BNED

SEC source: 0001634117-24-000061 · wk-form4_1720656157.xml · nonDerivative · entry 4

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As UGMA Custodian for minor children

Disclosed balance after: 12,000

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F5 · price: Represents the weighted average price of multiple transactions with prices between $6.98 and $7.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

F6 · ownership.nature: The Reporting Person's shares are held directly through UGMA accounts for the benefit of his minor children, all of which the Reporting Person controls exclusively.

SEC source: 0001634117-24-000061 · wk-form4_1720656157.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,441

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F5 · price: Represents the weighted average price of multiple transactions with prices between $6.98 and $7.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

F3 · ownership.direct: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

SEC source: 0001634117-24-000060 · wk-form4_1720656146.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,441

F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F3 · price: Represents the average of multiple transactions with prices between $7.27 and $7.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

SEC source: 0001634117-24-000061 · wk-form4_1720656157.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,441

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F4 · price: Represents the weighted average price of multiple transactions with prices between $7.03 and $7.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

F3 · ownership.direct: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

SEC source: 0001634117-24-000060 · wk-form4_1720656146.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,441

F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · price: Represents the average of multiple transactions with prices between $6.55 and $7.02. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

SEC source: 0001634117-24-000061 · wk-form4_1720656157.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,441

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · price: Represents the weighted average price of multiple transactions with prices between $6.51 and $7.20. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

F3 · ownership.direct: The Reporting Person's shares are held directly and through a wholly-owned limited liability company and IRA Accounts, all of which the Reporting Person controls exclusively.

SEC source: 0001634117-24-000033 · wk-form4_1719003429.xml · nonDerivative · entry 1

Madnani Sean V · CIK 0001852909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders. However, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-24-000036 · wk-form4_1719003461.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · security: This Form 4 is filed by Eric Singer (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

SEC source: 0001634117-24-000034 · wk-form4_1719003440.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · security: This Form 4 is filed by William C. Martin (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), Eric Singer, Emily Hoffman and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or the Issuer's next annual meeting of stockholders.

SEC source: 0001634117-24-000035 · wk-form4_1719003451.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · Director · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · security: This Form 4 is filed by Elias Nader (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC, Immersion Corporation, William C. Martin, Eric Singer and Emily Hoffman for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or Issuer's the next annual meeting of stockholders.

SEC source: 0001634117-24-000032 · wk-form4_1719003419.xml · nonDerivative · entry 1

HOFFMAN EMILY · CIK 0001971820 · Director · See Explanation of Responses

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,441

F1 · security: This Form 4 is filed by Emily Hoffman (the "Reporting Person"). The Reporting Person is a member of a group with Toro 18 Holdings LLC, Immersion Corporation, William C. Martin, Eric Singer and Elias Nader for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively beneficially owns over 10% of the Issuer's outstanding shares of common stock, par value $0.01 (the "Common Stock"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The other members of the Section 13(d) group will file separate Section 16 reports, as applicable.

F2 · shares: Grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of Common Stock, of the Issuer. The RSUs vest on the earlier of one year from the date of grant or Issuer's the next annual meeting of stockholders.

SEC source: 0001634117-24-000026 · wk-form4_1718743016.xml · nonDerivative · entry 1

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F2 · balance_after: On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

SEC source: 0001634117-24-000025 · wk-form4_1718743005.xml · nonDerivative · entry 1

SHAR JONATHAN · CIK 0001829618 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F2 · balance_after: On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

SEC source: 0001634117-24-000024 · wk-form4_1718742995.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F2 · balance_after: On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

SEC source: 0001634117-24-000063 · wk-form4a_1721164084.xml · nonDerivative · entry 2

SHAR JONATHAN · CIK 0001829618 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F1 · balance_after: The original Form 4, filed on June 18, 2024, is amended by this Form 4 Amendment to correct an administrative error that omitted the Reporting Person's acquisition of 208,200 shares pursuant to the Reporting Person's subscription to the Issuer's Rights Offering, which closed on June 10, 2024. As a result, the number of shares reported as beneficially owned by the Reporting Person, adjusted for the Reverse Stock Split (as defined in footnote 3 below), was increased by 2,082 shares.

F3 · balance_after: On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

SEC source: 0000919574-24-003559 · ownership.xml · nonDerivative · entry 2

Wallace Rory · CIK 0001789229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Outerbridge Special Opportunities Fund, LP

Disclosed balance after: 207,613,525

F2 · ownership.direct: Management of Outerbridge Special Opportunities Fund, LP ("Special Opportunities") is vested in Outerbridge Capital Management, LLC, a Delaware limited liability company ("Outerbridge Capital"), which may be deemed to beneficially own the Barnes & Noble Education, Inc. Common Stock, par value $0.01 per share (the "Common Stock") held directly by Special Opportunities. The Reporting Person is the Managing Member of Outerbridge Capital, sharing voting and investment control over the Common Stock held directly by Special Opportunities and may be deemed to beneficially own such Common Stock.

F3 · ownership.direct: (Continued from footnote 2) The Reporting Person disclaims any beneficial ownership in the Common Stock described herein other than to the extent of any pecuniary interest he may have therein, directly or indirectly, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001634117-24-000063 · wk-form4a_1721164084.xml · nonDerivative · entry 1

SHAR JONATHAN · CIK 0001829618 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,043

F1 · shares: The original Form 4, filed on June 18, 2024, is amended by this Form 4 Amendment to correct an administrative error that omitted the Reporting Person's acquisition of 208,200 shares pursuant to the Reporting Person's subscription to the Issuer's Rights Offering, which closed on June 10, 2024. As a result, the number of shares reported as beneficially owned by the Reporting Person, adjusted for the Reverse Stock Split (as defined in footnote 3 below), was increased by 2,082 shares.

SEC source: 0001634117-23-000078 · wk-form4_1702935806.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,108

F1 · price: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

SEC source: 0001634117-23-000070 · wk-form4_1700602851.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,108

F1 · price: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

SEC source: 0001634117-23-000061 · wk-form4_1695760846.xml · nonDerivative · entry 3

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,412

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000064 · wk-form4_1695760976.xml · nonDerivative · entry 3

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,843

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000063 · wk-form4_1695760933.xml · nonDerivative · entry 3

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,751

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,681

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000061 · wk-form4_1695760846.xml · derivative · entry 4

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,578 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000061 · wk-form4_1695760846.xml · nonDerivative · entry 2

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,410

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000061 · wk-form4_1695760846.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000064 · wk-form4_1695760976.xml · derivative · entry 4

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,269 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000064 · wk-form4_1695760976.xml · nonDerivative · entry 2

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,413

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000064 · wk-form4_1695760976.xml · nonDerivative · entry 1

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000063 · wk-form4_1695760933.xml · derivative · entry 4

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,938 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000063 · wk-form4_1695760933.xml · nonDerivative · entry 2

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,659

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000063 · wk-form4_1695760933.xml · nonDerivative · entry 1

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · derivative · entry 4

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,976 shares

Expires 2023-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,506

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000062 · wk-form4_1695760890.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $1.11 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share.

SEC source: 0001634117-23-000020 · wf-form4_168738027156222.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,410

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000023 · wf-form4_168738032405791.xml · nonDerivative · entry 1

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,413

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000022 · wf-form4_168738030514588.xml · nonDerivative · entry 1

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,659

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-23-000021 · wf-form4_168738028856618.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,506

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-22-000149 · wf-form4_167053545244645.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,408

F1 · price: Represents the weighted average price of multiple transactions with prices between $1.43 and $1.45. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

SEC source: 0001634117-22-000106 · wf-form4_166422497831843.xml · nonDerivative · entry 1

DEMATTEO DANIEL A · CIK 0001166817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,282

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000107 · wf-form4_166422499823990.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,108

F1 · shares: Grant of restricted shares vesting on September 23, 2023.

SEC source: 0001634117-22-000111 · wf-form4_166422507327876.xml · nonDerivative · entry 1

RYAN JOHN R · CIK 0001243319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,731

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000110 · wf-form4_166422505222312.xml · nonDerivative · entry 1

Warren Denise · CIK 0001577226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000109 · wf-form4_166422503416502.xml · nonDerivative · entry 1

Wallace Rory · CIK 0001789229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000108 · wf-form4_166422501815796.xml · nonDerivative · entry 1

WALKER KATHRYN EBERLE · CIK 0001793505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000105 · wf-form4_166422496051486.xml · nonDerivative · entry 1

DELL'AERA MARIO R. · CIK 0001939424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000104 · wf-form4_166422494252938.xml · nonDerivative · entry 1

CHIU EMILY C · CIK 0001744684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,991

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 23, 2023; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

SEC source: 0001634117-22-000125 · wf-form4_166431133518757.xml · nonDerivative · entry 1

Donohue Thomas D. · CIK 0001649062 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,419

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

SEC source: 0001634117-22-000127 · wf-form4_166431137647155.xml · nonDerivative · entry 1

HUSEBY MICHAEL · CIK 0001274572 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,908

F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.