Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Corporate Affairs | March 10, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2024-03-10 | Direct | 5,417 |
Reported balance
After 2020-03-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-10 · Grant · Acquired 5,417 · Balance 5,417 F1: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2023-03-10 | Direct | 8,126 |
Reported balance
After 2020-03-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-10 · Grant · Acquired 8,126 · Balance 8,126 F3: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F2: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
F3: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 12, 2020 22:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 8,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000123 · wf-form4_158405134144440.xml · derivative · entry 2 Metcalfe Kathryn · CIK 0001799597 · EVP, Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,126 Underlying: Common Stock, $0.10 par value · 8,126 shares Expires 2023-03-10 F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 5,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000123 · wf-form4_158405134144440.xml · derivative · entry 1 Metcalfe Kathryn · CIK 0001799597 · EVP, Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417 Underlying: Common Stock, $0.10 par value · 5,417 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 03, 2020 Filed Feb 26, 2020 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 13,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000084 · wf-form4_158275340433152.xml · derivative · entry 1 Metcalfe Kathryn · CIK 0001799597 · EVP, Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870 Underlying: Common Stock, $0.10 par value · 13,870 shares Expires 2024-02-03 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · date: The transaction on this form was not reported in a timely manner due to an administrative error. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 3, 2021. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on February 3, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.