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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2012 Filed May 7, 2012 20:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 13,990 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-011415 · doc4.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,979

Underlying: Common Stock, $0.10 par value · 13,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
May 04, 2012 Filed May 7, 2012 20:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 9,566 $33.37 $319,217.42
Disclosure

SEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,491

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
May 04, 2012 Filed May 7, 2012 20:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 4,962 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,057

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
May 04, 2012 Filed May 7, 2012 20:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 13,990 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
May 03, 2012 Filed May 3, 2012 21:06 UTC SaleCommon Stock, $0.10 par value 5,000 $33.51 $167,550.00
Disclosure

SEC source: 0001225208-12-011134 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.32 to $33.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2012 Filed May 3, 2012 21:06 UTC SaleCommon Stock, $0.10 par value 5,000 $33.49 $167,450.00
Disclosure

SEC source: 0001225208-12-011134 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.41 to $33.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 25, 2012 Filed Apr 25, 2012 21:55 UTC SaleCommon Stock, $0.10 par value 5,000 $34.24 $171,200.00
Disclosure

SEC source: 0001225208-12-010231 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.15 to $34.31, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 24, 2012 Filed Apr 25, 2012 21:55 UTC SaleCommon Stock, $0.10 par value 5,000 $33.97 $169,850.00
Disclosure

SEC source: 0001225208-12-010231 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.85 to $34.10, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2012 Filed Apr 18, 2012 21:37 UTC SaleCommon Stock, $0.10 par value 5,000 $33.48 $167,400.00
Disclosure

SEC source: 0001225208-12-009969 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.26 to $33.67, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2012 Filed Apr 18, 2012 21:37 UTC SaleCommon Stock, $0.10 par value 5,000 $33.24 $166,200.00
Disclosure

SEC source: 0001225208-12-009969 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.92 to $33.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 11, 2012 Filed Apr 11, 2012 21:46 UTC SaleCommon Stock, $0.10 par value 5,000 $32.64 $163,200.00
Disclosure

SEC source: 0001225208-12-009661 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.52 to $32.73, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 10, 2012 Filed Apr 11, 2012 21:46 UTC SaleCommon Stock, $0.10 par value 5,000 $32.63 $163,150.00
Disclosure

SEC source: 0001225208-12-009661 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.48 to $32.91, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 05, 2012 Filed Apr 6, 2012 16:44 UTC SaleCommon Stock, $0.10 par value 5,000 $33.63 $168,150.00
Disclosure

SEC source: 0001225208-12-009546 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.54 to $33.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2012 Filed Apr 6, 2012 16:44 UTC SaleCommon Stock, $0.10 par value 5,000 $33.67 $168,350.00
Disclosure

SEC source: 0001225208-12-009546 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.62 to $33.78, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2012 Filed Apr 2, 2012 20:19 UTC GrantCommon Stock, $0.10 par value 740 $33.75 $24,975.00
Disclosure

SEC source: 0001225208-12-008664 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,016

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 20:32 UTC GrantDeferred Share Units · Derivative 324.07 $33.75 $10,937.36
Disclosure

SEC source: 0001225208-12-009018 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,653.49

Underlying: Common Stock, $0.10 par value · 324.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 20:32 UTC GrantDeferred Share Units · Derivative 650.33 $33.75 $21,948.64
Disclosure

SEC source: 0001225208-12-009019 · doc4.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963.33

Underlying: Common Stock, $0.10 par value · 650.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:44 UTC Exercise / conversionOption (right to buy) · Derivative 3,500 $0.00 Strike: $28.38 $0.00
Disclosure

SEC source: 0001225208-12-008091 · doc4.xml · derivative · entry 4

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,500 shares

Expires 2012-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 7, 2002.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:44 UTC SaleCommon Stock, $0.10 par value 3,500 $33.16 $116,060.00
Disclosure

SEC source: 0001225208-12-008091 · doc4.xml · nonDerivative · entry 2

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:44 UTC Exercise / conversionCommon Stock, $0.10 par value 3,500 $28.38 $99,312.50
Disclosure

SEC source: 0001225208-12-008091 · doc4.xml · nonDerivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:45 UTC Exercise / conversionOption (right to buy) · Derivative 3,500 $0.00 Strike: $28.38 $0.00
Disclosure

SEC source: 0001225208-12-008092 · doc4.xml · derivative · entry 3

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,500 shares

Expires 2012-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 7, 2002.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:45 UTC SaleCommon Stock, $0.10 par value 3,500 $33.18 $116,130.00
Disclosure

SEC source: 0001225208-12-008092 · doc4.xml · nonDerivative · entry 2

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 16, 2012 Filed Mar 20, 2012 20:45 UTC Exercise / conversionCommon Stock, $0.10 par value 3,500 $28.38 $99,312.50
Disclosure

SEC source: 0001225208-12-008092 · doc4.xml · nonDerivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2012 Filed Apr 2, 2012 20:19 UTC GiftCommon Stock, $0.10 par value 24,468 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-008664 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,276

Read SEC document
March 07, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionRestricted Stock Units · Derivative 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 16

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,172

Underlying: Common Stock, $0.10 par value · 4,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested.

F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested.

F23 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 6, 2009 and March 1, 2011.

Read SEC document
March 07, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Tax withholdingCommon Stock, $0.10 par value 2,102 $32.48 $68,272.96
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 6

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,218.58

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 07, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionCommon Stock, $0.10 par value 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 5

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,320.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 7, 2008. This award has fully vested.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionRestricted Stock Units · Derivative 3,594 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 15

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,199

Underlying: Common Stock, $0.10 par value · 3,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F22 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 7, 2008, March 6, 2009, and March 1, 2011.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
OtherPerformance Shares · Derivative 1,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 14

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171

Underlying: Common Stock, $0.10 par value · 1,168 shares

Expires 2014-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F20 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
GrantPerformance Shares · Derivative 26,003 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 13

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,003

Underlying: Common Stock, $0.10 par value · 26,003 shares

Expires 2014-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F18 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionPerformance Shares · Derivative 49,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 12

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,696.4655

Underlying: Common Stock, $0.10 par value · 49,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F16 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
OtherPerformance Shares · Derivative 1,621.0855 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 11

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,685.4655

Underlying: Common Stock, $0.10 par value · 1,621.0855 shares

Expires not disclosed

F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F15 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.

F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
GrantPerformance Shares · Derivative 17,824 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 10

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,064.38

Underlying: Common Stock, $0.10 par value · 17,824 shares

Expires not disclosed

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F13 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
GrantPerformance Shares · Derivative 19,015 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 9

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,240.38

Underlying: Common Stock, $0.10 par value · 19,015 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
GrantMarket Share Units · Derivative 29,293 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 8

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,293

Underlying: Common Stock, $0.10 par value · 29,293 shares

Expires 2016-03-06

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F8 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F8 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Tax withholdingCommon Stock, $0.10 par value 23,376 $32.33 $755,746.08
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 4

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,293.58

F4 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Tax withholdingCommon Stock, $0.10 par value 1,696 $32.33 $54,831.68
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 3

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,669.58

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionCommon Stock, $0.10 par value 3,594 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,365.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionCommon Stock, $0.10 par value 49,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,771.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 13

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherPerformance Shares · Derivative 923 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 12

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,472

Underlying: Common Stock, $0.10 par value · 923 shares

Expires 2014-03-31

F18 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F19 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F18 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F18 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 20,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 11

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,549

Underlying: Common Stock, $0.10 par value · 20,549 shares

Expires 2014-03-31

F16 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F16 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionPerformance Shares · Derivative 49,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 10

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,835.7636

Underlying: Common Stock, $0.10 par value · 49,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F15 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherPerformance Shares · Derivative 1,754.2936 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 9

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,824.7636

Underlying: Common Stock, $0.10 par value · 1,754.2936 shares

Expires not disclosed

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F14 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 17,824 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 8

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,070.47

Underlying: Common Stock, $0.10 par value · 17,824 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F12 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F10 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantPerformance Shares · Derivative 20,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 7

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,246.47

Underlying: Common Stock, $0.10 par value · 20,600 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantMarket Share Units · Derivative 22,293 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · derivative · entry 6

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,293

Underlying: Common Stock, $0.10 par value · 22,293 shares

Expires 2016-03-06

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 22,856 $32.33 $738,934.48
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,948

F4 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 1,572 $32.33 $50,822.76
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,804

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2012 Filed Mar 9, 2012 02:27 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 3,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007110 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.