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BNB PLUS CORP.

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 13, 2020 21:05 UTC GrantStock Option (right to buy) · Derivative 20,786 $0.00 Strike: $4.43 $0.00
Disclosure

SEC source: 0001104659-20-003447 · tm203236d1_form4.xml · derivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,786

Underlying: Common Stock · 20,786 shares

Expires 2030-01-02

F2 · derivative.exercise_date: 9,121 of these options vest and become exercisable on the six-month anniversary of the date of grant subject to continuation of the consulting agreement through such date. The remaining 11,665 of these options vest on 12/12/2020 subject to the continuation of the consulting agreement through that date.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 17:40 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 22,000 $1.21 Strike: $5.25 $26,699.20
Disclosure

SEC source: 0001763113-19-000012 · primary_doc.xml · derivative · entry 3

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Applied DNA Sciences Inc. 5 year warrant · 22,000 shares

Expires 2024-11-15

F1 · balance_after: Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%.

Read SEC document
December 12, 2019 Filed Jan 13, 2020 21:05 UTC GrantStock Option (right to buy) · Derivative 20,834 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001104659-20-003447 · tm203236d1_form4.xml · derivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,834 shares

Expires 2029-12-12

F1 · derivative.exercise_date: These options vest in full and become exercisable on June 12, 2020 subject to continuation of the consulting agreement through such date.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 17:40 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 1,000 $1.20 Strike: $5.25 $1,200.00
Disclosure

SEC source: 0001763113-19-000012 · primary_doc.xml · derivative · entry 2

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,000

Underlying: Applied DNA Sciences Inc. Common Stock · 1,000 shares

Expires 2024-11-15

Read SEC document
December 11, 2019 Filed Dec 12, 2019 17:40 UTC PurchaseApplied DNA Sciences Inc. Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001763113-19-000012 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,774

Read SEC document
December 09, 2019 Filed Dec 10, 2019 20:29 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 2,000 $0.96 Strike: $5.25 $1,920.00
Disclosure

SEC source: 0001763113-19-000011 · primary_doc.xml · derivative · entry 2

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,000

Underlying: Applied DNA Sciences Inc. Common Stock · 2,000 shares

Expires 2024-11-15

F1 · balance_after: Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%

Read SEC document
December 09, 2019 Filed Dec 10, 2019 20:29 UTC PurchaseApplied DNA Sciences Inc. Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001763113-19-000011 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,774

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:52 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 65,000 $1.19 Strike: $5.25 $77,389.00
Disclosure

SEC source: 0001763113-19-000010 · primary_doc.xml · derivative · entry 2

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Applied DNA Sciences Inc. Common Stock · 65,000 shares

Expires 2024-11-15

F1 · balance_after: Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%.

F1 · ownership.direct: Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:52 UTC PurchaseApplied DNA Sciences Inc. Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001763113-19-000010 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,774

Read SEC document
November 26, 2019 Filed Nov 26, 2019 19:59 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 10,000 $0.99 Strike: $5.25 $9,910.00
Disclosure

SEC source: 0001763113-19-000009 · primary_doc.xml · derivative · entry 3

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Applied DNA Sciences Inc. Common Stock · 10,000 shares

Expires 2024-11-15

F1 · balance_after: Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all my warrants (and no others did so) my ownership would be 9.97%.

Read SEC document
November 26, 2019 Filed Nov 26, 2019 19:59 UTC PurchaseApplied DNA Sciences Inc. Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001763113-19-000009 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,774

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:59 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 50,000 $0.90 Strike: $5.25 $45,000.00
Disclosure

SEC source: 0001763113-19-000009 · primary_doc.xml · derivative · entry 2

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Applied DNA Sciences Inc. Common Stock · 50,000 shares

Expires 2024-11-15

Read SEC document
November 13, 2019 Filed Nov 13, 2019 23:46 UTC PurchaseApplied DNA Sciences Inc. 5 year warrant · Derivative 75,000 $0.01 Strike: $5.25 $750.00
Disclosure

SEC source: 0001763113-19-000008 · primary_doc.xml · derivative · entry 2

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Applied DNA Sciences, Inc. Common Stock · 75,000 shares

Expires 2024-11-15

Read SEC document
November 13, 2019 Filed Nov 13, 2019 23:46 UTC PurchaseApplied DNA Sciences Inc. Common Stock 75,000 $5.24 $393,000.00
Disclosure

SEC source: 0001763113-19-000008 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 5% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,774

F1 · shares: Shares purchased in $12 million underwritten public offering by Maxim Group LLC

F2 · balance_after: Previously reported 6,030.900 shares reduced to 150,774 shares in 1 for 40 reverse split on 11/1/19

F3 · balance_after: With the increase in APDN common shares outstanding from the $12 million public underwritten offering on 11/13/19, my percentage ownership is now below the 10% ownership level but still above the 5% ownership level requiring SEC reporting

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:02 UTC OtherSecured Convertible Note · Derivative 106,197 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-045919 · tv530050_form4.xml · derivative · entry 2

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 196,661 shares

Expires 2021-11-28

F2 · ownership.nature: The shares are owned by Delabarta II, Inc. Mr. Bitzer is president of Delabarta II, Inc.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:02 UTC OtherCommon Stock 196,661 $0.54 $106,196.94
Disclosure

SEC source: 0001144204-19-045919 · tv530050_form4.xml · nonDerivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,409,383

F1 · shares: The shares were issued as a result of the conversion of $106,197 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

F2 · ownership.nature: The shares are owned by Delabarta II, Inc. Mr. Bitzer is president of Delabarta II, Inc.

Read SEC document
September 16, 2019 Filed Sep 16, 2019 20:58 UTC PurchaseApplied DNA Sciences, Inc. Common Stock 6,678 $0.36 $2,390.06
Disclosure

SEC source: 0001763113-19-000007 · primary_doc.xml · nonDerivative · entry 2

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,030,900

Read SEC document
September 13, 2019 Filed Sep 17, 2019 20:01 UTC OtherSecured Convertible Note · Derivative 10,620 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-044889 · tv529554_4.xml · derivative · entry 2

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,666 shares

Expires 2021-11-28

Read SEC document
September 13, 2019 Filed Sep 17, 2019 20:01 UTC OtherCommon Stock 19,666 $0.54 $10,619.64
Disclosure

SEC source: 0001144204-19-044889 · tv529554_4.xml · nonDerivative · entry 1

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

F1 · shares: The shares were issued as a result of the conversion of $10,620 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:58 UTC OtherApplied DNA Sciences Inc. Common Stock 393,322 $0.54 $212,393.88
Disclosure

SEC source: 0001763113-19-000007 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024,222

F1 · shares: 1. The shares were issued as a result of the conversion of $212,394 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:03 UTC
Murrah JudithChief Information Officer
OtherSecured Convertible Note · Derivative 26,549 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-044708 · tv529472_4.xml · derivative · entry 2

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,165 shares

Expires 2021-11-28

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:03 UTC
Murrah JudithChief Information Officer
OtherCommon Stock 49,165 $0.54 $26,549.10
Disclosure

SEC source: 0001144204-19-044708 · tv529472_4.xml · nonDerivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,863

F1 · shares: The shares were issued as a result of the conversion of $26,549 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC OtherSecured Convertible Note · Derivative 26,549 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-044707 · tv529471_4.xml · derivative · entry 2

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,165 shares

Expires 2021-11-28

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC OtherCommon Stock 49,165 $0.54 $26,549.10
Disclosure

SEC source: 0001144204-19-044707 · tv529471_4.xml · nonDerivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,575

F1 · shares: The shares were issued as a result of the conversion of $26,549 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:01 UTC
Hayward James ADirector · Chief Executive Officer · 10% owner
OtherSecured Convertible Note · Derivative 1,585,313 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-044703 · tv529469_4.xml · derivative · entry 2

Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,935,764 shares

Expires 2021-11-28

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:01 UTC
Hayward James ADirector · Chief Executive Officer · 10% owner
OtherCommon Stock 2,935,764 $0.54 $1,585,312.56
Disclosure

SEC source: 0001144204-19-044703 · tv529469_4.xml · nonDerivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,367,435

F1 · shares: The shares were issued as a result of the conversion of $1,585,313 of secured convertible notes that were originally issued on August 31, 2019 and November 30, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC OtherSecured Convertible Note · Derivative 26,549 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001144204-19-044705 · tv529470_4.xml · derivative · entry 2

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,165 shares

Expires 2021-11-28

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:02 UTC OtherCommon Stock 49,165 $0.54 $26,549.10
Disclosure

SEC source: 0001144204-19-044705 · tv529470_4.xml · nonDerivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,370

F1 · shares: The shares were issued as a result of the conversion of $26,549 of secured convertible notes that were originally issued on August 31, 2019 and represent the outstanding principal and interest of such secured convertible notes.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:09 UTC PurchaseApplied DNA Sciences Inc. Common Stock 400,000 $0.27 $108,000.00
Disclosure

SEC source: 0001763113-19-000006 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,630,900

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:17 UTC
Murrah JudithChief Information Officer
GrantCommon Stock 37,038 $0.27 $10,000.26
Disclosure

SEC source: 0001144204-19-041670 · tv528205_form4.xml · nonDerivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,698

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:17 UTC
Hayward James ADirector · Chairman, CEO, and President · 10% owner
GrantCommon Stock 370,371 $0.27 $100,000.17
Disclosure

SEC source: 0001144204-19-041671 · tv528206_form4.xml · nonDerivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chairman, CEO, and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431,671

Read SEC document
May 17, 2019 Filed May 21, 2019 20:02 UTC GrantStock Option (right to buy) · Derivative 198,826 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027500 · tv522082_4.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,826

Underlying: Common Stock · 198,826 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:13 UTC GrantStock Option (right to buy) · Derivative 198,826 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027509 · tv522088_4.xml · derivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,826

Underlying: Common Stock · 198,826 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:11 UTC GrantStock Option (right to buy) · Derivative 198,826 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027508 · tv522087_4.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,826

Underlying: Common Stock · 198,826 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:09 UTC GrantStock Option (right to buy) · Derivative 175,435 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027507 · tv522085_4.xml · derivative · entry 1

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,435

Underlying: Common Stock · 175,435 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:08 UTC GrantStock Option (right to buy) · Derivative 198,826 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027505 · tv522084_4.xml · derivative · entry 1

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,826

Underlying: Common Stock · 198,826 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:06 UTC GrantStock Option (right to buy) · Derivative 198,826 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027503 · tv522083_4.xml · derivative · entry 1

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,826

Underlying: Common Stock · 198,826 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:01 UTC GrantStock Option (right to buy) · Derivative 175,435 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001144204-19-027497 · tv522081_4.xml · derivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,435

Underlying: Common Stock · 175,435 shares

Expires 2029-05-16

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 24, 2019 Filed Jan 24, 2019 15:21 UTC PurchaseApplied DNA Sciences Inc. Common Stock 50,000 $0.47 $23,745.00
Disclosure

SEC source: 0001763113-19-000004 · primary_doc.xml · nonDerivative · entry 2

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230,900

Read SEC document
January 23, 2019 Filed Jan 24, 2019 15:21 UTC PurchaseApplied DNA Sciences Inc. Common Stock 90,000 $0.46 $41,499.00
Disclosure

SEC source: 0001763113-19-000004 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180,900

Read SEC document
January 22, 2019 Filed Jan 22, 2019 22:02 UTC PurchaseApplied DNA Sciences Inc. Common Stock 60,000 $0.44 $26,610.00
Disclosure

SEC source: 0001763113-19-000003 · primary_doc.xml · nonDerivative · entry 2

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,090,900

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:02 UTC PurchaseApplied DNA Sciences Inc. Common Stock 100,000 $0.44 $44,480.00
Disclosure

SEC source: 0001763113-19-000003 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030,900

Read SEC document
January 07, 2019 Filed Jan 8, 2019 17:21 UTC PurchaseApplied DNA Sciences Inc. Common Stock 216,000 $0.47 $100,591.20
Disclosure

SEC source: 0001763113-19-000002 · primary_doc.xml · nonDerivative · entry 3

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930,900

Read SEC document
January 03, 2019 Filed Jan 8, 2019 17:21 UTC PurchaseApplied DNA Sciences Inc. Common Stock 154,000 $0.44 $67,051.60
Disclosure

SEC source: 0001763113-19-000002 · primary_doc.xml · nonDerivative · entry 2

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714,900

Read SEC document
December 31, 2018 Filed Jan 8, 2019 17:21 UTC PurchaseApplied DNA Sciences Inc. Common Stock 30,000 $0.37 $11,139.00
Disclosure

SEC source: 0001763113-19-000002 · primary_doc.xml · nonDerivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560,900

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:05 UTC
Jantzen BethChief Financial Officer
GrantStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001144204-18-064272 · tv508911_4.xml · derivative · entry 2

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2023-12-09

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:05 UTC
Jantzen BethChief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001144204-18-064272 · tv508911_4.xml · derivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2018-12-10

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

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December 10, 2018 Filed Dec 12, 2018 21:04 UTC
Murrah JudithChief Information Officer
GrantStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001144204-18-064271 · tv508910_4.xml · derivative · entry 2

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2023-12-09

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

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December 10, 2018 Filed Dec 12, 2018 21:04 UTC
Murrah JudithChief Information Officer
Disposition to issuerStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001144204-18-064271 · tv508910_4.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2018-12-10

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 10, 2018 to December 09, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 10, 2013 and provided for immediate vesting.

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December 02, 2018 Filed Dec 3, 2018 21:02 UTC
Murrah JudithChief Information Officer
GrantStock Option (right to buy) · Derivative 33,334 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001144204-18-062853 · tv508166_4.xml · derivative · entry 2

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,334 shares

Expires 2023-12-01

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 2, 2018 to December 1, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 2, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.