Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2020 Filed Jan 24, 2020 21:32 UTC |
Simonelli LorenzoDirector · Chairman, President and CEO
|
Exercise / conversionClass A Common Stock | 21,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000011 · wf-form4_157990153437821.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:54 UTC |
Christie RoderickEVP, Turbomachinery
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000007 · wf-form4_157989924036970.xml · derivative · entry 6 Christie Roderick · CIK 0001709238 · EVP, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:54 UTC |
Christie RoderickEVP, Turbomachinery
|
GrantRestricted Stock Unit 01_20 · Derivative | 44,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000007 · wf-form4_157989924036970.xml · derivative · entry 5 Christie Roderick · CIK 0001709238 · EVP, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,091 Underlying: Class A Common Stock · 44,091 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:54 UTC |
Christie RoderickEVP, Turbomachinery
|
Tax withholdingClass A Common Stock | 1,641 | $22.68 | $37,217.88 |
DisclosureSEC source: 0001701605-20-000007 · wf-form4_157989924036970.xml · nonDerivative · entry 2 Christie Roderick · CIK 0001709238 · EVP, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,652 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:54 UTC |
Christie RoderickEVP, Turbomachinery
|
Exercise / conversionClass A Common Stock | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000007 · wf-form4_157989924036970.xml · nonDerivative · entry 1 Christie Roderick · CIK 0001709238 · EVP, Turbomachinery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:24 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 5,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000009 · wf-form4_157990104394847.xml · derivative · entry 6 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,685 Underlying: Class A Common Stock · 5,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:24 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
GrantRestricted Stock Unit 01_20 · Derivative | 53,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000009 · wf-form4_157990104394847.xml · derivative · entry 5 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,461 Underlying: Class A Common Stock · 53,461 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:24 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
Tax withholdingClass A Common Stock | 1,385 | $22.68 | $31,411.80 |
DisclosureSEC source: 0001701605-20-000009 · wf-form4_157990104394847.xml · nonDerivative · entry 2 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,163.2422 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:24 UTC |
Mathieson DerekChief Mktg & Tech Officer
|
Exercise / conversionClass A Common Stock | 5,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000009 · wf-form4_157990104394847.xml · nonDerivative · entry 1 Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,548.2422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:59 UTC |
MARSH WILLIAM DChief Legal Officer
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 4,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000008 · wf-form4_157989955150892.xml · derivative · entry 6 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 Underlying: Class A Common Stock · 4,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:59 UTC |
MARSH WILLIAM DChief Legal Officer
|
GrantRestricted Stock Unit 01_20 · Derivative | 41,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000008 · wf-form4_157989955150892.xml · derivative · entry 5 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,887 Underlying: Class A Common Stock · 41,887 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:59 UTC |
MARSH WILLIAM DChief Legal Officer
|
Tax withholdingClass A Common Stock | 1,085 | $22.68 | $24,607.80 |
DisclosureSEC source: 0001701605-20-000008 · wf-form4_157989955150892.xml · nonDerivative · entry 2 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,016.1058 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:59 UTC |
MARSH WILLIAM DChief Legal Officer
|
Exercise / conversionClass A Common Stock | 4,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000008 · wf-form4_157989955150892.xml · nonDerivative · entry 1 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,101.1058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:47 UTC |
BORRAS MARIA CEVP, Oilfield Services
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 5,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000005 · wf-form4_157989880695492.xml · derivative · entry 6 BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 Underlying: Class A Common Stock · 5,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:47 UTC |
BORRAS MARIA CEVP, Oilfield Services
|
GrantRestricted Stock Unit 01_20 · Derivative | 55,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000005 · wf-form4_157989880695492.xml · derivative · entry 5 BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,114 Underlying: Class A Common Stock · 55,114 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:47 UTC |
BORRAS MARIA CEVP, Oilfield Services
|
Tax withholdingClass A Common Stock | 1,587 | $22.68 | $35,993.16 |
DisclosureSEC source: 0001701605-20-000005 · wf-form4_157989880695492.xml · nonDerivative · entry 2 BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,735 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 20:47 UTC |
BORRAS MARIA CEVP, Oilfield Services
|
Exercise / conversionClass A Common Stock | 5,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000005 · wf-form4_157989880695492.xml · nonDerivative · entry 1 BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:38 UTC |
Worrell BrianChief Financial Officer
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 8,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000013 · wf-form4_157990188492324.xml · derivative · entry 6 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 Underlying: Class A Common Stock · 8,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:38 UTC |
Worrell BrianChief Financial Officer
|
GrantRestricted Stock Unit 01_20 · Derivative | 77,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000013 · wf-form4_157990188492324.xml · derivative · entry 5 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,160 Underlying: Class A Common Stock · 77,160 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:38 UTC |
Worrell BrianChief Financial Officer
|
Tax withholdingClass A Common Stock | 1,805 | $22.68 | $40,937.40 |
DisclosureSEC source: 0001701605-20-000013 · wf-form4_157990188492324.xml · nonDerivative · entry 2 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,977 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:38 UTC |
Worrell BrianChief Financial Officer
|
Exercise / conversionClass A Common Stock | 8,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000013 · wf-form4_157990188492324.xml · nonDerivative · entry 1 Worrell Brian · CIK 0001709183 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:29 UTC |
Saunders NeilEVP, Oilfield Equipment
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · derivative · entry 6 Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:29 UTC |
Saunders NeilEVP, Oilfield Equipment
|
GrantRestricted Stock Unit 01_20 · Derivative | 44,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · derivative · entry 5 Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,091 Underlying: Class A Common Stock · 44,091 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:29 UTC |
Saunders NeilEVP, Oilfield Equipment
|
Tax withholdingClass A Common Stock | 2,204 | $22.68 | $49,986.72 |
DisclosureSEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 2 Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,682 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:29 UTC |
Saunders NeilEVP, Oilfield Equipment
|
Exercise / conversionClass A Common Stock | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000010 · wf-form4_157990137176608.xml · nonDerivative · entry 1 Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:35 UTC |
Ukpong UwemEVP, Global Operations
|
Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · derivative · entry 6 Ukpong Uwem · CIK 0001727922 · EVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:35 UTC |
Ukpong UwemEVP, Global Operations
|
GrantRestricted Stock Unit 01_20 · Derivative | 44,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · derivative · entry 5 Ukpong Uwem · CIK 0001727922 · EVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,091 Underlying: Class A Common Stock · 44,091 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:35 UTC |
Ukpong UwemEVP, Global Operations
|
Tax withholdingClass A Common Stock | 1,321 | $22.68 | $29,960.28 |
DisclosureSEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 2 Ukpong Uwem · CIK 0001727922 · EVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,637.6 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:35 UTC |
Ukpong UwemEVP, Global Operations
|
Exercise / conversionClass A Common Stock | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-20-000012 · wf-form4_157990169129378.xml · nonDerivative · entry 1 Ukpong Uwem · CIK 0001727922 · EVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,958.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:55 UTC |
BRENNEMAN GREGORY DDirector
|
GrantDeferred Stock Unit 19 · Derivative | 4,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000095 · wf-form4_157662692855583.xml · derivative · entry 1 BRENNEMAN GREGORY D · CIK 0001164027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,924 Underlying: Class A Common Stock · 4,924 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:53 UTC |
Beattie William GDirector
|
GrantDeferred Stock Unit 19 · Derivative | 5,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000094 · wf-form4_157662676890766.xml · derivative · entry 2 Beattie William G · CIK 0001466308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,276 Underlying: Class A Common Stock · 5,276 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:57 UTC |
RICE JOHN GDirector
|
GrantDeferred Stock Unit 19 · Derivative | 4,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000096 · wf-form4_157662704756661.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 Underlying: Class A Common Stock · 4,819 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| November 22, 2019 Filed Nov 23, 2019 01:56 UTC |
MARSH WILLIAM DChief Legal Officer
|
SaleClass A Common Stock | 5,857 | $22.65 | $132,661.05 |
DisclosureSEC source: 0001701605-19-000093 · wf-form4_157447416787984.xml · nonDerivative · entry 1 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,647.1058 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 20:03 UTC |
MARSH WILLIAM DChief Legal Officer
|
SaleClass A Common Stock | 6,136 | $22.15 | $135,912.40 |
DisclosureSEC source: 0001701605-19-000092 · wf-form4_157428017105593.xml · nonDerivative · entry 1 MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,504.1058 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 10:56 UTC |
Camilleri KurtVP/Controller/Chief Acctg Off
|
SaleClass A Common Stock | 3,338 | $22.56 | $75,305.28 |
DisclosureSEC source: 0001701605-19-000091 · wf-form4_157314219600550.xml · nonDerivative · entry 1 Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 15:34 UTC |
MULVA JAMES JDirector
|
Exercise / conversionDeferred Stock Unit · Derivative | 3,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · derivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 15:34 UTC |
MULVA JAMES JDirector
|
GrantDeferred Stock Unit · Derivative | 3,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839 Underlying: Class A Common Stock · 3,839 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 15:34 UTC |
MULVA JAMES JDirector
|
Exercise / conversionClass A Common Stock | 3,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 12:08 UTC |
MULVA JAMES JDirector
|
Disposition to issuerRestricted Stock Unit D 5 19 · Derivative | 7,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,840 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.exercise_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.expiration_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F5 · balance_after: The reporting person forfeited the restricted stock unit due to termination prior to the end of the term to which he was elected on May 10, 2019. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 12:08 UTC |
MULVA JAMES JDirector
|
Exercise / conversionRestricted Stock Unit D 5_18 · Derivative | 4,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.exercise_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.expiration_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 12:08 UTC |
MULVA JAMES JDirector
|
Exercise / conversionDeferred Stock Unit · Derivative | 3,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. F1 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. F1 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 12:08 UTC |
MULVA JAMES JDirector
|
Exercise / conversionClass A Common Stock | 4,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 12:08 UTC |
MULVA JAMES JDirector
|
Exercise / conversionClass A Common Stock | 3,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerCommon Unit · Derivative | 11,865,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · derivative · entry 10 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 377,427,884 Underlying: Class A Common Stock · 11,865,211 shares Expires not disclosed F2 · derivative.exercise_price: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $21.07 for each Paired Interest. F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F2 · derivative.exercise_date: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $21.07 for each Paired Interest. F2 · derivative.expiration_date: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $21.07 for each Paired Interest. F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Exercise / conversionCommon Unit · Derivative | 108,880,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · derivative · entry 9 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,293,095 Underlying: Class A Common Stock · 108,880,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Exercise / conversionCommon Unit · Derivative | 23,369,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · derivative · entry 8 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,369,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3). F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Disposition to issuerClass B Common Stock | 11,865,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 7 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 377,427,884 F2 · price: In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $21.07 for each Paired Interest. F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
SaleClass A Common Stock | 108,880,222 | $21.07 | $2,294,106,277.54 |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 6 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Exercise / conversionClass A Common Stock | 108,880,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 5 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 108,880,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:03 UTC |
GENERAL ELECTRIC CODirector · 10% owner
|
Exercise / conversionClass B Common Stock | 108,880,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000680 · ownership.xml · nonDerivative · entry 4 GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,293,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On September 16, 2019, GE and certain wholly-owned subsidiaries completed the sale of 132,250,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock. F3 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.