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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
OtherCommon Stock, $0.10 par value 435 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 8

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,350.066

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionCommon Stock, $0.10 par value 2,512 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 7

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,915.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Tax withholdingCommon Stock, $0.10 par value 549 $60.93 $33,450.57
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,403.066

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
OtherCommon Stock, $0.10 par value 167 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,952.066

F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionCommon Stock, $0.10 par value 1,917 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,119.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Tax withholdingCommon Stock, $0.10 par value 688 $60.93 $41,919.84
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,202.066

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
OtherCommon Stock, $0.10 par value 137 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,890.066

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionCommon Stock, $0.10 par value 2,055 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,753.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
GrantPerformance Shares · Derivative 46,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · derivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

Underlying: Common Stock, $0.10 par value · 46,949 shares

Expires 2024-03-10

F6 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F6 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
GrantMarket Share Units · Derivative 31,299 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · derivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,299

Underlying: Common Stock, $0.10 par value · 31,299 shares

Expires 2025-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionMarket Share Units · Derivative 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,271

Underlying: Common Stock, $0.10 par value · 7,423 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 3,505 $60.93 $213,559.65
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,685

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
OtherCommon Stock, $0.10 par value 139 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,190

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000085 · wf-form4_161559300926025.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
GrantPerformance Shares · Derivative 24,553 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 22

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,553

Underlying: Common Stock, $0.10 par value · 24,553 shares

Expires 2024-03-10

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionPerformance Shares · Derivative 17,680 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 21

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 17,680 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
GrantMarket Share Units · Derivative 16,369 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 20

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,369

Underlying: Common Stock, $0.10 par value · 16,369 shares

Expires 2025-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionMarket Share Units · Derivative 4,044 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 19

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,132

Underlying: Common Stock, $0.10 par value · 4,044 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionMarket Share Units · Derivative 3,902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 18

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,804

Underlying: Common Stock, $0.10 par value · 3,902 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionMarket Share Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 17

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Common Stock, $0.10 par value · 2,946 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionMarket Share Units · Derivative 3,003 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · derivative · entry 16

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,003 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Tax withholdingCommon Stock, $0.10 par value 8,560 $60.93 $521,560.80
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 15

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,956.466

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
OtherCommon Stock, $0.10 par value 2,498 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 14

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,516.466

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionCommon Stock, $0.10 par value 17,680 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 13

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,018.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,748 $60.93 $106,505.64
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 12

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,338.466

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
OtherCommon Stock, $0.10 par value 76 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 11

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,086.466

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionCommon Stock, $0.10 par value 4,044 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 10

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,010.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,942 $60.93 $118,326.06
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 9

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,966.466

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
OtherCommon Stock, $0.10 par value 676 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 8

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,908.466

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionCommon Stock, $0.10 par value 3,902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 7

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,232.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,141 $60.93 $69,521.13
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 6

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,330.466

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
OtherCommon Stock, $0.10 par value 257 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 5

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,471.466

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,946 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 4

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,728.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,198 $60.93 $72,994.14
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,782.466

F3 · shares: Shares withheld for payment of taxes upon vesting.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
OtherCommon Stock, $0.10 par value 200 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,980.466

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
Exercise / conversionCommon Stock, $0.10 par value 3,003 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000086 · wf-form4_161559302607115.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,780.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
GrantPerformance Shares · Derivative 6,928 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 22

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,928

Underlying: Common Stock, $0.10 par value · 6,928 shares

Expires 2024-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionPerformance Shares · Derivative 4,093 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 21

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,093 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
GrantMarket Share Units · Derivative 4,619 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 20

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock, $0.10 par value · 4,619 shares

Expires 2025-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,141 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 19

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Common Stock, $0.10 par value · 1,141 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 18

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314

Underlying: Common Stock, $0.10 par value · 1,156 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 17

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Common Stock, $0.10 par value · 682 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

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March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 411 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · derivative · entry 16

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 411 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,538 $60.93 $93,710.34
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 15

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,976

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 797 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 14

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 4,093 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 13

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 365 $60.93 $22,239.45
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 12

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,624

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 21 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 11

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,141 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 10

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 426 $60.93 $25,956.18
Disclosure

SEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 9

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.