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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Cazala Beatrice JPres Global Comm & Pres Europe
Exercise / conversionCommon Stock, $0.10 par value 16,646 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007210 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,714.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
Exercise / conversionPerformance Shares · Derivative 8,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · derivative · entry 8

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,551

Underlying: Common Stock, $0.10 par value · 8,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantPerformance Shares · Derivative 2,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · derivative · entry 7

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,934

Underlying: Common Stock, $0.10 par value · 2,562 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantPerformance Shares · Derivative 9,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · derivative · entry 6

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,372

Underlying: Common Stock, $0.10 par value · 9,518 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantPerformance Shares · Derivative 14,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · derivative · entry 5

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,854

Underlying: Common Stock, $0.10 par value · 14,549 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
GrantMarket Share Units · Derivative 10,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · derivative · entry 4

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802

Underlying: Common Stock, $0.10 par value · 10,802 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
Tax withholdingCommon Stock, $0.10 par value 3,049 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · nonDerivative · entry 2

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,314.29

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
MCBRIDE ANTHONY ASVP Human Resources
Exercise / conversionCommon Stock, $0.10 par value 8,383 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007211 · doc4.xml · nonDerivative · entry 1

MCBRIDE ANTHONY A · CIK 0001428699 · SVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,363.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
Exercise / conversionPerformance Shares · Derivative 15,964 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · derivative · entry 8

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,209

Underlying: Common Stock, $0.10 par value · 15,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
GrantPerformance Shares · Derivative 5,086 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · derivative · entry 7

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,173

Underlying: Common Stock, $0.10 par value · 5,086 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
GrantPerformance Shares · Derivative 7,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · derivative · entry 6

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,087

Underlying: Common Stock, $0.10 par value · 7,269 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
GrantPerformance Shares · Derivative 11,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · derivative · entry 5

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,818

Underlying: Common Stock, $0.10 par value · 11,113 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
GrantMarket Share Units · Derivative 9,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · derivative · entry 4

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock, $0.10 par value · 9,706 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
Tax withholdingCommon Stock, $0.10 par value 5,804 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · nonDerivative · entry 2

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,449

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Zito Robert TSVP & Chief Comm Officer
Exercise / conversionCommon Stock, $0.10 par value 15,964 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007212 · doc4.xml · nonDerivative · entry 1

Zito Robert T · CIK 0001298694 · SVP & Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionPerformance Shares · Derivative 8,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 8

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466

Underlying: Common Stock, $0.10 par value · 8,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
GrantPerformance Shares · Derivative 2,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 7

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,849

Underlying: Common Stock, $0.10 par value · 2,562 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
GrantPerformance Shares · Derivative 3,840 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,287

Underlying: Common Stock, $0.10 par value · 3,840 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
GrantPerformance Shares · Derivative 5,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,447

Underlying: Common Stock, $0.10 par value · 5,632 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
GrantMarket Share Units · Derivative 7,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,075

Underlying: Common Stock, $0.10 par value · 7,075 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 3,479 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,755

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 8,383 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007215 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
Exercise / conversionPerformance Shares · Derivative 47,483 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 8

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,387

Underlying: Common Stock, $0.10 par value · 47,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
GrantPerformance Shares · Derivative 15,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 7

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,870

Underlying: Common Stock, $0.10 par value · 15,129 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
GrantPerformance Shares · Derivative 16,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 6

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,741

Underlying: Common Stock, $0.10 par value · 16,950 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
GrantPerformance Shares · Derivative 25,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,791

Underlying: Common Stock, $0.10 par value · 25,889 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
GrantMarket Share Units · Derivative 29,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 4

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,419

Underlying: Common Stock, $0.10 par value · 29,419 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 22,546 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,722

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
LEUNG SANDRASVP and General Counsel
Exercise / conversionCommon Stock, $0.10 par value 47,483 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007213 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC Exercise / conversionPerformance Shares · Derivative 8,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · derivative · entry 7

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651

Underlying: Common Stock, $0.10 par value · 8,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC GrantPerformance Shares · Derivative 2,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · derivative · entry 6

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,034

Underlying: Common Stock, $0.10 par value · 2,562 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC GrantPerformance Shares · Derivative 3,840 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · derivative · entry 5

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,472

Underlying: Common Stock, $0.10 par value · 3,840 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC GrantPerformance Shares · Derivative 5,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Underlying: Common Stock, $0.10 par value · 5,632 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC GrantMarket Share Units · Derivative 22,630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,630

Underlying: Common Stock, $0.10 par value · 22,630 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC Tax withholdingCommon Stock, $0.10 par value 3,049 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,759.25

F3 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

F2 · balance_after: Includes unvested restricted stock awards.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC Exercise / conversionCommon Stock, $0.10 par value 8,383 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007214 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,808.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

F2 · balance_after: Includes unvested restricted stock awards.

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March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
Exercise / conversionPerformance Shares · Derivative 37,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · derivative · entry 9

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,707

Underlying: Common Stock, $0.10 par value · 37,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
GrantPerformance Shares · Derivative 11,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,940

Underlying: Common Stock, $0.10 par value · 11,863 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
GrantPerformance Shares · Derivative 22,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · derivative · entry 7

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,077

Underlying: Common Stock, $0.10 par value · 22,270 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
GrantPerformance Shares · Derivative 25,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · derivative · entry 6

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,807

Underlying: Common Stock, $0.10 par value · 25,889 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
GrantMarket Share Units · Derivative 35,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · derivative · entry 5

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,684

Underlying: Common Stock, $0.10 par value · 35,684 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
Tax withholdingCommon Stock, $0.10 par value 17,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,627

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
HOOPER ANTHONY CPresident Americas
Exercise / conversionCommon Stock, $0.10 par value 37,233 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007219 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Exercise / conversionPerformance Shares · Derivative 20,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · derivative · entry 8

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,551

Underlying: Common Stock, $0.10 par value · 20,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantPerformance Shares · Derivative 6,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · derivative · entry 7

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,460

Underlying: Common Stock, $0.10 par value · 6,662 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantPerformance Shares · Derivative 9,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · derivative · entry 6

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,798

Underlying: Common Stock, $0.10 par value · 9,518 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantPerformance Shares · Derivative 14,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · derivative · entry 5

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,280

Underlying: Common Stock, $0.10 par value · 14,549 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
GrantMarket Share Units · Derivative 13,979 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · derivative · entry 4

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,979

Underlying: Common Stock, $0.10 par value · 13,979 shares

Expires not disclosed

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Tax withholdingCommon Stock, $0.10 par value 6,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,336

F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award.

Read SEC document
March 02, 2010 Filed Mar 4, 2010 23:57 UTC
Celentano John EPres Emerging Mkts & Asia-Pac
Exercise / conversionCommon Stock, $0.10 par value 20,909 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007216 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · Pres Emerging Mkts & Asia-Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.