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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 14,734 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 7

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,060.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 828 $53.49 $44,289.72
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 6

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,326.97

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 5

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,154.97

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,794.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 1,059 $53.49 $56,645.91
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,434.97

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 1,377 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,493.97

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,377 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,116.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
Heller Frances KSVP, Business Development
OtherPerformance Shares · Derivative 101.9476 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000089 · wf-form4_139405548388864.xml · derivative · entry 4

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369.9476

Underlying: Common Stock, $0.10 par value · 101.9476 shares

Expires 2016-03-31

F4 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F5 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F4 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F4 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
Heller Frances KSVP, Business Development
GrantPerformance Shares · Derivative 3,268 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000089 · wf-form4_139405548388864.xml · derivative · entry 3

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock, $0.10 par value · 3,268 shares

Expires 2016-03-31

F2 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F3 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F2 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F2 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F2 · derivative.underlying: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
Powell AnnSVP, Human Resources
OtherPerformance Shares · Derivative 133.4867 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000090 · wf-form4_139405550753763.xml · derivative · entry 2

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412.4867

Underlying: Common Stock, $0.10 par value · 133.4867 shares

Expires 2016-03-31

F3 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F4 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F3 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F3 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
Powell AnnSVP, Human Resources
GrantPerformance Shares · Derivative 4,279 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000090 · wf-form4_139405550753763.xml · derivative · entry 1

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

Underlying: Common Stock, $0.10 par value · 4,279 shares

Expires 2016-03-31

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F2 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherPerformance Shares · Derivative 309.0568 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 21

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216.0568

Underlying: Common Stock, $0.10 par value · 309.0568 shares

Expires 2016-03-31

F20 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F21 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F20 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F20 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 9,907 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 20

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,907

Underlying: Common Stock, $0.10 par value · 9,907 shares

Expires 2016-03-31

F18 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F19 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F18 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherPerformance Shares · Derivative 787.91 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 19

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,044.8554

Underlying: Common Stock, $0.10 par value · 787.91 shares

Expires 2015-03-31

F16 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F17 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F16 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F16 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 11,320 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 18

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,256.9454

Underlying: Common Stock, $0.10 par value · 11,320 shares

Expires 2015-03-31

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F15 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionPerformance Shares · Derivative 80,371 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 17

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 80,371 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherPerformance Shares · Derivative 2,429.6322 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 16

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,371

Underlying: Common Stock, $0.10 par value · 2,429.6322 shares

Expires 2014-03-31

F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 37,263 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 15

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,941.3678

Underlying: Common Stock, $0.10 par value · 37,263 shares

Expires 2014-03-31

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 14

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,418

Underlying: Common Stock, $0.10 par value · 7,418 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 7,355 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 13

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,355 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · derivative · entry 12

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 40,021 $53.49 $2,140,723.29
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,737

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 80,371 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 7,693 $53.49 $411,498.57
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,387

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,080

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 7,628 $53.49 $408,021.72
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,244

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 7,355 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,872

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 7,355 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 2,486 $53.49 $132,976.14
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,162

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:38 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 4,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000091 · wf-form4_139405552570514.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 74.3086 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 19

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456.3086

Underlying: Common Stock, $0.10 par value · 74.3086 shares

Expires 2016-03-31

F18 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F19 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F18 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 2,382 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 18

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

Underlying: Common Stock, $0.10 par value · 2,382 shares

Expires 2016-03-31

F16 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F16 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 147.4347 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 17

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.5423

Underlying: Common Stock, $0.10 par value · 147.4347 shares

Expires 2015-03-31

F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F15 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 2,118 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 16

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726.1076

Underlying: Common Stock, $0.10 par value · 2,118 shares

Expires 2015-03-31

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionPerformance Shares · Derivative 12,718 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 15

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 12,718 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 382.9244 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 14

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,718

Underlying: Common Stock, $0.10 par value · 382.9244 shares

Expires 2014-03-31

F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 5,898 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 13

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,335.0756

Underlying: Common Stock, $0.10 par value · 5,898 shares

Expires 2014-03-31

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 12

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174

Underlying: Common Stock, $0.10 par value · 1,174 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,317 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · derivative · entry 11

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,317 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 4,732 $53.49 $253,114.68
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 8

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,798.464

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 12,718 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 7

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,530.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 875 $53.49 $46,803.75
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,812.464

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,687.464

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 4

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,513.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 982 $53.49 $52,527.18
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,339.464

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 1,317 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,321.464

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,317 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000092 · wf-form4_139405555905886.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherPerformance Shares · Derivative 43.6119 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 17

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441.6119

Underlying: Common Stock, $0.10 par value · 43.6119 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 16

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock, $0.10 par value · 1,398 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.