Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2022 Filed Sep 27, 2022 20:44 UTC |
SHAR JONATHANEVP, Retail
|
Tax withholdingCommon Stock | 8,187 | $2.30 | $18,830.10 |
DisclosureSEC source: 0001634117-22-000131 · wf-form4_166431146237683.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,600 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:44 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,661 | $2.30 | $6,120.30 |
DisclosureSEC source: 0001634117-22-000130 · wf-form4_166431143942558.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,320 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:43 UTC |
NENKE DAVID W. B.Pres, DSS
|
Tax withholdingCommon Stock | 3,758 | $2.30 | $8,643.40 |
DisclosureSEC source: 0001634117-22-000129 · wf-form4_166431142027521.xml · nonDerivative · entry 1 NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,836 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:43 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 9,824 | $2.30 | $22,595.20 |
DisclosureSEC source: 0001634117-22-000128 · wf-form4_166431140138787.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,330 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:42 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Tax withholdingCommon Stock | 1,691 | $2.30 | $3,889.30 |
DisclosureSEC source: 0001634117-22-000126 · wf-form4_166431135348388.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,766 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Exercise / conversionPhantom Share Unit · Derivative | 60,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000112 · wf-form4_166422510012898.xml · derivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,976 Underlying: Common Stock · 60,976 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Disposition to issuerCommon Stock | 60,976 | $2.28 | $139,025.28 |
DisclosureSEC source: 0001634117-22-000112 · wf-form4_166422510012898.xml · nonDerivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,154 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Exercise / conversionCommon Stock | 60,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000112 · wf-form4_166422510012898.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:46 UTC |
HUSEBY MICHAELDirector · CEO
|
Exercise / conversionPhantom Share Unit · Derivative | 223,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000114 · wf-form4_166422515314321.xml · derivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,578 Underlying: Common Stock · 223,577 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:46 UTC |
HUSEBY MICHAELDirector · CEO
|
Disposition to issuerCommon Stock | 223,577 | $2.28 | $509,755.56 |
DisclosureSEC source: 0001634117-22-000114 · wf-form4_166422515314321.xml · nonDerivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,906 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 16:46 UTC |
HUSEBY MICHAELDirector · CEO
|
Exercise / conversionCommon Stock | 223,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000114 · wf-form4_166422515314321.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:47 UTC |
SHAR JONATHANEVP, Retail
|
Exercise / conversionPhantom Share Unit · Derivative | 79,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000117 · wf-form4_166422521116570.xml · derivative · entry 3 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,269 Underlying: Common Stock · 79,268 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:47 UTC |
SHAR JONATHANEVP, Retail
|
Disposition to issuerCommon Stock | 79,268 | $2.28 | $180,731.04 |
DisclosureSEC source: 0001634117-22-000117 · wf-form4_166422521116570.xml · nonDerivative · entry 2 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,787 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:47 UTC |
SHAR JONATHANEVP, Retail
|
Exercise / conversionCommon Stock | 79,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000117 · wf-form4_166422521116570.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Exercise / conversionPhantom Share Unit · Derivative | 16,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000116 · wf-form4_166422518918243.xml · derivative · entry 3 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,938 Underlying: Common Stock · 16,938 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Disposition to issuerCommon Stock | 16,938 | $2.28 | $38,618.64 |
DisclosureSEC source: 0001634117-22-000116 · wf-form4_166422518918243.xml · nonDerivative · entry 2 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,981 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 16,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000116 · wf-form4_166422518918243.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Exercise / conversionPhantom Share Unit · Derivative | 60,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · derivative · entry 3 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,976 Underlying: Common Stock · 60,976 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Disposition to issuerCommon Stock | 60,976 | $2.28 | $139,025.28 |
DisclosureSEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · nonDerivative · entry 2 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,154 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Exercise / conversionCommon Stock | 60,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000115 · wf-form4_166422517019908.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Exercise / conversionPhantom Share Unit · Derivative | 39,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000113 · wf-form4_166422512742962.xml · derivative · entry 3 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,634 Underlying: Common Stock · 39,634 shares Expires 2023-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Disposition to issuerCommon Stock | 39,634 | $2.28 | $90,365.52 |
DisclosureSEC source: 0001634117-22-000113 · wf-form4_166422512742962.xml · nonDerivative · entry 2 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,457 F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Exercise / conversionCommon Stock | 39,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000113 · wf-form4_166422512742962.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 7,294 | $2.57 | $18,745.58 |
DisclosureSEC source: 0001634117-22-000052 · wf-form4_165593071567485.xml · nonDerivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,154 F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Tax withholdingCommon Stock | 10,010 | $2.57 | $25,725.70 |
DisclosureSEC source: 0001634117-22-000052 · wf-form4_165593071567485.xml · nonDerivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,448 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of Performance Units granted to the reporting person on June 19, 2019. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:45 UTC |
Donohue Thomas D.EVP, CFO
|
Disposition to issuerCommon Stock | 28,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000052 · wf-form4_165593071567485.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,458 F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:46 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 53,482 | $2.57 | $137,448.74 |
DisclosureSEC source: 0001634117-22-000054 · wf-form4_165593075339389.xml · nonDerivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,906 F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:46 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 73,403 | $2.57 | $188,645.71 |
DisclosureSEC source: 0001634117-22-000054 · wf-form4_165593075339389.xml · nonDerivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,388 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 16:46 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
Disposition to issuerCommon Stock | 170,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000054 · wf-form4_165593075339389.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,791 F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
SHAR JONATHANEVP, Retail
|
Tax withholdingCommon Stock | 5,895 | $2.57 | $15,150.15 |
DisclosureSEC source: 0001634117-22-000057 · wf-form4_165593080536705.xml · nonDerivative · entry 3 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,787 F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
SHAR JONATHANEVP, Retail
|
Tax withholdingCommon Stock | 8,091 | $2.57 | $20,793.87 |
DisclosureSEC source: 0001634117-22-000057 · wf-form4_165593080536705.xml · nonDerivative · entry 2 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,682 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
SHAR JONATHANEVP, Retail
|
Disposition to issuerCommon Stock | 18,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000057 · wf-form4_165593080536705.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,773 F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,351 | $2.57 | $11,182.07 |
DisclosureSEC source: 0001634117-22-000056 · wf-form4_165593078627297.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,981 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 9,263 | $2.57 | $23,805.91 |
DisclosureSEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 3 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,154 F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Tax withholdingCommon Stock | 12,713 | $2.57 | $32,672.41 |
DisclosureSEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 2 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,417 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:46 UTC |
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
|
Disposition to issuerCommon Stock | 28,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000055 · wf-form4_165593077031555.xml · nonDerivative · entry 1 MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,130 F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Tax withholdingCommon Stock | 4,252 | $2.57 | $10,927.64 |
DisclosureSEC source: 0001634117-22-000053 · wf-form4_165593073633171.xml · nonDerivative · entry 3 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,457 F3 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Tax withholdingCommon Stock | 5,836 | $2.57 | $14,998.52 |
DisclosureSEC source: 0001634117-22-000053 · wf-form4_165593073633171.xml · nonDerivative · entry 2 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,709 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019. Read SEC document |
| June 19, 2022 Filed Jun 22, 2022 20:45 UTC |
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
|
Disposition to issuerCommon Stock | 28,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000053 · wf-form4_165593073633171.xml · nonDerivative · entry 1 HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,545 F1 · shares: Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:51 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 51,346 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001634117-22-000039 · wf-form4_165584465680074.xml · derivative · entry 3 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,346 Underlying: Common Stock · 51,346 shares Expires 2032-06-16 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:51 UTC |
Donohue Thomas D.EVP, CFO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 47,484 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001634117-22-000039 · wf-form4_165584465680074.xml · derivative · entry 2 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,484 Underlying: Common Stock · 47,484 shares Expires 2032-06-16 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:51 UTC |
Donohue Thomas D.EVP, CFO
|
GrantCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000039 · wf-form4_165584465680074.xml · nonDerivative · entry 1 Donohue Thomas D. · CIK 0001649062 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,874 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:52 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 141,200 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001634117-22-000041 · wf-form4_165584471396645.xml · derivative · entry 3 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,200 Underlying: Common Stock · 141,200 shares Expires 2032-06-16 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:52 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 130,580 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001634117-22-000041 · wf-form4_165584471396645.xml · derivative · entry 2 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,580 Underlying: Common Stock · 130,580 shares Expires 2032-06-16 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:52 UTC |
HUSEBY MICHAELDirector · Chairman and CEO
|
GrantCommon Stock | 152,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000041 · wf-form4_165584471396645.xml · nonDerivative · entry 1 HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,291 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
Paul SeemaSVP, Chief Accounting Officer
|
GrantCommon Stock | 25,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000044 · wf-form4_165584478899553.xml · nonDerivative · entry 1 Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,332 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
SHAR JONATHANEVP, Retail
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 42,788 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001634117-22-000045 · wf-form4_165584480595389.xml · derivative · entry 3 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,788 Underlying: Common Stock · 42,788 shares Expires 2032-06-16 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
SHAR JONATHANEVP, Retail
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 39,570 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001634117-22-000045 · wf-form4_165584480595389.xml · derivative · entry 2 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,570 Underlying: Common Stock · 39,570 shares Expires 2032-06-16 F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
SHAR JONATHANEVP, Retail
|
GrantCommon Stock | 46,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-22-000045 · wf-form4_165584480595389.xml · nonDerivative · entry 1 SHAR JONATHAN · CIK 0001829618 · EVP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,856 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:53 UTC |
NENKE DAVID W. B.Pres, DSS
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 42,788 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001634117-22-000043 · wf-form4_165584476996402.xml · derivative · entry 3 NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,788 Underlying: Common Stock · 42,788 shares Expires 2032-06-16 F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.