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Nasdaq · USD

BLNE

Beeline Holdings, Inc.

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7378
SEC CIK
0001534708
Parsed reports
332

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202640
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2018 Filed Apr 3, 2018 16:03 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO
PurchaseCommon Stock Purchase Warrants (right to buy) · Derivative 17,930 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001249155-18-000025 · primary_doc.xml · derivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 17,930

Underlying: Common Stock · 17,930 shares

Expires 2022-08-10

F1 · kind: The warrants were issued in connection with an offering of 5% promissory notes due May 1, 2021. For each $100,000 in principal amount of the note, the investor was issued 10,000 warrants.

F1 · price: The warrants were issued in connection with an offering of 5% promissory notes due May 1, 2021. For each $100,000 in principal amount of the note, the investor was issued 10,000 warrants.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT") and directs the disposition thereof. The CRUT is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:29 UTC GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000017 · primary_doc.xml · derivative · entry 3

Peterson Jack N · CIK 0001715500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-01-11

F3 · derivative.exercise_date: The options vest in four quarterly installments of 1,875 shares, commencing on March 31, 2018, and continuing thereafter on the last day of each succeeding quarter to and including December 31, 2018, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:29 UTC OtherCommon Stock 10,025 $3.99 $39,999.75
Disclosure

SEC source: 0001249155-18-000017 · primary_doc.xml · nonDerivative · entry 1

Peterson Jack N · CIK 0001715500 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sandstrom Partners, Inc.

Disclosed balance after: 43,359

F1 · kind: The shares were issued for services rendered to the Issuer.

F2 · ownership.nature: The reporting person is the President of Sandstrom Partners, Inc. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:52 UTC
Heim MelissaEVP Ops and Master Distiller
GrantEmployee Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000019 · primary_doc.xml · derivative · entry 5

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-11

F5 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2021, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 2,083 options, and the 12th installment will vest an aggregate of 2,087 options.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:52 UTC
Heim MelissaEVP Ops and Master Distiller
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000019 · primary_doc.xml · derivative · entry 4

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F4 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:52 UTC
Heim MelissaEVP Ops and Master Distiller
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000019 · primary_doc.xml · derivative · entry 3

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F4 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:52 UTC
Heim MelissaEVP Ops and Master Distiller
Tax withholdingCommon Stock 1,500 $3.99 $5,985.00
Disclosure

SEC source: 0001249155-18-000019 · primary_doc.xml · nonDerivative · entry 2

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,050

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,500 shares of common stock that vested on January 11, 2018 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 13:52 UTC
Heim MelissaEVP Ops and Master Distiller
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000019 · primary_doc.xml · nonDerivative · entry 1

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 11, 2018.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:29 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
GrantEmployee Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000020 · primary_doc.xml · derivative · entry 8

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-11

F8 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2021, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 2,083 options, and the 12th installment will vest an aggregate of 2,087 options.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:29 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000020 · primary_doc.xml · derivative · entry 7

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F7 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:29 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000020 · primary_doc.xml · derivative · entry 6

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F7 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:29 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Tax withholdingCommon Stock 1,500 $3.99 $5,985.00
Disclosure

SEC source: 0001249155-18-000020 · primary_doc.xml · nonDerivative · entry 2

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,815

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,500 shares of common stock that vested on January 11, 2018 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:29 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000020 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 11, 2018.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:35 UTC
FLEMING MICKDirector
GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000021 · primary_doc.xml · derivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-01-11

F1 · derivative.exercise_date: The options will vest in four quarterly installments of 1,875 shares on the last day of the quarter, beginning on March 31, 2018 and continuing through and including December 31, 2018, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:21 UTC GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000016 · primary_doc.xml · derivative · entry 1

DAVIS TRENT D · CIK 0001217815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-01-11

F1 · derivative.exercise_date: The options will vest in four quarterly installments of 1,875 shares on the last day of the quarter, beginning on March 31, 2018 and continuing through and including December 31, 2018, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:35 UTC GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000018 · primary_doc.xml · derivative · entry 1

Saunders Shelly · CIK 0001715464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-01-11

F1 · derivative.exercise_date: The options will vest in four quarterly installments of 1,875 shares on the last day of the quarter, beginning on March 31, 2018 and continuing through and including December 31, 2018, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:15 UTC
Shum SteveChief Financial Officer
GrantEmployee Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001249155-18-000015 · primary_doc.xml · derivative · entry 5

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-11

F5 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2021, subject to continued service with the Issuer on each respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 2,083 options, and the 12th installment will vest an aggregate of 2,087 options.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:15 UTC
Shum SteveChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000015 · primary_doc.xml · derivative · entry 4

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F4 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:15 UTC
Shum SteveChief Financial Officer
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000015 · primary_doc.xml · derivative · entry 3

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-01-11

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 11, 2018 was $3.99.

F4 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:15 UTC
Shum SteveChief Financial Officer
Tax withholdingCommon Stock 1,500 $3.99 $5,985.00
Disclosure

SEC source: 0001249155-18-000015 · primary_doc.xml · nonDerivative · entry 2

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,500 shares of common stock that vested on January 11, 2018 that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon the vesting of RSUs.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 18:15 UTC
Shum SteveChief Financial Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-18-000015 · primary_doc.xml · nonDerivative · entry 1

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 11, 2018.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 18:11 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO
GrantEmployee Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001249155-18-000005 · primary_doc.xml · derivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-08

F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest in eight quarterly installments of 6,250 shares over two years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2019, subject to continued service with the Issuer on each respective vesting date.

F1 · derivative.expiration_date: The options vest in eight quarterly installments of 6,250 shares over two years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2019, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 23:18 UTC
Shum SteveChief Financial Officer
GrantEmployee Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001249155-18-000006 · primary_doc.xml · derivative · entry 1

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-08

F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest in eight quarterly installments of 6,250 shares over two years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2019, subject to continued service with the Issuer on each respective vesting date.

F2 · derivative.expiration_date: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:27 UTC
Heim MelissaEVP Ops and Master Distiller
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000078 · primary_doc.xml · derivative · entry 4

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 (the grant date) was $4.33.

F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 3,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 3,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:27 UTC
Heim MelissaEVP Ops and Master Distiller
GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000078 · primary_doc.xml · derivative · entry 3

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2017-12-14

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 (the grant date) was $4.33.

F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 3,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 3,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:27 UTC
Heim MelissaEVP Ops and Master Distiller
Tax withholdingCommon Stock 920 $4.33 $3,983.60
Disclosure

SEC source: 0001249155-17-000078 · primary_doc.xml · nonDerivative · entry 2

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 920 shares of common stock that vested on December 14, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:27 UTC
Heim MelissaEVP Ops and Master Distiller
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000078 · primary_doc.xml · nonDerivative · entry 1

Heim Melissa · CIK 0001693285 · EVP Ops and Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on December 14, 2017.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 18:00 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000079 · primary_doc.xml · derivative · entry 7

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 (the grant date) was $4.33.

F8 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F7 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 18:00 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000079 · primary_doc.xml · derivative · entry 6

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2017-12-14

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 (the grant date) was $4.33.

F8 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F7 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 18:00 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Tax withholdingCommon Stock 3,000 $4.33 $12,990.00
Disclosure

SEC source: 0001249155-17-000079 · primary_doc.xml · nonDerivative · entry 2

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,315

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 3,000 shares of common stock that vested on December 14, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 18:00 UTC
WICKERSHAM GROVER T.Director · Chairman of the Board & CEO · 10% owner
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000079 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on December 14, 2017.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:12 UTC
Shum SteveChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000077 · primary_doc.xml · derivative · entry 4

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 was $4.33.

F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:12 UTC
Shum SteveChief Financial Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000077 · primary_doc.xml · derivative · entry 3

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2017-12-14

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on December 14, 2017 was $4.33.

F5 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 10,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 10,000 RSUs vested immediately upon grant.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:12 UTC
Shum SteveChief Financial Officer
Tax withholdingCommon Stock 2,000 $4.33 $8,660.00
Disclosure

SEC source: 0001249155-17-000077 · primary_doc.xml · nonDerivative · entry 2

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,000 shares of common stock that vested on December 14, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:12 UTC
Shum SteveChief Financial Officer
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000077 · primary_doc.xml · nonDerivative · entry 1

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units ("RSUs") that vested on December 14, 2017 through the issuance of shares of common stock.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:55 UTC GrantStock Options (right to buy) · Derivative 7,500 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001249155-17-000065 · primary_doc.xml · derivative · entry 1

Peterson Jack N · CIK 0001715500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-09-17

F2 · price: The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years commencing on September 30, 2017 and continuing thereafter on the last day of each successive fiscal quarter through and including June 30, 2020, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:25 UTC
Heim MelissaEVP Ops & Master Distiller
GrantEmployee stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001249155-17-000062 · primary_doc.xml · derivative · entry 5

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-17

F6 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F7 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on September 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including June 30, 2020, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:25 UTC
Heim MelissaEVP Ops & Master Distiller
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000062 · primary_doc.xml · derivative · entry 4

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.

F5 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:25 UTC
Heim MelissaEVP Ops & Master Distiller
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000062 · primary_doc.xml · derivative · entry 3

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.

F5 · derivative.exercise_date: All 5,000 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 5,000 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:25 UTC
Heim MelissaEVP Ops & Master Distiller
Tax withholdingCommon Stock 1,532 $3.78 $5,790.96
Disclosure

SEC source: 0001249155-17-000062 · primary_doc.xml · nonDerivative · entry 2

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

F3 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 1,532 shares of common stock that vested on September 17, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the report person upon vesting of RSUs.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:25 UTC
Heim MelissaEVP Ops & Master Distiller
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000062 · primary_doc.xml · nonDerivative · entry 1

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017.

F2 · balance_after: Takes into account the 1:3 reverse stock split that was consummated on June 15, 2017. In addition, the shares previously reported as indirectly owned by the reporting person's spouse have been omitted because the reporting person is no longer considered the indirect beneficial owner of those shares.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:03 UTC
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001249155-17-000061 · primary_doc.xml · derivative · entry 8

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-09-17

F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F9 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on September 30, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including June 30, 2020, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:03 UTC
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000061 · primary_doc.xml · derivative · entry 7

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before September 17, 2017, which fell on a weekend) was $3.78.

F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F7 · derivative.exercise_date: All 7,500 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 7,500 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:03 UTC
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000061 · primary_doc.xml · derivative · entry 6

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before September 17, 2017, which fell on a weekend) was $3.78.

F8 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F7 · derivative.exercise_date: All 7,500 RSUs vested immediately upon grant.

F7 · derivative.expiration_date: All 7,500 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:03 UTC
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
Tax withholdingCommon Stock 2,299 $3.78 $8,690.22
Disclosure

SEC source: 0001249155-17-000061 · primary_doc.xml · nonDerivative · entry 2

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,315

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 2,299 shares of common stock that vested on September 17, 2017 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:03 UTC
WICKERSHAM GROVER T.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000061 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:47 UTC
FLEMING MICKDirector
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000064 · primary_doc.xml · derivative · entry 3

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.

F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: All 1,000 RSUs vested immediately upon grant.

F3 · derivative.expiration_date: All 1,000 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:47 UTC
FLEMING MICKDirector
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000064 · primary_doc.xml · derivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.

F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: All 1,000 RSUs vested immediately upon grant.

F3 · derivative.expiration_date: All 1,000 RSUs vested immediately upon grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:47 UTC
FLEMING MICKDirector
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000064 · primary_doc.xml · nonDerivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017.

Read SEC document
September 17, 2017 Filed Sep 20, 2017 00:36 UTC Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001249155-17-000063 · primary_doc.xml · derivative · entry 3

DAVIS TRENT D · CIK 0001217815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.

F4 · price: The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: All 2,000 RSUs vested immediately upon grant.

F3 · derivative.expiration_date: All 2,000 RSUs vested immediately upon grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.