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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 6,433 $62.30 $400,775.90
Disclosure

SEC source: 0000014272-15-000077 · wf-form4_142550725324189.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,330.17

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000077 · wf-form4_142550725324189.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,763.17

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000077 · wf-form4_142550725324189.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,016.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,182 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 2,371 $62.30 $147,713.30
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,887

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC Exercise / conversionMarket Share Units · Derivative 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000078 · wf-form4_142550727115593.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,703 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC Tax withholdingCommon Stock, $0.10 par value 2,759 $62.30 $171,885.70
Disclosure

SEC source: 0000014272-15-000078 · wf-form4_142550727115593.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,302.29

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC OtherCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000078 · wf-form4_142550727115593.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,061.29

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC Exercise / conversionCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000078 · wf-form4_142550727115593.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,358.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 62,024.927 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,024.927

Underlying: Common Stock, $0.10 par value · 62,024.927 shares

Expires 2017-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 891.0354 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,722.058

Underlying: Common Stock, $0.10 par value · 891.0354 shares

Expires 2016-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 19,406.916 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,831.0226

Underlying: Common Stock, $0.10 par value · 19,406.916 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 57,925.7717 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 57,925.7717 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 1,530.9423 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,925.7717

Underlying: Common Stock, $0.10 par value · 1,530.9423 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 22,172.629 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,394.8294

Underlying: Common Stock, $0.10 par value · 22,172.629 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 26,080 $62.30 $1,624,784.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,433.5561

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 57,925.7717 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000093 · wf-form4_142552297420476.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,513.5561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 10,231.774 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 9

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,231.774

Underlying: Common Stock, $0.10 par value · 10,231.774 shares

Expires 2017-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F13 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 257.2714 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 8

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736.592

Underlying: Common Stock, $0.10 par value · 257.2714 shares

Expires 2016-03-31

F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 5,604.087 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 7

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,479.3206

Underlying: Common Stock, $0.10 par value · 5,604.087 shares

Expires 2016-03-31

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionPerformance Shares · Derivative 15,271.3117 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 15,271.3117 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 403.8189 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,271.3117

Underlying: Common Stock, $0.10 par value · 403.8189 shares

Expires 2015-03-31

F6 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F7 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F6 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 5,846.296 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,867.4928

Underlying: Common Stock, $0.10 par value · 5,846.296 shares

Expires 2015-03-31

F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 6,993 $62.30 $435,663.90
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,737.3117

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 15,271.3117 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,730.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 192,897.479 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,897.479

Underlying: Common Stock, $0.10 par value · 192,897.479 shares

Expires 2017-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 3,838.4982 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,271.139

Underlying: Common Stock, $0.10 par value · 3,838.4982 shares

Expires 2016-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 83,601.119 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,432.6408

Underlying: Common Stock, $0.10 par value · 83,601.119 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 231,280.037 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 231,280.037 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 6,111.6873 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,280.037

Underlying: Common Stock, $0.10 par value · 6,111.6873 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 88,527.024 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,168.3497

Underlying: Common Stock, $0.10 par value · 88,527.024 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 129,125 $62.30 $8,044,487.50
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,839.037

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:36 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 231,280.037 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,964.037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
GrantPerformance Shares · Derivative 51,788.612 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 8

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,788.612

Underlying: Common Stock, $0.10 par value · 51,788.612 shares

Expires 2017-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
OtherPerformance Shares · Derivative 678.0882 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 7

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,662.778

Underlying: Common Stock, $0.10 par value · 678.0882 shares

Expires 2016-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
GrantPerformance Shares · Derivative 14,768.633 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 6

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,984.6898

Underlying: Common Stock, $0.10 par value · 14,768.633 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionPerformance Shares · Derivative 22,851.2765 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 5

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 22,851.2765 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
OtherPerformance Shares · Derivative 603.8244 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,851.2765

Underlying: Common Stock, $0.10 par value · 603.8244 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
GrantPerformance Shares · Derivative 8,746.736 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,247.4521

Underlying: Common Stock, $0.10 par value · 8,746.736 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 11,028 $62.30 $687,044.40
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,096.7465

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionCommon Stock, $0.10 par value 22,851.2765 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000096 · wf-form4_142552301773822.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,124.7465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC GrantPerformance Shares · Derivative 47,952.643 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 8

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,952.643

Underlying: Common Stock, $0.10 par value · 47,952.643 shares

Expires 2017-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC OtherPerformance Shares · Derivative 380.794 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 7

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411.446

Underlying: Common Stock, $0.10 par value · 380.794 shares

Expires 2016-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC GrantPerformance Shares · Derivative 8,294.11 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 6

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030.652

Underlying: Common Stock, $0.10 par value · 8,294.11 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC Exercise / conversionPerformance Shares · Derivative 23,803.0805 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 23,803.0805 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC OtherPerformance Shares · Derivative 629.279 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,803.0805

Underlying: Common Stock, $0.10 par value · 629.279 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC GrantPerformance Shares · Derivative 9,111.563 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,173.8015

Underlying: Common Stock, $0.10 par value · 9,111.563 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC Tax withholdingCommon Stock, $0.10 par value 11,177 $62.30 $696,327.10
Disclosure

SEC source: 0000014272-15-000097 · wf-form4_142552303301703.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,928.3705

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.