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BRISTOL MYERS SQUIBB CO

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0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 20:55 UTC
Mily ElizabethEVP, Strategy & BD
GrantRestricted Stock Units · Derivative 10,738 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000157 · wf-form4_158594733900333.xml · derivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,738

Underlying: Common Stock, $0.10 par value · 10,738 shares

Expires 2024-04-01

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 9, 2020 20:51 UTC Amendment
Mily ElizabethEVP, Strategy & BD
GrantPerformance Shares · Derivative 21,973 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000159 · wf-form4a_158646547511444.xml · derivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,973

Underlying: Common Stock, $0.10 par value · 21,973 shares

Expires 2023-04-01

F4 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F4 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
April 01, 2020 Filed Apr 9, 2020 20:51 UTC Amendment
Mily ElizabethEVP, Strategy & BD
GrantMarket Share Units · Derivative 14,649 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000159 · wf-form4a_158646547511444.xml · derivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,649

Underlying: Common Stock, $0.10 par value · 14,649 shares

Expires 2024-04-01

F1 · derivative.exercise_price: Due to an administrative error, this Form 4 is being amended to report market share units and performance share units granted to the reporting person on April 1, 2020.

F2 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:50 UTC GrantDeferred Share Units · Derivative 650.341 $55.74 $36,250.01
Disclosure

SEC source: 0000014272-20-000141 · wf-form4_158586060019816.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,854.626

Underlying: Common Stock, $0.10 par value · 650.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:50 UTC GrantDeferred Share Units · Derivative 627.915 $55.74 $34,999.98
Disclosure

SEC source: 0000014272-20-000142 · wf-form4_158586062026633.xml · derivative · entry 1

BERTOLINI ROBERT J · CIK 0001270263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,635.524

Underlying: Common Stock, $0.10 par value · 627.915 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:50 UTC GrantDeferred Share Units · Derivative 413.976 $55.74 $23,075.02
Disclosure

SEC source: 0000014272-20-000143 · wf-form4_158586064088540.xml · derivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215.29

Underlying: Common Stock, $0.10 par value · 413.976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:52 UTC GrantDeferred Share Units · Derivative 313.958 $55.74 $17,500.02
Disclosure

SEC source: 0000014272-20-000145 · wf-form4_158586074965973.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,133.047

Underlying: Common Stock, $0.10 par value · 313.958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:52 UTC GrantDeferred Share Units · Derivative 650.341 $55.74 $36,250.01
Disclosure

SEC source: 0000014272-20-000144 · wf-form4_158586072702330.xml · derivative · entry 1

Emmens Matthew · CIK 0001298332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,895.03

Underlying: Common Stock, $0.10 par value · 650.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Share Units · Derivative 515.788 $55.74 $28,750.02
Disclosure

SEC source: 0000014272-20-000146 · wf-form4_158586077133560.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369.029

Underlying: Common Stock, $0.10 par value · 515.788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 583.064 $55.74 $32,499.99
Disclosure

SEC source: 0000014272-20-000147 · wf-form4_158586084387630.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,155.965

Underlying: Common Stock, $0.10 par value · 583.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC GrantDeferred Share Units · Derivative 695.192 $55.74 $38,750.00
Disclosure

SEC source: 0000014272-20-000148 · wf-form4_158586086667769.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,831.975

Underlying: Common Stock, $0.10 par value · 695.192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:55 UTC GrantDeferred Share Units · Derivative 583.064 $55.74 $32,499.99
Disclosure

SEC source: 0000014272-20-000149 · wf-form4_158586088815019.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,352.128

Underlying: Common Stock, $0.10 par value · 583.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 583.064 $55.74 $32,499.99
Disclosure

SEC source: 0000014272-20-000150 · wf-form4_158586096606106.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,604.011

Underlying: Common Stock, $0.10 par value · 583.064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 173.798 $55.74 $9,687.50
Disclosure

SEC source: 0000014272-20-000151 · wf-form4_158586098833296.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809.425

Underlying: Common Stock, $0.10 par value · 173.798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:57 UTC GrantDeferred Share Units · Derivative 515.788 $55.74 $28,750.02
Disclosure

SEC source: 0000014272-20-000152 · wf-form4_158586100870058.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369.029

Underlying: Common Stock, $0.10 par value · 515.788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:10 UTC
AHMED NADIMEVP and President, Hematology
GrantPerformance Shares · Derivative 32,082 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000112 · wf-form4_158405103353946.xml · derivative · entry 2

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,082

Underlying: Common Stock, $0.10 par value · 32,082 shares

Expires 2023-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:10 UTC
AHMED NADIMEVP and President, Hematology
GrantMarket Share Units · Derivative 21,388 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000112 · wf-form4_158405103353946.xml · derivative · entry 1

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,388

Underlying: Common Stock, $0.10 par value · 21,388 shares

Expires 2024-03-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionPerformance Shares · Derivative 43,944 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 22

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 43,944 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionMarket Share Units · Derivative 8,219 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 21

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,659

Underlying: Common Stock, $0.10 par value · 8,219 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F8 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionMarket Share Units · Derivative 6,207 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 20

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,415

Underlying: Common Stock, $0.10 par value · 6,207 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionMarket Share Units · Derivative 7,324 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 19

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,324

Underlying: Common Stock, $0.10 par value · 7,324 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionMarket Share Units · Derivative 6,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · derivative · entry 18

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,174 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Tax withholdingCommon Stock, $0.10 par value 20,511 $57.93 $1,188,202.23
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 17

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,534.283

F4 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
OtherCommon Stock, $0.10 par value 4,408 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 16

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,045.283

F10 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionCommon Stock, $0.10 par value 43,944 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 15

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,637.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Tax withholdingCommon Stock, $0.10 par value 4,268 $57.93 $247,245.24
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,693.283

F4 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
OtherCommon Stock, $0.10 par value 1,842 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,961.283

F6 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionCommon Stock, $0.10 par value 8,219 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 12

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,119.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Tax withholdingCommon Stock, $0.10 par value 2,508 $57.93 $145,288.44
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,900.283

F4 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
OtherCommon Stock, $0.10 par value 297 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,408.283

F3 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionCommon Stock, $0.10 par value 6,207 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,705.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Tax withholdingCommon Stock, $0.10 par value 3,457 $57.93 $200,264.01
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,498.283

F4 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
OtherCommon Stock, $0.10 par value 825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,955.283

F6 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionCommon Stock, $0.10 par value 7,324 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,130.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Tax withholdingCommon Stock, $0.10 par value 2,577 $57.93 $149,285.61
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,806.283

F4 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
OtherCommon Stock, $0.10 par value 100 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,383.283

F3 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
Exercise / conversionCommon Stock, $0.10 par value 6,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,483.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
GiftCommon Stock, $0.10 par value 300,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 300,000

F1 · ownership.nature: Reporting person transferred shares to a grantor annuity trust (GRAT).

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
Bancroft Charles AEVP, Head of Integration
GiftCommon Stock, $0.10 par value 300,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000113 · wf-form4_158405105510153.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP, Head of Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,309.283

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450

Underlying: Common Stock, $0.10 par value · 34,450 shares

Expires 2023-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 10,953 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,953 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantMarket Share Units · Derivative 22,966 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,966

Underlying: Common Stock, $0.10 par value · 22,966 shares

Expires 2024-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Underlying: Common Stock, $0.10 par value · 5,318 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock, $0.10 par value · 1,761 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock, $0.10 par value · 1,825 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,569 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,569 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 6,157 $57.43 $353,596.51
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,033

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,190

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 10,953 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,326 $57.93 $192,675.18
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.