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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2022 Filed Jan 27, 2022 00:24 UTC
Saunders NeilEVP, Oilfield Equipment
Tax withholdingClass A Common Stock 10,317 $27.07 $279,281.19
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · nonDerivative · entry 2

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,518

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:24 UTC
Saunders NeilEVP, Oilfield Equipment
Exercise / conversionClass A Common Stock 21,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000023 · wf-form4_164324303896399.xml · nonDerivative · entry 1

Saunders Neil · CIK 0001709933 · EVP, Oilfield Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:21 UTC
Qasem RamiEVP, Digital Solutions
Exercise / conversionRestricted Stock Unit 01_20 · Derivative 11,023 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000022 · wf-form4_164324288357596.xml · derivative · entry 3

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023

Underlying: Class A Common Stock · 11,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:21 UTC
Qasem RamiEVP, Digital Solutions
Exercise / conversionRestricted Stock Unit 01_19 · Derivative 5,440 $0.00 $0.00
Disclosure

SEC source: 0001701605-22-000022 · wf-form4_164324288357596.xml · derivative · entry 2

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 00:21 UTC
Qasem RamiEVP, Digital Solutions
Exercise / conversionClass A Common Stock 16,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-22-000022 · wf-form4_164324288357596.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:29 UTC GrantDeferred Stock Unit 21 · Derivative 5,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000125 · wf-form4_163977654020530.xml · derivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819

Underlying: Class A Common Stock · 5,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:26 UTC GrantDeferred Stock Unit 21 · Derivative 6,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000124 · wf-form4_163977637890881.xml · derivative · entry 2

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

Underlying: Class A Common Stock · 6,687 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:33 UTC
RICE JOHN GDirector
GrantDeferred Stock Unit 21 · Derivative 4,702 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · derivative · entry 3

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Class A Common Stock · 4,702 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F4 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

F4 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:33 UTC
RICE JOHN GDirector
Exercise / conversionRestricted Stock Unit D 5_20 · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · derivative · entry 2

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2021-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:33 UTC
RICE JOHN GDirector
Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000126 · wf-form4_163977676092677.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:36 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 12,274 $25.22 $309,550.28
Disclosure

SEC source: 0001701605-21-000123 · wf-form4_163943140696268.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:15 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 14,000 $23.66 $331,240.00
Disclosure

SEC source: 0001701605-21-000122 · wf-form4_163830693201414.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 20:08 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 14,000 $25.01 $350,140.00
Disclosure

SEC source: 0001701605-21-000119 · wf-form4_163674769025710.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:25 UTC
Worrell BrianChief Financial Officer
SaleClass A Common Stock 29,334 $25.72 $754,470.48
Disclosure

SEC source: 0001701605-21-000118 · wf-form4_163614389765793.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,284

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2021.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 10:09 UTC Exercise / conversionCommon Unit · Derivative 50,097,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001139 · ownership.xml · derivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,548,079

Underlying: Class A Common Stock · 50,097,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F3 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 10:09 UTC Exercise / conversionClass A Common Stock 50,097,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001139 · ownership.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,097,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 10:09 UTC Exercise / conversionClass B Common Stock 50,097,840 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001139 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,548,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 10:09 UTC SaleClass A Common Stock 47,380,978 $25.00 $1,184,524,450.00
Disclosure

SEC source: 0000947871-21-001139 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The Reporting Person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:18 UTC
Camilleri KurtSVP/Controller/Chief Acctg Off
SaleClass A Common Stock 9,992 $25.54 $255,145.72
Disclosure

SEC source: 0001701605-21-000117 · wf-form4_163588429711325.xml · nonDerivative · entry 1

Camilleri Kurt · CIK 0001710299 · SVP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:44 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 14,000 $24.86 $348,040.00
Disclosure

SEC source: 0001701605-21-000115 · wf-form4_163554024229148.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:46 UTC
Worrell BrianChief Financial Officer
SaleClass A Common Stock 29,333 $24.86 $729,218.38
Disclosure

SEC source: 0001701605-21-000116 · wf-form4_163554036699783.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,618

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2021.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 20:07 UTC
Worrell BrianChief Financial Officer
SaleClass A Common Stock 29,333 $24.87 $729,511.71
Disclosure

SEC source: 0001701605-21-000114 · wf-form4_163493326568109.xml · nonDerivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,951

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2021.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 10:11 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 4,197,639 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001062 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 166,645,919

Underlying: Class A Common Stock · 4,197,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 10:11 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 4,197,639 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001062 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,380,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 10:11 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 4,197,639 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001062 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 166,645,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 20:31 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 14,000 $25.42 $355,880.00
Disclosure

SEC source: 0001701605-21-000102 · wf-form4_163407064162616.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 10:09 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 7,882,621 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001039 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 170,843,558

Underlying: Class A Common Stock · 7,882,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 10:09 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 7,882,621 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001039 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,183,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 10:09 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 7,882,621 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-001039 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 170,843,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:13 UTC
Ukpong UwemEVP, Regions and Alliances
SaleClass A Common Stock 10,000 $23.12 $231,200.00
Disclosure

SEC source: 0001701605-21-000101 · wf-form4_163234160120261.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,190.1316

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2021.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:28 UTC
Ukpong UwemEVP, Regions and Alliances
SaleClass A Common Stock 10,000 $23.05 $230,500.00
Disclosure

SEC source: 0001701605-21-000100 · wf-form4_163113286566595.xml · nonDerivative · entry 1

Ukpong Uwem · CIK 0001727922 · EVP, Regions and Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,190.1316

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2021.

F2 · balance_after: Includes 317.6307 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:38 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 10,000 $23.21 $232,100.00
Disclosure

SEC source: 0001701605-21-000090 · wf-form4_163044229131478.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:18 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 10,000 $21.22 $212,200.00
Disclosure

SEC source: 0001701605-21-000089 · wf-form4_162871308054760.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 10:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 35,300,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000869 · ownership.xml · derivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 178,726,179

Underlying: Class A Common Stock · 35,300,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F4 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F3 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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August 03, 2021 Filed Aug 4, 2021 10:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 35,300,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000869 · ownership.xml · nonDerivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,300,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 10:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass B Common Stock 35,300,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000869 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 178,726,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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August 03, 2021 Filed Aug 4, 2021 10:03 UTC
GENERAL ELECTRIC CODirector · 10% owner
SaleClass A Common Stock 53,720,040 $23.36 $1,254,900,134.40
Disclosure

SEC source: 0000947871-21-000869 · ownership.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The reporting person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.

F2 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

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July 28, 2021 Filed Jul 29, 2021 20:38 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 10,000 $20.74 $207,400.00
Disclosure

SEC source: 0001701605-21-000088 · wf-form4_162759109053000.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

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July 12, 2021 Filed Jul 13, 2021 21:21 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 10,000 $22.37 $223,700.00
Disclosure

SEC source: 0001701605-21-000078 · wf-form4_162621123197797.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

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June 28, 2021 Filed Jun 29, 2021 20:19 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 10,000 $23.48 $234,800.00
Disclosure

SEC source: 0001701605-21-000077 · wf-form4_162499795767098.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

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June 10, 2021 Filed Jun 11, 2021 20:40 UTC
BORRAS MARIA CEVP, Oilfield Services
SaleClass A Common Stock 7,097 $26.16 $185,657.52
Disclosure

SEC source: 0001701605-21-000076 · wf-form4_162344401140713.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · EVP, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,274

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit 6_18 · Derivative 17,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · derivative · entry 3

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,177

Underlying: Class A Common Stock · 17,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests 50% on the three-year anniversary and 50% on the five-year anniversary.

F2 · derivative.expiration_date: The restricted stock unit vests 50% on the three-year anniversary and 50% on the five-year anniversary.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Tax withholdingClass A Common Stock 6,760 $25.52 $172,515.20
Disclosure

SEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · nonDerivative · entry 2

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,784

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:16 UTC
Simonelli LorenzoDirector · Chairman, President and CEO
Exercise / conversionClass A Common Stock 17,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · nonDerivative · entry 1

Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:20 UTC
Qasem RamiEVP, Digital Solutions
SaleClass A Common Stock 9,427 $24.98 $235,486.46
Disclosure

SEC source: 0001701605-21-000075 · wf-form4_162266878510204.xml · nonDerivative · entry 1

Qasem Rami · CIK 0001814959 · EVP, Digital Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,110

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.

Read SEC document
May 18, 2021 Filed May 19, 2021 18:53 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Exercise / conversionRestricted Stock Unit 01_20 · Derivative 14,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000073 · wf-form4_162146480285953.xml · derivative · entry 3

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,884

Underlying: Class A Common Stock · 14,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
May 18, 2021 Filed May 19, 2021 18:53 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Tax withholdingClass A Common Stock 7,023 $25.81 $181,263.63
Disclosure

SEC source: 0001701605-21-000073 · wf-form4_162146480285953.xml · nonDerivative · entry 2

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,919

Read SEC document
May 18, 2021 Filed May 19, 2021 18:53 UTC
Fiorentino MicheleEVP, Strategy & Business Dev
Exercise / conversionClass A Common Stock 14,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-21-000073 · wf-form4_162146480285953.xml · nonDerivative · entry 1

Fiorentino Michele · CIK 0001812412 · EVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 18, 2021 Filed May 19, 2021 10:14 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionCommon Unit · Derivative 10,793,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000589 · ownership.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 214,026,897

Underlying: Class A Common Stock · 10,793,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F2 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document
May 18, 2021 Filed May 19, 2021 10:14 UTC
GENERAL ELECTRIC CODirector · 10% owner
Exercise / conversionClass A Common Stock 10,793,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-21-000589 · ownership.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,720,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.

F3 · ownership.nature: The Reporting Person holds these securities through a wholly-owned subsidiary.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.