Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2017 Filed Sep 20, 2017 00:36 UTC |
DAVIS TRENT DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000063 · primary_doc.xml · derivative · entry 2 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2017-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78. F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F3 · derivative.exercise_date: All 2,000 RSUs vested immediately upon grant. F3 · derivative.expiration_date: All 2,000 RSUs vested immediately upon grant. Read SEC document |
| September 17, 2017 Filed Sep 20, 2017 00:36 UTC |
DAVIS TRENT DDirector
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000063 · primary_doc.xml · nonDerivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:22 UTC |
Shum SteveChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 1, 2017 (the vesting date) was $3.90. F1 · shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. F1 · derivative.underlying_shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:22 UTC |
Shum SteveChief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · nonDerivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on September 1, 2017 through the issuance of shares of common stock. The RSU award was reported on a Form 4 filed on May 26, 2017. F1 · shares: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 17:32 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 2,000 | $3.98 | $7,960.00 |
DisclosureSEC source: 0001249155-17-000059 · primary_doc.xml · nonDerivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Employee Profit Sharing Plan Disclosed balance after: 178,530 F2 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:32 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $3.85 | $19,272.00 |
DisclosureSEC source: 0001249155-17-000059 · primary_doc.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Employee Profit Sharing Plan Disclosed balance after: 176,530 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.79 to $3.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission, its staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4. F2 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 18:03 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 60,726 | $0.01 Strike: $5.40 | $607.26 |
DisclosureSEC source: 0001249155-17-000057 · primary_doc.xml · derivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,726 Underlying: Common Stock · 60,726 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 18:03 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 60,726 | $4.49 | $272,659.74 |
DisclosureSEC source: 0001249155-17-000057 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,913 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 11,111 | $0.01 Strike: $5.40 | $111.11 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · derivative · entry 7 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Irrevocable Trust Disclosed balance after: 11,111 Underlying: Common Stock · 11,111 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F4 · ownership.nature: The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 22,222 | $0.01 Strike: $5.40 | $222.22 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · derivative · entry 6 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Employee Profit Sharing Plan Disclosed balance after: 22,222 Underlying: Common Stock · 22,222 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F3 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 22,222 | $0.01 Strike: $5.40 | $222.22 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · derivative · entry 5 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Stock · 22,222 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 11,111 | $4.49 | $49,888.39 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · nonDerivative · entry 3 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Irrevocable Trust Disclosed balance after: 87,744 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. F4 · ownership.nature: The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 22,222 | $4.49 | $99,776.78 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · nonDerivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Employee Profit Sharing Plan Disclosed balance after: 171,530 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. F3 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:57 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 22,222 | $4.49 | $99,776.78 |
DisclosureSEC source: 0001249155-17-000056 · primary_doc.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,114 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:35 UTC |
FLEMING MICKDirector
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 1,000 | $0.01 Strike: $5.40 | $10.00 |
DisclosureSEC source: 0001249155-17-000055 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2022-08-10 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:35 UTC |
FLEMING MICKDirector
|
PurchaseCommon Stock | 1,000 | $4.49 | $4,490.00 |
DisclosureSEC source: 0001249155-17-000055 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:19 UTC |
DAVIS TRENT DDirector
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 5,000 | $0.01 Strike: $5.40 | $50.00 |
DisclosureSEC source: 0001249155-17-000054 · primary_doc.xml · derivative · entry 2 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-08-10 F1 · price: Purchased as a component of units, each unit consisting of one share of common stock and one common stock purchase warrant. The unit price was $4.50. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:19 UTC |
DAVIS TRENT DDirector
|
PurchaseCommon Stock | 5,000 | $4.49 | $22,450.00 |
DisclosureSEC source: 0001249155-17-000054 · primary_doc.xml · nonDerivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630 F1 · price: Purchased as a component of units, each unit consisting of one share of common stock and one common stock purchase warrant. The unit price was $4.50. F2 · balance_after: Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017. Read SEC document |
| August 10, 2017 Filed Aug 25, 2017 00:00 UTC |
Saunders ShellyDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001493152-17-009824 · form4.xml · derivative · entry 1 Saunders Shelly · CIK 0001715464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2022-08-09 F1 · derivative.exercise_date: The option becomes exercisable quarterly over three years. Read SEC document |
| July 21, 2017 Filed Jul 21, 2017 19:27 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 800 | $6.09 | $4,870.00 |
DisclosureSEC source: 0001249155-17-000052 · primary_doc.xml · nonDerivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,187 F2 · price: This transaction was executed in multiple trades at prices ranging from $5.9667 to $6.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4. Read SEC document |
| July 18, 2017 Filed Jul 21, 2017 19:27 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 2,100 | $5.94 | $12,474.00 |
DisclosureSEC source: 0001249155-17-000052 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,387 F1 · balance_after: Reflects the total shares beneficially owned, taking into account the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| June 30, 2017 Filed Jul 21, 2017 19:27 UTC |
GLENBROOK CAPITAL LP10% owner
|
Purchase5% Convertible Note Due 2020 · Derivative | 400,000 | $400,000.00 Strike: $6.00 | $160,000,000,000.00 |
DisclosureSEC source: 0001249155-17-000052 · primary_doc.xml · derivative · entry 3 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 66,667 shares Expires 2020-06-30 F3 · derivative.exercise_date: The note is convertible at any time at the option of the holder at $6.00 per share, subject to adjustment for future stock splits, reverse splits and similar recapitalizations events, and subject to the blocker attached thereto, which prohibits the voluntary conversion if, by virtue of the conversion, the holder and its affiliates would collectively own more than 19.95% of the Issuer's then outstanding shares. The note will automatically convert in the event the Issuer consummates an equity financing of at least $4.0 million at a per share price of at least $7.50. Read SEC document |
| June 23, 2017 Filed Sep 6, 2017 22:22 UTC |
Shum SteveChief Financial Officer
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000060 · primary_doc.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 F1 · balance_after: Reflects the adjustment in the share numbers resulting from the three-for-one reverse stock split effected on June 15, 2017. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 17:44 UTC |
GLENBROOK CAPITAL LP10% owner
|
OtherCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000045 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,861 F1 · kind: The Reporting Person distributed the 210,000 shares of the Issuer's common stock to a passive limited partner as a liquidating distribution of a portion of that limited partner's partnership interest. F1 · price: The Reporting Person distributed the 210,000 shares of the Issuer's common stock to a passive limited partner as a liquidating distribution of a portion of that limited partner's partnership interest. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:19 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 45,565 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001249155-17-000042 · primary_doc.xml · derivative · entry 5 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,565 Underlying: Common Stock · 45,565 shares Expires 2020-06-02 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $1.30 per unit. The Issuer did not allocate the purchase price between the component securities. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:19 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
PurchaseCommon Stock | 45,565 | $1.30 | $59,234.50 |
DisclosureSEC source: 0001249155-17-000042 · primary_doc.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,670 F1 · price: The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $1.30 per unit. The Issuer did not allocate the purchase price between the component securities. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC |
Shum SteveChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · derivative · entry 3 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on May 24, 2017 (the grant date and the date of the first vesting installment) was $2.04. F4 · price: Awarded under the Issuer's equity incentive plan. F3 · derivative.exercise_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. F3 · derivative.expiration_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC |
Shum SteveChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · derivative · entry 2 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on May 24, 2017 (the grant date and the date of the first vesting installment) was $2.04. F4 · price: Awarded under the Issuer's equity incentive plan. F3 · derivative.exercise_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. F3 · derivative.expiration_date: The RSUs vest on the following schedule: (i) 7,500 immediately; and (ii) 7,500 upon the closing of an equity financing of at least $5.0 million. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:15 UTC |
Shum SteveChief Financial Officer
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000041 · primary_doc.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:08 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 153,846 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001249155-17-000039 · primary_doc.xml · derivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,846 Underlying: Common Stock · 153,846 shares Expires 2020-05-17 F1 · price: The Common Stock reported in Table I and the Warrants reported in Table II were purchased together in a Unit, each Unit consisting of one share of Common Stock and one Warrant, at a purchase price of $1.30 per Unit. The Issuer did not allocate the Unit purchase price between the components of the Units. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:08 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 153,846 | $1.30 | $199,999.80 |
DisclosureSEC source: 0001249155-17-000039 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,599,861 F1 · price: The Common Stock reported in Table I and the Warrants reported in Table II were purchased together in a Unit, each Unit consisting of one share of Common Stock and one Warrant, at a purchase price of $1.30 per Unit. The Issuer did not allocate the Unit purchase price between the components of the Units. Read SEC document |
| May 03, 2017 Filed May 4, 2017 16:59 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative | 230,769 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001249155-17-000036 · primary_doc.xml · derivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,769 Underlying: Common Stock · 230,769 shares Expires 2020-05-03 F1 · price: The Common Stock reported in Table I and the Warrants reported in Table II were purchased together in a Unit, each Unit consisting of one share of Common Stock and one Warrant, at a purchase price of $1.30 per Unit. The Issuer did not allocate the Unit purchase price between the components of the Unit. Read SEC document |
| May 03, 2017 Filed May 4, 2017 16:59 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 230,769 | $1.30 | $299,999.70 |
DisclosureSEC source: 0001249155-17-000036 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446,015 F1 · price: The Common Stock reported in Table I and the Warrants reported in Table II were purchased together in a Unit, each Unit consisting of one share of Common Stock and one Warrant, at a purchase price of $1.30 per Unit. The Issuer did not allocate the Unit purchase price between the components of the Unit. Read SEC document |
| May 01, 2017 Filed May 2, 2017 18:48 UTC |
GLENBROOK CAPITAL LP10% owner
|
PurchaseCommon Stock | 16,500 | $1.45 | $23,855.70 |
DisclosureSEC source: 0001249155-17-000034 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215,246 F1 · price: The transaction was executed in multiple trades at prices ranging from $1.40 to $1.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all purchases reported on this Form 4. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 16:27 UTC |
FLEMING MICKDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 13,888 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001249155-17-000033 · primary_doc.xml · derivative · entry 2 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,121 Underlying: Common Stock · 13,888 shares Expires 2026-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F1 · shares: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F3 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F2 · derivative.exercise_date: The options vested on the following schedule: 5,000 options vested immediately, and thereafter, the balance of 30,000 options vested in equal monthly installments of 5,000, assuming continued service with the Issuer on each respective vesting date. F1 · derivative.underlying_shares: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. F1 · balance_after: The exercise price and option numbers reflect a 20-for-1 reverse stock split that was made effective on October 18, 2016. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 16:27 UTC |
FLEMING MICKDirector
|
Exercise / conversionCommon Stock | 13,888 | $1.80 | $24,998.40 |
DisclosureSEC source: 0001249155-17-000033 · primary_doc.xml · nonDerivative · entry 1 FLEMING MICK · CIK 0001241476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:20 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001249155-17-000032 · primary_doc.xml · derivative · entry 8 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2017-04-05 F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F9 · derivative.exercise_date: The options vest in eight equal quarterly installments of 12,500 options over two years, commencing on June 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including March 31, 2019, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:20 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000032 · primary_doc.xml · derivative · entry 7 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on April 5, 2017 was $1.60. F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F7 · derivative.exercise_date: All 100,000 RSUs vested immediately upon grant. F7 · derivative.expiration_date: All 100,000 RSUs vested immediately upon grant. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:20 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000032 · primary_doc.xml · derivative · entry 6 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on April 5, 2017 was $1.60. F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F7 · derivative.exercise_date: All 100,000 RSUs vested immediately upon grant. F7 · derivative.expiration_date: All 100,000 RSUs vested immediately upon grant. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:20 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
Tax withholdingCommon Stock | 30,650 | $1.60 | $49,040.00 |
DisclosureSEC source: 0001249155-17-000032 · primary_doc.xml · nonDerivative · entry 2 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,105 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 30,650 shares of common stock that vested on April 5, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of converted common stock to the reporting person as of April 5, 2017. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:20 UTC |
WICKERSHAM GROVER T.Director · Chairman and CEO
|
Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001249155-17-000032 · primary_doc.xml · nonDerivative · entry 1 WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock that were awarded on April 5, 2017. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 22:07 UTC |
DAVIS TRENT DDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 13,888 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001249155-17-000025 · primary_doc.xml · derivative · entry 2 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,112 Underlying: Common Stock · 13,888 shares Expires 2026-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the following schedule: 5,000 options vested immediately and thereafter vest in 5,000 equal monthly installments, assuming continued service with the Issuer on each respective vesting date. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 22:07 UTC |
DAVIS TRENT DDirector
|
Exercise / conversionCommon Stock | 13,888 | $1.80 | $24,998.40 |
DisclosureSEC source: 0001249155-17-000025 · primary_doc.xml · nonDerivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 23, 2017 01:04 UTC |
Barteld AllenPresident & CEO of Subsidiary
|
GrantEmployee Stock Options (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001249155-17-000023 · primary_doc.xml · derivative · entry 2 Barteld Allen · CIK 0001701193 · President & CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-03-20 F3 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F2 · derivative.exercise_date: The options vest and become exercisable in 20 quarterly installments over five years, commencing on June 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including March 31, 2022, subject to continued service with the Issuer on each respective vesting date. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:52 UTC |
Heim MelissaEVP Ops & Master Distiller
|
GrantEmployee Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001249155-17-000021 · primary_doc.xml · derivative · entry 1 Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-03-14 F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on June 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including March 31, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly installments, 11 will vest an aggregate of 416 options, and the 12th installment will vest an aggregate of 424 options. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 22:40 UTC |
Shum SteveChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001249155-17-000020 · primary_doc.xml · derivative · entry 1 Shum Steve · CIK 0001578898 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-03-14 F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on June 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including March 31, 2019, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 416 options, and the 12th installment will vest an aggregate of 424 options. Read SEC document |
| March 08, 2017 Filed Mar 23, 2017 01:04 UTC |
Barteld AllenPresident & CEO of Subsidiary
|
GrantCommon Stock | 260,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249155-17-000023 · primary_doc.xml · nonDerivative · entry 1 Barteld Allen · CIK 0001701193 · President & CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 F1 · price: Received in exchange for 100% of the membership interests of Motherlode, LLC, an Oregon limited liability company. On the date of the transaction, the closing price of the Issuer's Common Stock was $1.45. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 17:02 UTC |
GLENBROOK CAPITAL LP10% owner
|
OtherCommon Stock Purchase Warrants (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001249155-17-000018 · primary_doc.xml · derivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2019-06-27 F1 · derivative.exercise_price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 to $1.30, and the warrants were exercised at the reduced exercise price. F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the reporting person from exercising the warrants if such exercise will result in beneficial ownership by the holder and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Since the holder's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 17:02 UTC |
GLENBROOK CAPITAL LP10% owner
|
OtherCommon Stock | 75,000 | $1.30 | $97,500.00 |
DisclosureSEC source: 0001249155-17-000018 · primary_doc.xml · nonDerivative · entry 1 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,746 F1 · price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 to $1.30, and the warrants were exercised at the reduced exercise price. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:11 UTC |
GLENBROOK CAPITAL LP10% owner
|
OtherCommon Stock Purchase Warrants (right to buy) · Derivative | 47,500 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001249155-17-000016 · primary_doc.xml · derivative · entry 2 GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 47,500 shares Expires 2019-06-27 F1 · derivative.exercise_price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 to $1.30, and the warrants were exercised at the reduced exercise price. F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the reporting person from exercising the warrants if such exercise will result in beneficial ownership by the holder and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Since the holder's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person. F3 · balance_after: Corrects a typographical error in the number of warrants reported as owned after the December 29, 2016 exercise transaction reported on the reporting person's Form 4 filed on January 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.