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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 746 $32.59 $24,312.14
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,096.25

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,842.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionRestricted Stock Units · Derivative 1,517 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · derivative · entry 14

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,517 shares

Expires 2012-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 552 $32.59 $17,989.68
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 10

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,095.018

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 1,517 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 9

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,647.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · derivative · entry 15

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 797 $32.59 $25,974.23
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 10

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,967 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 9

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionRestricted Stock Units · Derivative 2,660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · derivative · entry 14

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock, $0.10 par value · 2,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F7 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 786 $32.59 $25,615.74
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 10

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,964

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 2,660 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 9

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Exercise / conversionRestricted Stock Units · Derivative 3,039 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · derivative · entry 14

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,039 shares

Expires 2012-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Tax withholdingCommon Stock, $0.10 par value 1,105 $32.59 $36,011.95
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 10

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,658.82

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Exercise / conversionCommon Stock, $0.10 par value 3,039 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 9

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,763.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · derivative · entry 14

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

Underlying: Common Stock, $0.10 par value · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F7 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 680 $32.59 $22,161.20
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 10

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,667

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 1,870 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 9

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · derivative · entry 15

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,980

Underlying: Common Stock, $0.10 par value · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F7 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 1,442 $32.59 $46,994.78
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,987

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionRestricted Stock Units · Derivative 7,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006731 · doc4.xml · derivative · entry 15

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Common Stock, $0.10 par value · 7,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F7 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 3,455 $32.59 $112,598.45
Disclosure

SEC source: 0001225208-12-006731 · doc4.xml · nonDerivative · entry 10

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,794

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 7,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006731 · doc4.xml · nonDerivative · entry 9

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006732 · doc4.xml · derivative · entry 14

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,155 shares

Expires 2012-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC Tax withholdingCommon Stock, $0.10 par value 420 $32.59 $13,687.80
Disclosure

SEC source: 0001225208-12-006732 · doc4.xml · nonDerivative · entry 10

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2012 Filed Mar 6, 2012 00:43 UTC Exercise / conversionCommon Stock, $0.10 par value 1,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006732 · doc4.xml · nonDerivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,344 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · derivative · entry 13

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,688

Underlying: Common Stock, $0.10 par value · 10,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 5,221 $32.59 $170,152.39
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,042

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 10,344 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006722 · doc4.xml · nonDerivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487

Underlying: Common Stock, $0.10 par value · 2,487 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 905 $32.59 $29,493.95
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,790.25

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,695.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionRestricted Stock Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · derivative · entry 13

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 673 $32.59 $21,933.07
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 8

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,130.018

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006724 · doc4.xml · nonDerivative · entry 7

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,803.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

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March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · derivative · entry 14

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,379

Underlying: Common Stock, $0.10 par value · 2,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

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March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 963 $32.59 $31,384.17
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 8

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,404

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006725 · doc4.xml · nonDerivative · entry 7

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionRestricted Stock Units · Derivative 2,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · derivative · entry 13

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

Underlying: Common Stock, $0.10 par value · 2,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

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March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 874 $32.59 $28,483.66
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 8

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,090

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 2,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006727 · doc4.xml · nonDerivative · entry 7

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Exercise / conversionRestricted Stock Units · Derivative 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · derivative · entry 13

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753

Underlying: Common Stock, $0.10 par value · 3,753 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Tax withholdingCommon Stock, $0.10 par value 1,365 $32.59 $44,485.35
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 8

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,724.82

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
Cuss Francis MSVP Research
Exercise / conversionCommon Stock, $0.10 par value 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006728 · doc4.xml · nonDerivative · entry 7

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,089.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · derivative · entry 13

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Stock, $0.10 par value · 2,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 979 $32.59 $31,905.61
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 8

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,477

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006729 · doc4.xml · nonDerivative · entry 7

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · derivative · entry 14

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586

Underlying: Common Stock, $0.10 par value · 4,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F5 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 1,736 $32.59 $56,576.24
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,449

F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2012 Filed Mar 6, 2012 00:43 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 4,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.