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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionPerformance Shares · Derivative 24,142.158 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 19

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 24,142.158 shares

Expires 2016-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC OtherPerformance Shares · Derivative 553.478 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 18

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142.158

Underlying: Common Stock, $0.10 par value · 553.478 shares

Expires 2016-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC GrantPerformance Shares · Derivative 9,177.325 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 17

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,588.68

Underlying: Common Stock, $0.10 par value · 9,177.325 shares

Expires 2016-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC GrantPerformance Shares · Derivative 34,634 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 16

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,634

Underlying: Common Stock, $0.10 par value · 34,634 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC GrantMarket Share Units · Derivative 23,090 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 15

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,090

Underlying: Common Stock, $0.10 par value · 23,090 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionMarket Share Units · Derivative 4,982 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 14

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,948

Underlying: Common Stock, $0.10 par value · 4,982 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionMarket Share Units · Derivative 5,280 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 13

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559

Underlying: Common Stock, $0.10 par value · 5,280 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionMarket Share Units · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · derivative · entry 12

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock, $0.10 par value · 2,739 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Tax withholdingCommon Stock, $0.10 par value 12,519 $64.94 $812,983.86
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 11

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,972.5285

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionCommon Stock, $0.10 par value 24,142.158 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 10

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,491.5285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Tax withholdingCommon Stock, $0.10 par value 2,543 $64.94 $165,142.42
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 9

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,349.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC OtherCommon Stock, $0.10 par value 78 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 8

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,892.3705

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionCommon Stock, $0.10 par value 4,982 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 7

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,970.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Tax withholdingCommon Stock, $0.10 par value 3,126 $64.94 $203,002.44
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 6

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,988.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC OtherCommon Stock, $0.10 par value 747 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,114.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionCommon Stock, $0.10 par value 5,280 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,367.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Tax withholdingCommon Stock, $0.10 par value 2,398 $64.94 $155,726.12
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,087.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC OtherCommon Stock, $0.10 par value 1,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,485.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionCommon Stock, $0.10 par value 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000367 · wf-form4_145800619241839.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,600.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionPerformance Shares · Derivative 204,447.001 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · derivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 204,447.001 shares

Expires 2016-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F1 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC OtherPerformance Shares · Derivative 4,686.434 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,447.001

Underlying: Common Stock, $0.10 par value · 4,686.434 shares

Expires 2016-03-10

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F6 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Tax withholdingCommon Stock, $0.10 par value 114,107 $64.94 $7,410,108.58
Disclosure

SEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,994.001

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC Exercise / conversionCommon Stock, $0.10 par value 204,447.001 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,101.001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionPerformance Shares · Derivative 16,311.77 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 19

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,311.77 shares

Expires 2016-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
OtherPerformance Shares · Derivative 372.962 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 18

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,311.77

Underlying: Common Stock, $0.10 par value · 372.962 shares

Expires 2016-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
GrantPerformance Shares · Derivative 6,200.85 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 17

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,938.808

Underlying: Common Stock, $0.10 par value · 6,200.85 shares

Expires 2016-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
GrantPerformance Shares · Derivative 8,081 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 16

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,081

Underlying: Common Stock, $0.10 par value · 8,081 shares

Expires 2019-03-10

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
GrantMarket Share Units · Derivative 5,387 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 15

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,387

Underlying: Common Stock, $0.10 par value · 5,387 shares

Expires 2020-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionMarket Share Units · Derivative 1,276 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 14

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829

Underlying: Common Stock, $0.10 par value · 1,276 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionMarket Share Units · Derivative 1,421 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 13

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842

Underlying: Common Stock, $0.10 par value · 1,421 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionMarket Share Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · derivative · entry 12

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Tax withholdingCommon Stock, $0.10 par value 7,346 $64.94 $477,049.24
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 11

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,830.583

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionCommon Stock, $0.10 par value 16,311.77 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 10

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,176.583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Tax withholdingCommon Stock, $0.10 par value 566 $64.94 $36,756.04
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 9

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,864.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
OtherCommon Stock, $0.10 par value 20 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 8

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,430.813

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionCommon Stock, $0.10 par value 1,276 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 7

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,450.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Tax withholdingCommon Stock, $0.10 par value 708 $64.94 $45,977.52
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 6

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,174.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
OtherCommon Stock, $0.10 par value 201 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 5

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,882.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionCommon Stock, $0.10 par value 1,421 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 4

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,681.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Tax withholdingCommon Stock, $0.10 par value 951 $64.94 $61,757.94
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,260.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
OtherCommon Stock, $0.10 par value 1,274 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,211.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:43 UTC
Elicker John ESVP, Public Affairs & IR
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000369 · wf-form4_145800622172104.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP, Public Affairs & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,937.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionPerformance Shares · Derivative 16,311.77 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 20

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,311.77 shares

Expires 2016-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
OtherPerformance Shares · Derivative 373.962 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 19

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,311.77

Underlying: Common Stock, $0.10 par value · 373.962 shares

Expires 2016-03-31

F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 6,200.85 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 18

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937.808

Underlying: Common Stock, $0.10 par value · 6,200.85 shares

Expires 2016-03-31

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
GrantPerformance Shares · Derivative 6,632 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 17

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

Underlying: Common Stock, $0.10 par value · 6,632 shares

Expires 2019-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
GrantMarket Share Units · Derivative 4,421 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 16

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,421

Underlying: Common Stock, $0.10 par value · 4,421 shares

Expires 2020-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,170 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 15

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,512

Underlying: Common Stock, $0.10 par value · 1,170 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,127 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 14

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253

Underlying: Common Stock, $0.10 par value · 1,127 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 13

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.