Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionMarket Share Units · Derivative | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 17 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,779 Underlying: Common Stock, $0.10 par value · 5,889 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionMarket Share Units · Derivative | 6,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 16 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,829 Underlying: Common Stock, $0.10 par value · 6,829 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionMarket Share Units · Derivative | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 15 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,410 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 27,924 | $58.32 | $1,628,527.68 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 14 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,369.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 62,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,293.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 2,379 | $58.32 | $138,743.28 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,268.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
OtherCommon Stock, $0.10 par value | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,647.283 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 6,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,535.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 2,305 | $58.32 | $134,427.60 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,364.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
OtherCommon Stock, $0.10 par value | 771 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,669.283 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,440.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 3,099 | $58.32 | $180,733.68 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,551.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
OtherCommon Stock, $0.10 par value | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,650.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 6,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,597.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 4,301 | $58.32 | $250,834.32 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,768.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
OtherCommon Stock, $0.10 par value | 3,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,069.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC |
Bancroft Charles AEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,926.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
GrantPerformance Shares · Derivative | 128,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,654 Underlying: Common Stock, $0.10 par value · 128,654 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionPerformance Shares · Derivative | 51,789 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 51,789 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
GrantMarket Share Units · Derivative | 85,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,769 Underlying: Common Stock, $0.10 par value · 85,769 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionMarket Share Units · Derivative | 18,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,550 Underlying: Common Stock, $0.10 par value · 18,183 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionMarket Share Units · Derivative | 7,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,103 Underlying: Common Stock, $0.10 par value · 7,051 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionMarket Share Units · Derivative | 5,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,702 Underlying: Common Stock, $0.10 par value · 5,702 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionMarket Share Units · Derivative | 4,879 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · derivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 4,879 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.10 par value | 26,811 | $58.32 | $1,563,617.52 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,418.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 51,789 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,229.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.10 par value | 8,059 | $58.32 | $470,000.88 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,440.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
OtherCommon Stock, $0.10 par value | 2,617 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,499.333 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 18,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,116.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.10 par value | 3,172 | $58.32 | $184,991.04 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,933.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
OtherCommon Stock, $0.10 par value | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,105.333 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 7,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,029.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.10 par value | 2,975 | $58.32 | $173,502.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,978.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
OtherCommon Stock, $0.10 par value | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,953.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 5,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,909.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.10 par value | 3,765 | $58.32 | $219,574.80 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,207.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
OtherCommon Stock, $0.10 par value | 2,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,972.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Caforio GiovanniDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 4,879 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000088 · wf-form4_148953792078470.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,580.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
GrantPerformance Shares · Derivative | 9,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 21 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Underlying: Common Stock, $0.10 par value · 9,216 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionPerformance Shares · Derivative | 8,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 20 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 8,615 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
GrantMarket Share Units · Derivative | 6,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 19 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,144 Underlying: Common Stock, $0.10 par value · 6,144 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionMarket Share Units · Derivative | 1,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 18 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,044 Underlying: Common Stock, $0.10 par value · 1,347 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionMarket Share Units · Derivative | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 17 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,827 Underlying: Common Stock, $0.10 par value · 1,412 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionMarket Share Units · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 16 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949 Underlying: Common Stock, $0.10 par value · 948 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionMarket Share Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · derivative · entry 15 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 953 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Tax withholdingCommon Stock, $0.10 par value | 3,552 | $58.32 | $207,152.64 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 14 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,137.783 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 8,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 13 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,689.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Tax withholdingCommon Stock, $0.10 par value | 476 | $58.32 | $27,760.32 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 12 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,074.783 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
OtherCommon Stock, $0.10 par value | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 11 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,550.783 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:32 UTC |
Blin EmmanuelSVP, Chief Strategy Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000089 · wf-form4_148953794218600.xml · nonDerivative · entry 10 Blin Emmanuel · CIK 0001642115 · SVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,744.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.