ownership.xml · nonDerivative · entry 3

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,388

F1 · shares: The shares of common stock sold were acquired through the exercise of stock options, which were granted pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-017890 · ownership.xml · nonDerivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,388

F1 · shares: The shares of common stock sold were acquired through the exercise of stock options, which were granted pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-017890 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,388

F1 · shares: The shares of common stock sold were acquired through the exercise of stock options, which were granted pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-016565 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 100,000 shares

Expires 2030-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options ("Options") were issued pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-016565 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001641172-25-015950 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 100,000 shares

Expires 2030-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options ("Options") were issued pursuant to the Company's 2024 Equity Incentive Plan.

SEC source: 0001641172-25-015950 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001641172-25-012569 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Common Stock · 575,000 shares

Expires 2030-05-23

F1 · shares: The stock options ("Options") were issued pursuant to the Company's 2024 Equity Incentive Plan. The issuance was approved by the members of the Compensation Committee of the Board of Directors prior to the close of trading on the Nasdaq Capital Market on May 23, 2025. The Options will vest and become exercisable immediately and shall expire on May 23, 2030.

SEC source: 0001493152-25-001767 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 75,000 shares

Expires 2030-01-06

F1 · shares: The stock options ("Options") were issued pursuant to the Company's 2024 Equity Incentive Plan. The issuance was approved by the members of the Board of Directors on January 6, 2025. The Options will vest and become exercisable immediately and shall expire on January 6, 2030.

SEC source: 0001493152-24-007892 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-02-22

F1 · shares: The options ("Option" and collectively, "Options") have been issued from the Company's 2023 Equity Incentive Plan, that was approved by the Members of the Board of Directors on February 22, 2024.

F2 · derivative.exercise_date: The Options will vest and become exercisable immediately, containing a cashless exercise provision. The first 80,000 Options shall be Incentive Stock Options and the remaining 120,000 Options shall be Non-Qualified Options.

SEC source: 0001493152-22-037193 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,194

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · derivative.expiration_date: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

SEC source: 0001493152-23-001305 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,194

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · derivative.expiration_date: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

SEC source: 0001493152-22-020450 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,194

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.exercise_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · derivative.expiration_date: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

SEC source: 0001493152-22-020450 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · price: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

F1 · balance_after: On July 26, 2021 the Reporting Person surrendered 2,750 options to purchases Issuer's common stock and now owns 155,444 options to purchases Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. On July 26, 2021 the Reporting Person surrendered 14,124 shares of common stock issued to him pursuant to the Issuer's 2021 Equity Incentive Plan.

SEC source: 0001493152-22-037193 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

SEC source: 0001493152-23-001305 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · price: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

F1 · balance_after: The options are granted under the 2022 Equity Incentive plans, with an exercise price of $0.7600 based on the closing sale price of Company's common stock on December 29, 2022. The options are exercisable within five years from the transaction date herein.

SEC source: 0001493152-22-002460 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 475,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · price: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.exercise_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

F1 · derivative.expiration_date: As reported on a Form filed on November 25, 2021, the Reporting Person received 875,000 options. pursuant to the Issuer's 2021 Incentive Equity Plan,. On January 25, 2022, the Reporting Person surrendered 475,000 of such options. The remaining 400,000 options have an exercise price of $1.41 per share. The Options are exercisable for a period of five years and vested immediately.

SEC source: 0001493152-21-030013 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2026-11-24

F1 · derivative.exercise_price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

F1 · price: On November 24, 2021, and pursuant to the Issuer's 2021 Incentive Equity Plan, the Reporting Person received options to purchase up to 875,000 shares of the Issuer's common stock, par value $0.001 (the "Options"), at an exercise price of $1.41. The exercise price of the Options was based on the closing price of the Issuer's common stock on the day prior to the grant. The Options are exercisable for a period of five years and vested immediately.

SEC source: 0001493152-21-028644 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,274

F1 · date: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · kind: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · shares: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

F1 · price: The shares of common stock were awarded pursuant to the Reporting Peron's Employment Agreement with the Issuer.

SEC source: 0001493152-21-020608 · ownership.xml · derivative · entry 2

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,718

Underlying: Common Stock · 155,444 shares

Expires 2026-08-16

F2 · date: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · kind: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

F2 · shares: The options were issued pursuant to a board resolution dated August 16, 2021 under the 2020 Incentive Equity Plan.

SEC source: 0001493152-21-020608 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,274

F1 · date: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · kind: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

F1 · shares: The shares of common stock were awarded pursuant to a board resolution dated August 16, 2021 and the 2020 Incentive Equity Plan as a form of compensation.

SEC source: 0001493152-21-017898 · ownership.xml · nonDerivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · date: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · kind: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · shares: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

F1 · price: The shares of common stock were sold pursuant to the Company's underwritten public offering under a registration statement (File Number: 333-258005) filed with the Securities Exchange Commission which became effective on July 21, 2021. The holder paid a fee of $0.23 per share in underwriting fees.

SEC source: 0001264931-21-000091 · ownership.xml · derivative · entry 1

MCKINNON DOUGLAS O · CIK 0001270369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · Not disclosed shares

Expires 2026-06-30

F1 · price: Derivative securities issued pursuant to company's equity incentive plan.

F1 · derivative.underlying_shares: Derivative securities issued pursuant to company's equity incentive plan.