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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 1,405 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 11

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,034.333

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 6,270 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,629.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,264 $57.93 $131,153.52
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,359.333

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 226 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,623.333

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 4,735 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,849.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,885 $57.93 $167,128.05
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,114.333

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 582 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,999.333

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,165 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,417.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,190 $57.93 $126,866.70
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,252.333

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 72 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,442.333

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 4,434 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000122 · wf-form4_158405131532577.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,514.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
Metcalfe KathrynEVP, Corporate Affairs
GrantPerformance Shares · Derivative 8,126 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000123 · wf-form4_158405134144440.xml · derivative · entry 2

Metcalfe Kathryn · CIK 0001799597 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

Underlying: Common Stock, $0.10 par value · 8,126 shares

Expires 2023-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:15 UTC
Metcalfe KathrynEVP, Corporate Affairs
GrantMarket Share Units · Derivative 5,417 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000123 · wf-form4_158405134144440.xml · derivative · entry 1

Metcalfe Kathryn · CIK 0001799597 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417

Underlying: Common Stock, $0.10 par value · 5,417 shares

Expires 2024-03-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
GrantPerformance Shares · Derivative 20,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 22

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,475

Underlying: Common Stock, $0.10 par value · 20,475 shares

Expires 2023-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionPerformance Shares · Derivative 19,016 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 21

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 19,016 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
GrantMarket Share Units · Derivative 13,650 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 20

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Underlying: Common Stock, $0.10 par value · 13,650 shares

Expires 2024-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 19

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,097

Underlying: Common Stock, $0.10 par value · 3,699 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 2,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 18

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,588

Underlying: Common Stock, $0.10 par value · 2,793 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,169 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 17

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Common Stock, $0.10 par value · 3,169 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 2,492 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · derivative · entry 16

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,492 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 8,876 $57.93 $514,186.68
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 15

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,452.088

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 1,907 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 14

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,328.088

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 19,016 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 13

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,421.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,921 $57.93 $111,283.53
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 12

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,405.088

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 829 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 11

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326.088

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 10

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,497.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,128 $57.93 $65,345.04
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 9

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,798.088

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 134 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 8

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,926.088

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 7

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,060.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,496 $57.93 $86,663.28
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 6

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,267.088

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 357 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 5

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,763.088

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,169 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 4

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,406.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,041 $57.93 $60,305.13
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 3

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,237.088

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 40 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 2

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,278.088

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,492 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000124 · wf-form4_158405143770985.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,318.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC GrantPerformance Shares · Derivative 6,847 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 22

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Underlying: Common Stock, $0.10 par value · 6,847 shares

Expires 2023-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionPerformance Shares · Derivative 2,461 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 21

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,461 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC GrantMarket Share Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 20

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564

Underlying: Common Stock, $0.10 par value · 4,564 shares

Expires 2024-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionMarket Share Units · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 19

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock, $0.10 par value · 1,156 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionMarket Share Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 18

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Stock, $0.10 par value · 682 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionMarket Share Units · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 17

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock, $0.10 par value · 410 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionMarket Share Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 16

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 354 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC Tax withholdingCommon Stock, $0.10 par value 979 $57.93 $56,713.47
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 15

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,046

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC OtherCommon Stock, $0.10 par value 247 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 14

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

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March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionCommon Stock, $0.10 par value 2,461 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 13

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC Tax withholdingCommon Stock, $0.10 par value 512 $57.93 $29,660.16
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 12

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC OtherCommon Stock, $0.10 par value 259 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 11

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC Exercise / conversionCommon Stock, $0.10 par value 1,156 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 10

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC Tax withholdingCommon Stock, $0.10 par value 235 $57.93 $13,613.55
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 9

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:17 UTC OtherCommon Stock, $0.10 par value 33 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 8

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,649

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.