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BRISTOL MYERS SQUIBB CO

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
LEUNG SANDRASVP and General Counsel
GrantRestricted Stock Units · Derivative 14,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006379 · doc4.xml · derivative · entry 2

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

Underlying: Common Stock, $0.10 par value · 14,378 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
LEUNG SANDRASVP and General Counsel
GrantExecutive Option (right to buy) · Derivative 169,893 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006379 · doc4.xml · derivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,893

Underlying: Common Stock, $0.10 par value · 169,893 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantRestricted Stock Units · Derivative 8,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006380 · doc4.xml · derivative · entry 2

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,073

Underlying: Common Stock, $0.10 par value · 8,073 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:12 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantExecutive Option (right to buy) · Derivative 95,408 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006380 · doc4.xml · derivative · entry 1

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,408

Underlying: Common Stock, $0.10 par value · 95,408 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:13 UTC
Zito Robert TSVP & Chief Comm Officer
GrantRestricted Stock Units · Derivative 6,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-006381 · doc4.xml · derivative · entry 2

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

Underlying: Common Stock, $0.10 par value · 6,168 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:13 UTC
Zito Robert TSVP & Chief Comm Officer
GrantExecutive Option (right to buy) · Derivative 72,860 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-09-006381 · doc4.xml · derivative · entry 1

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,860

Underlying: Common Stock, $0.10 par value · 72,860 shares

Expires 2019-03-02

F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied.

Read SEC document
March 03, 2009 Filed Jan 14, 2011 21:14 UTC Amendment
HOOPER ANTHONY CSVPComOps PresUSJapInterc
GrantRestricted Stock Units · Derivative 18,778 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-003098 · doc4a.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,778

Underlying: Common Stock, $0.10 par value · 18,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · shares: This Form 4 is being amended to reflect the correct number of restricted stock units awarded to Mr. Hooper.

F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:15 UTC
HOOPER ANTHONY CPresident US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 1,283 $17.74 $22,760.42
Disclosure

SEC source: 0001225208-09-005821 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · President US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,004

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:15 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 287 $17.74 $5,091.38
Disclosure

SEC source: 0001225208-09-005822 · doc4.xml · nonDerivative · entry 2

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,682.29

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:15 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 980 $17.74 $17,385.20
Disclosure

SEC source: 0001225208-09-005823 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,503

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:16 UTC
ANDREOTTI LAMBERTOEVP & Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 2,841 $17.74 $50,399.34
Disclosure

SEC source: 0001225208-09-005824 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,663

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:16 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 282 $17.74 $5,002.68
Disclosure

SEC source: 0001225208-09-005825 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,401

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:16 UTC
Zito Robert TSVP & Chief Comm Officer
Tax withholdingCommon Stock, $0.10 par value 783 $18.41 $14,415.03
Disclosure

SEC source: 0001225208-09-005828 · doc4.xml · nonDerivative · entry 1

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,366.22

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:16 UTC
Celentano John ESVP Strat & Productivity Trans
Tax withholdingCommon Stock, $0.10 par value 547 $17.74 $9,703.78
Disclosure

SEC source: 0001225208-09-005826 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP Strat & Productivity Trans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,187

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:16 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 188 $17.74 $3,335.12
Disclosure

SEC source: 0001225208-09-005827 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,351

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:21 UTC
DANIELS BRIANSVP Global Development
Tax withholdingCommon Stock, $0.10 par value 254 $17.74 $4,505.96
Disclosure

SEC source: 0001225208-09-005830 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,767

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2009 Filed Mar 3, 2009 22:21 UTC
Carlo de NotaristefaniPresident, Tech Ops
Tax withholdingCommon Stock, $0.10 par value 392 $17.74 $6,954.08
Disclosure

SEC source: 0001225208-09-005832 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · President, Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,811

F1 · shares: Shares withheld for payment of taxes.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:15 UTC
HOOPER ANTHONY CPresident US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 1,131 $18.41 $20,821.71
Disclosure

SEC source: 0001225208-09-005821 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,287

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:15 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 294 $18.41 $5,412.54
Disclosure

SEC source: 0001225208-09-005822 · doc4.xml · nonDerivative · entry 1

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,969.29

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:15 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 2,096 $18.41 $38,587.36
Disclosure

SEC source: 0001225208-09-005823 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,483

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:16 UTC
ANDREOTTI LAMBERTOEVP & Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 2,959 $18.41 $54,475.19
Disclosure

SEC source: 0001225208-09-005824 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,504

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:16 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 235 $18.41 $4,326.35
Disclosure

SEC source: 0001225208-09-005825 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,683

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:16 UTC
Celentano John ESVP Strat & Productivity Trans
Tax withholdingCommon Stock, $0.10 par value 431 $18.41 $7,934.71
Disclosure

SEC source: 0001225208-09-005826 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP Strat & Productivity Trans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,734

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:16 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 188 $18.41 $3,461.08
Disclosure

SEC source: 0001225208-09-005827 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,539

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:21 UTC
DANIELS BRIANSVP Global Development
Tax withholdingCommon Stock, $0.10 par value 633 $18.41 $11,653.53
Disclosure

SEC source: 0001225208-09-005830 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,021

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2009 Filed Mar 3, 2009 22:21 UTC
Carlo de NotaristefaniPresident, Tech Ops
Tax withholdingCommon Stock, $0.10 par value 864 $18.41 $15,906.24
Disclosure

SEC source: 0001225208-09-005832 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · President, Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,203

F1 · shares: Shares withheld for payment of taxes.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC GrantPerformance Shares · Derivative 41,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004529 · doc4.xml · derivative · entry 1

Huet Jean-Marc · CIK 0001431254 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,798

Underlying: Common Stock, $0.10 par value · 41,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F2 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F1 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
ANDREOTTI LAMBERTOEVP & Chief Operating Officer
GrantPerformance Shares · Derivative 26,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004530 · doc4.xml · derivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,887

Underlying: Common Stock, $0.10 par value · 26,709 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F5 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
ANDREOTTI LAMBERTOEVP & Chief Operating Officer
GrantPerformance Shares · Derivative 41,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004530 · doc4.xml · derivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,178

Underlying: Common Stock, $0.10 par value · 41,798 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F3 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
ANDREOTTI LAMBERTOEVP & Chief Operating Officer
GrantCommon Stock, $0.10 par value 34,440 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004530 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,463

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Caldarella Joseph CVP & Financial Controller
GrantPerformance Shares · Derivative 2,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004531 · doc4.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,815

Underlying: Common Stock, $0.10 par value · 2,981 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Caldarella Joseph CVP & Financial Controller
GrantPerformance Shares · Derivative 5,994 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004531 · doc4.xml · derivative · entry 3

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,834

Underlying: Common Stock, $0.10 par value · 5,994 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Caldarella Joseph CVP & Financial Controller
GrantCommon Stock, $0.10 par value 6,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004531 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,918

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Celentano John ESVP Strat & Productivity Trans
GrantPerformance Shares · Derivative 7,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004532 · doc4.xml · derivative · entry 4

Celentano John E · CIK 0001346102 · SVP Strat & Productivity Trans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731

Underlying: Common Stock, $0.10 par value · 7,752 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F5 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Celentano John ESVP Strat & Productivity Trans
GrantPerformance Shares · Derivative 15,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004532 · doc4.xml · derivative · entry 3

Celentano John E · CIK 0001346102 · SVP Strat & Productivity Trans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,979

Underlying: Common Stock, $0.10 par value · 15,484 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F3 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Celentano John ESVP Strat & Productivity Trans
GrantCommon Stock, $0.10 par value 14,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004532 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP Strat & Productivity Trans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,165

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
LEUNG SANDRASVP and General Counsel
GrantPerformance Shares · Derivative 17,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004533 · doc4.xml · derivative · entry 4

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,902

Underlying: Common Stock, $0.10 par value · 17,604 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
LEUNG SANDRASVP and General Counsel
GrantPerformance Shares · Derivative 27,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004533 · doc4.xml · derivative · entry 3

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,298

Underlying: Common Stock, $0.10 par value · 27,548 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
LEUNG SANDRASVP and General Counsel
GrantCommon Stock, $0.10 par value 3,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004533 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,727

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantPerformance Shares · Derivative 26,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004534 · doc4.xml · derivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,887

Underlying: Common Stock, $0.10 par value · 26,709 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantPerformance Shares · Derivative 41,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004534 · doc4.xml · derivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,178

Underlying: Common Stock, $0.10 par value · 41,798 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
SIGAL ELLIOTEVP, CSO & President R&D
GrantCommon Stock, $0.10 par value 28,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004534 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,579

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Carlo de NotaristefaniPresident, Tech Ops
GrantPerformance Shares · Derivative 7,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004535 · doc4.xml · derivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · President, Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,269

Underlying: Common Stock, $0.10 par value · 7,752 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F5 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Carlo de NotaristefaniPresident, Tech Ops
GrantPerformance Shares · Derivative 12,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004535 · doc4.xml · derivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · President, Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,517

Underlying: Common Stock, $0.10 par value · 12,129 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F3 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
Carlo de NotaristefaniPresident, Tech Ops
GrantCommon Stock, $0.10 par value 17,473 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004535 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · President, Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,067

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
HOOPER ANTHONY CPresident US Pharmaceuticals
GrantPerformance Shares · Derivative 13,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004536 · doc4.xml · derivative · entry 5

HOOPER ANTHONY C · CIK 0001277244 · President US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,918

Underlying: Common Stock, $0.10 par value · 13,803 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
HOOPER ANTHONY CPresident US Pharmaceuticals
GrantPerformance Shares · Derivative 27,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004536 · doc4.xml · derivative · entry 4

HOOPER ANTHONY C · CIK 0001277244 · President US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,115

Underlying: Common Stock, $0.10 par value · 27,548 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
HOOPER ANTHONY CPresident US Pharmaceuticals
GrantCommon Stock, $0.10 par value 25,830 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004536 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,418

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 103,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004537 · doc4.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,161

Underlying: Common Stock, $0.10 par value · 103,191 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F4 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

F3 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
February 19, 2009 Filed Feb 23, 2009 21:20 UTC
CORNELIUS JAMES MDirector · Chairman & CEO
GrantPerformance Shares · Derivative 161,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-004537 · doc4.xml · derivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,970

Underlying: Common Stock, $0.10 par value · 161,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F2 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

F1 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.