Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNB PLUS CORP.APDN · Entity 8621 | Director · Chairman, CEO and President | November 01, 2021 | November 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNB PLUS CORP.
Report date November 01, 2021 · Filed November 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2031-10-31 | Direct | 19,924 |
Reported balance
After 2021-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-11-01 · Grant · Acquired 19,924 · Balance 19,924 F1: The options vest immediately. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2031-10-31 | Direct | 199,243 |
Reported balance
After 2021-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-01 · Grant · Acquired 199,243 · Balance 199,243 F1: The options vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 3, 2021 20:45 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 199,243 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001104659-21-133693 · tm2131758-6_4seq1.xml · derivative · entry 2 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,243 Underlying: Common Stock · 199,243 shares Expires 2031-10-31 F1 · derivative.exercise_date: The options vest immediately. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:45 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantIncentive Stock Option (right to buy) · Derivative | 19,924 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001104659-21-133693 · tm2131758-6_4seq1.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,924 Underlying: Common Stock · 19,924 shares Expires 2031-10-31 F1 · derivative.exercise_date: The options vest immediately. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 21:04 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001998 · tm211881d1_4seq1.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2031-01-04 F1 · derivative.exercise_date: The options vest immediately. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:21 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 13,035 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001104659-20-116827 · tm2033983-2_4.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,035 Underlying: Common Stock · 13,035 shares Expires 2030-10-18 F1 · derivative.exercise_date: The options vest immediately. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:31 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 6,965 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001104659-20-069839 · tm2021815-1_4.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Common Stock · 6,965 shares Expires 2030-06-02 F1 · derivative.exercise_date: The options vest immediately. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:01 UTC | BNB PLUS CORP. APDN · Entity 8621 | OtherSecured Convertible Note · Derivative | 1,585,313 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001144204-19-044703 · tv529469_4.xml · derivative · entry 2 Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,935,764 shares Expires 2021-11-28 Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:01 UTC | BNB PLUS CORP. APDN · Entity 8621 | OtherCommon Stock | 2,935,764 | $0.54 | $1,585,312.56 |
DisclosureSEC source: 0001144204-19-044703 · tv529469_4.xml · nonDerivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367,435 F1 · shares: The shares were issued as a result of the conversion of $1,585,313 of secured convertible notes that were originally issued on August 31, 2019 and November 30, 2019 and represent the outstanding principal and interest of such secured convertible notes. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 20:17 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantCommon Stock | 370,371 | $0.27 | $100,000.17 |
DisclosureSEC source: 0001144204-19-041671 · tv528206_form4.xml · nonDerivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO, and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431,671 Read SEC document |
| November 29, 2018 Filed Jul 18, 2019 20:25 UTC Amendment | BNB PLUS CORP. APDN · Entity 8621 | ConversionSecured Convertible Note · Derivative | 500,000 | Not disclosed Strike: $0.54 | Not disclosed |
DisclosureSEC source: 0001144204-19-035057 · tv525331_form4a.xml · derivative · entry 2 Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 953,324 shares Expires 2021-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated November 29, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to among other things, amend the conversion price to $0.54 from $2.50. Read SEC document |
| October 17, 2018 Filed Oct 17, 2018 18:23 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 833,334 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001144204-18-054178 · tv504854_4.xml · derivative · entry 2 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,334 Underlying: Common Stock · 833,334 shares Expires 2023-10-17 F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant. Read SEC document |
| October 17, 2018 Filed Oct 17, 2018 18:23 UTC | BNB PLUS CORP. APDN · Entity 8621 | Disposition to issuerStock Option (right to buy) · Derivative | 833,334 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001144204-18-054178 · tv504854_4.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 833,334 shares Expires 2018-10-17 F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant. F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant. Read SEC document |
| August 31, 2018 Filed Oct 10, 2018 01:26 UTC | BNB PLUS CORP. APDN · Entity 8621 | ConversionSecured Convertible Note · Derivative | 1,000,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001144204-18-053076 · tv504570_form4.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 400,000 shares Expires 2021-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. Read SEC document |
| August 31, 2018 Filed Jul 18, 2019 20:25 UTC Amendment | BNB PLUS CORP. APDN · Entity 8621 | ConversionSecured Convertible Note · Derivative | 1,000,000 | Not disclosed Strike: $0.54 | Not disclosed |
DisclosureSEC source: 0001144204-19-035057 · tv525331_form4a.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,935,613 shares Expires 2021-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:04 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 3 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-08-28 Read SEC document |
| July 10, 2018 Filed Aug 31, 2018 20:04 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 666,667 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 2 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,667 Underlying: Common Stock · 666,667 shares Expires 2021-07-10 F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant. Read SEC document |
| July 10, 2018 Filed Aug 31, 2018 20:04 UTC | BNB PLUS CORP. APDN · Entity 8621 | Disposition to issuerStock Option (right to buy) · Derivative | 666,667 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 666,667 shares Expires 2018-07-10 F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant. F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 23:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantCommon Stock | 142,046 | $1.76 | $250,000.96 |
DisclosureSEC source: 0001571049-17-006368 · t1700414b-hayward0628.xml · nonDerivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO, and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061,300 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:05 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001571049-16-020813 · t1600811b-hayward1220.xml · derivative · entry 1 Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-12-19 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.