Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 5,786 $53.49 $309,493.14
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,045

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 10,344 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 406.1066 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 17

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,424.1066

Underlying: Common Stock, $0.10 par value · 406.1066 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 13,018 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 16

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,018

Underlying: Common Stock, $0.10 par value · 13,018 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 1,035.2914 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 15

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,222.2004

Underlying: Common Stock, $0.10 par value · 1,035.2914 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 14,874 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,186.909

Underlying: Common Stock, $0.10 par value · 14,874 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 105,609 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 105,609 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 3,193.2726 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 12

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,609

Underlying: Common Stock, $0.10 par value · 3,193.2726 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 48,962 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,415.7274

Underlying: Common Stock, $0.10 par value · 48,962 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,747

Underlying: Common Stock, $0.10 par value · 9,747 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 5,658 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · derivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,658 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 47,547 $53.49 $2,543,289.03
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,303.166

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 105,609 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,850.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 8,777 $53.49 $469,481.73
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,241.166

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,018.166

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,271.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 5,095 $53.49 $272,531.55
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,524.166

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 5,658 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,619.166

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,658 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000083 · wf-form4_139405533503616.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,961.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherPerformance Shares · Derivative 309.0568 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 17

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216.0568

Underlying: Common Stock, $0.10 par value · 309.0568 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
GrantPerformance Shares · Derivative 9,907 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 16

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,907

Underlying: Common Stock, $0.10 par value · 9,907 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherPerformance Shares · Derivative 408.4241 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 15

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500.7161

Underlying: Common Stock, $0.10 par value · 408.4241 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
GrantPerformance Shares · Derivative 5,868 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 14

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092.292

Underlying: Common Stock, $0.10 par value · 5,868 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 16,184 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 13

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,184 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherPerformance Shares · Derivative 488.5872 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 12

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,184

Underlying: Common Stock, $0.10 par value · 488.5872 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
GrantPerformance Shares · Derivative 7,504 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 11

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,695.4128

Underlying: Common Stock, $0.10 par value · 7,504 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 10

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Common Stock, $0.10 par value · 1,494 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · derivative · entry 9

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,197 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 6,830 $53.49 $365,336.70
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 8

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,696.716

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 16,184 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 7

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,526.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,550 $53.49 $82,909.50
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 6

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,342.716

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 5

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,892.716

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 4

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,398.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,242 $53.49 $66,434.58
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,904.716

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,197 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,146.716

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,197 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000084 · wf-form4_139405535168997.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,949.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 117.2336 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 18

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875.2336

Underlying: Common Stock, $0.10 par value · 117.2336 shares

Expires 2016-03-31

F18 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F19 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F18 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 17

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758

Underlying: Common Stock, $0.10 par value · 3,758 shares

Expires 2016-03-31

F16 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F16 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 272.9097 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 16

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,021.1968

Underlying: Common Stock, $0.10 par value · 272.9097 shares

Expires 2015-03-31

F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F15 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 3,921 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 15

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,748.2871

Underlying: Common Stock, $0.10 par value · 3,921 shares

Expires 2015-03-31

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionPerformance Shares · Derivative 26,810 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 14

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 26,810 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 809.1449 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 13

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,810

Underlying: Common Stock, $0.10 par value · 809.1449 shares

Expires 2014-03-31

F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 12,431 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 12

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000.8551

Underlying: Common Stock, $0.10 par value · 12,431 shares

Expires 2014-03-31

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 2,474 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 11

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock, $0.10 par value · 2,474 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 10

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,769 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 14,409 $53.49 $770,737.41
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 8

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,491

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 26,810 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 7

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 2,770 $53.49 $148,167.30
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,090

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 2,474 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,860

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 2,474 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.