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BRISTOL MYERS SQUIBB CO

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 23:50 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 477.099 $64.19 $30,624.98
Disclosure

SEC source: 0000014272-20-000020 · wf-form4_157809539470580.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,030.666

Underlying: Common Stock, $0.10 par value · 477.099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:50 UTC GrantDeferred Share Units · Derivative 574.466 $64.19 $36,874.97
Disclosure

SEC source: 0000014272-20-000021 · wf-form4_157809541689933.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,906.843

Underlying: Common Stock, $0.10 par value · 574.466 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:50 UTC GrantDeferred Share Units · Derivative 477.099 $64.19 $30,624.98
Disclosure

SEC source: 0000014272-20-000022 · wf-form4_157809543970791.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,640.1

Underlying: Common Stock, $0.10 par value · 477.099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:51 UTC GrantDeferred Share Units · Derivative 506.309 $64.19 $32,499.97
Disclosure

SEC source: 0000014272-20-000023 · wf-form4_157809546030752.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,630.178

Underlying: Common Stock, $0.10 par value · 506.309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:51 UTC GrantDeferred Share Units · Derivative 603.677 $64.19 $38,750.03
Disclosure

SEC source: 0000014272-20-000024 · wf-form4_157809548218982.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,542.74

Underlying: Common Stock, $0.10 par value · 603.677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:52 UTC GrantDeferred Share Units · Derivative 177.802 $64.19 $11,413.11
Disclosure

SEC source: 0000014272-20-000025 · wf-form4_157809550341332.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833.715

Underlying: Common Stock, $0.10 par value · 177.802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Vessey RupertPres., Research & Early Dev.
Exercise / conversionRestricted Stock Units · Derivative 16,060 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000029 · wf-form4_157809602702986.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,060 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · shares: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

F2 · derivative.exercise_date: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

F2 · derivative.expiration_date: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Vessey RupertPres., Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 7,910 $64.19 $507,742.90
Disclosure

SEC source: 0000014272-20-000029 · wf-form4_157809602702986.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,868

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Vessey RupertPres., Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 16,060 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000029 · wf-form4_157809602702986.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the merger, all outstanding Celgene Corporation (Celgene) performance share unit awards were assumed by BMS and converted into (A) a restricted unit award that settled in a number of shares of Common Stock equal to the product of (1) the number of Celgene common stock underlying such equity award immediately prior to the merger (with such number of shares determined by deeming the applicable performance goals to be achieved at the greater of the target level and the actual level of achievement through the end of the calendar quarter immediately preceding the quarter in which the Merger occurs, as determined by the Management Compensation and Development Committee of the board of directors of Celgene prior to the Merger Effective Time),multiplied by (2) the methodology and exchange ratio set forth in the Merger Agreement,and (B) the right to receive, immediately upon,and subject to, the vesting of such equity award, one CVR per share underlying each such equity award.

F2 · shares: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000028 · wf-form4_157809600587903.xml · derivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 12,373 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · shares: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

F2 · derivative.exercise_date: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

F2 · derivative.expiration_date: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 6,094 $64.19 $391,173.86
Disclosure

SEC source: 0000014272-20-000028 · wf-form4_157809600587903.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 31, 2019 Filed Jan 4, 2020 00:00 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 12,373 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000028 · wf-form4_157809600587903.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the merger, all outstanding Celgene Corporation (Celgene) performance share unit awards were assumed by BMS and converted into (A) a restricted unit award that settled in a number of shares of Common Stock equal to the product of (1) the number of Celgene common stock underlying such equity award immediately prior to the merger (with such number of shares determined by deeming the applicable performance goals to be achieved at the greater of the target level and the actual level of achievement through the end of the calendar quarter immediately preceding the quarter in which the Merger occurs, as determined by the Management Compensation and Development Committee of the board of directors of Celgene prior to the Merger Effective Time),multiplied by (2) the methodology and exchange ratio set forth in the Merger Agreement,and (B) the right to receive, immediately upon,and subject to, the vesting of such equity award, one CVR per share underlying each such equity award.

F2 · shares: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

Read SEC document
December 31, 2019 Filed Jan 15, 2020 22:04 UTC Amendment
Vessey RupertPres., Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 7,910 $64.19 $507,742.90
Disclosure

SEC source: 0000014272-20-000040 · wf-form4a_157912585811970.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,328

F4 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 31, 2019 Filed Jan 15, 2020 22:04 UTC Amendment
Vessey RupertPres., Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 16,060 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000040 · wf-form4a_157912585811970.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the merger, all outstanding Celgene Corporation (Celgene) performance share unit awards were assumed by BMS and converted into (A) a restricted unit award that settled in a number of shares of Common Stock equal to the product of (1) the number of Celgene common stock underlying such equity award immediately prior to the merger (with such number of shares determined by deeming the applicable performance goals to be achieved at the greater of the target level and the actual level of achievement through the end of the calendar quarter immediately preceding the quarter in which the Merger occurs, as determined by the Management Compensation and Development Committee of the board of directors of Celgene prior to the Merger Effective Time),multiplied by (2) the methodology and exchange ratio set forth in the Merger Agreement,and (B) the right to receive, immediately upon,and subject to, the vesting of such equity award, one CVR per share underlying each such equity award.

F2 · shares: The restricted stock unit vests in full on December 31, 2019, which is the end of the original performance period associated with the original Performance Share Unit award.

F3 · balance_after: Due to an administrative error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction.

Read SEC document
December 11, 2019 Filed Jan 17, 2020 22:40 UTC
Bancroft Charles AEVP, Head of Integration
GiftCommon Stock, $0.10 par value 3,685 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000043 · wf-form5_157930083419220.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,309.283

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a charitable donor advised fund.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:44 UTC
Dubow AdamChief Compliance & Ethics Offi
SaleCommon Stock, $0.10 par value 1,740 $58.81 $102,329.40
Disclosure

SEC source: 0000014272-19-000243 · wf-form4_157592780983675.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · Chief Compliance & Ethics Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,749.152

Read SEC document
December 04, 2019 Filed Jun 9, 2020 23:16 UTC PurchaseCommon Stock, $0.10 par value 88 $58.90 $5,183.20
Disclosure

SEC source: 0000014272-20-000183 · wf-form4_159174456763815.xml · nonDerivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

F1 · date: Due to an administrative error, this Form 4 was not timely filed.

F2 · balance_after: Reflects the current total of securities beneficially owned by the reporting person, including the reported transaction.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:58 UTC
AHMED NADIMPresident, Hematology
GrantRestricted Stock Units · Derivative 26,376 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000238 · wf-form4_157549668296245.xml · derivative · entry 1

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,376

Underlying: Common Stock, $0.10 par value · 26,376 shares

Expires 2023-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:58 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 10,550 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000239 · wf-form4_157549670465788.xml · derivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

Underlying: Common Stock, $0.10 par value · 10,550 shares

Expires 2023-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:59 UTC
Elkins David VEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 35,168 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000240 · wf-form4_157549673340772.xml · derivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,168

Underlying: Common Stock, $0.10 par value · 35,168 shares

Expires 2023-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:59 UTC
Vessey RupertPres., Research & Early Dev.
GrantRestricted Stock Units · Derivative 35,168 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000241 · wf-form4_157549675679272.xml · derivative · entry 1

VESSEY RUPERT · CIK 0001677618 · Pres., Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,168

Underlying: Common Stock, $0.10 par value · 35,168 shares

Expires 2023-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 22:28 UTC
Eid JosephSVPHead Global Medical Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000233 · wf-form4_157541211408099.xml · derivative · entry 3

Eid Joseph · CIK 0001780247 · SVPHead Global Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651

Underlying: Common Stock, $0.10 par value · 2,825 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit coverts into one share of common stock upon vesting.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

F1 · derivative.expiration_date: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 22:28 UTC
Eid JosephSVPHead Global Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 968 $56.94 $55,117.92
Disclosure

SEC source: 0000014272-19-000233 · wf-form4_157541211408099.xml · nonDerivative · entry 2

Eid Joseph · CIK 0001780247 · SVPHead Global Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 22:28 UTC
Eid JosephSVPHead Global Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000233 · wf-form4_157541211408099.xml · nonDerivative · entry 1

Eid Joseph · CIK 0001780247 · SVPHead Global Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

Read SEC document
December 01, 2019 Filed Mar 12, 2020 22:13 UTC Amendment
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000117 · wf-form4a_158405117849751.xml · derivative · entry 3

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651

Underlying: Common Stock, $0.10 par value · 2,825 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit coverts into one share of common stock upon vesting.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

F1 · derivative.expiration_date: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

Read SEC document
December 01, 2019 Filed Mar 12, 2020 22:13 UTC Amendment
Eid JosephSVP,Head Glob. Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 968 $56.94 $55,117.92
Disclosure

SEC source: 0000014272-20-000117 · wf-form4a_158405117849751.xml · nonDerivative · entry 2

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 01, 2019 Filed Mar 12, 2020 22:13 UTC Amendment
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000117 · wf-form4a_158405117849751.xml · nonDerivative · entry 1

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

F2 · balance_after: Due to an administrative error, 1,300 shares were inadvertently omitted from the Form 4 filed on December 3, 2019. This amendment is being filed to include such shares. All other information set forth in the December 3, 2019 Form 4 remains correct.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:57 UTC GrantDeferred Share Units · Derivative 655.913 $56.41 $37,000.05
Disclosure

SEC source: 0000014272-19-000203 · wf-form4_157445984874010.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.913

Underlying: Common Stock, $0.10 par value · 655.913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2019 annual Deferred Share Units awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:59 UTC GrantDeferred Share Units · Derivative 655.913 $56.41 $37,000.05
Disclosure

SEC source: 0000014272-19-000204 · wf-form4_157445995567267.xml · derivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.913

Underlying: Common Stock, $0.10 par value · 655.913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2019 annual Deferred Share Units awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:00 UTC GrantDeferred Share Units · Derivative 655.913 $56.41 $37,000.05
Disclosure

SEC source: 0000014272-19-000205 · wf-form4_157446000139234.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.913

Underlying: Common Stock, $0.10 par value · 655.913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2019 annual Deferred Share Units awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantRestricted Stock Units · Derivative 2,908 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 32

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,908

Underlying: Common Stock, $0.10 par value · 2,908 shares

Expires 2020-05-01

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_price: The restricted stock unit vests in three equal annual installments beginning on May 1, 2018.

F5 · derivative.exercise_date: Each restricted stock unit converts into one share of common stock upon vesting.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on May 1, 2018.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 19,621 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 31

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,621

Underlying: Common Stock, $0.10 par value · 19,621 shares

Expires 2028-10-29

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 19,619 $0.00 Strike: $47.81 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 30

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,619

Underlying: Common Stock, $0.10 par value · 19,619 shares

Expires 2028-07-30

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 19,619 $0.00 Strike: $44.70 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 29

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,619

Underlying: Common Stock, $0.10 par value · 19,619 shares

Expires 2028-05-08

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,299 $0.00 Strike: $55.52 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 28

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

Underlying: Common Stock, $0.10 par value · 9,299 shares

Expires 2028-01-29

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,300 $0.00 Strike: $54.29 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 27

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock, $0.10 par value · 9,300 shares

Expires 2027-10-30

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 5,843 $0.00 Strike: $72.42 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 26

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2027-07-31

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 5,843 $0.00 Strike: $66.35 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 25

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2027-05-01

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 12,272 $0.00 Strike: $60.53 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 24

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

Underlying: Common Stock, $0.10 par value · 12,272 shares

Expires 2027-01-30

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 12,205 $0.00 Strike: $54.94 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 23

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock, $0.10 par value · 12,205 shares

Expires 2026-10-31

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 5,843 $0.00 Strike: $61.34 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 22

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2026-08-01

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 5,812 $0.00 Strike: $56.44 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 21

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

Underlying: Common Stock, $0.10 par value · 5,812 shares

Expires 2026-05-02

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,299 $0.00 Strike: $54.20 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 20

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

Underlying: Common Stock, $0.10 par value · 9,299 shares

Expires 2026-02-01

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,350 $0.00 Strike: $61.01 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 19

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock, $0.10 par value · 9,350 shares

Expires 2025-11-09

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,350 $0.00 Strike: $70.89 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 18

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock, $0.10 par value · 9,350 shares

Expires 2025-07-27

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,350 $0.00 Strike: $58.78 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 17

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock, $0.10 par value · 9,350 shares

Expires 2025-05-04

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 7,012 $0.00 Strike: $63.41 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 16

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

Underlying: Common Stock, $0.10 par value · 7,012 shares

Expires 2025-02-02

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 9,350 $0.00 Strike: $62.67 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 15

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Stock, $0.10 par value · 9,350 shares

Expires 2024-12-19

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 6,975 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 14

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,975

Underlying: Common Stock, $0.10 par value · 6,975 shares

Expires 2024-10-27

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document
November 20, 2019 Filed Nov 27, 2019 22:31 UTC
AHMED NADIMPresident, Hematology
GrantOption (right to buy) · Derivative 13,949 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0000014272-19-000212 · wf-form4_157489385725608.xml · derivative · entry 13

AHMED NADIM · CIK 0001731193 · President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949

Underlying: Common Stock, $0.10 par value · 13,949 shares

Expires 2024-07-28

F4 · derivative.exercise_date: All of the shares are currently exercisable. Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.