BKD

SEC source: 0001332349-20-000051 · wf-form4_158284195811981.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,224

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.26 to $6.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001332349-20-000061 · wf-form4_158292925430460.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,104

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000062 · wf-form4_158292927661805.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,645

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000062 · wf-form4_158292927661805.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655,042

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000064 · wf-form4_158292932199106.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,706

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000064 · wf-form4_158292932199106.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,133

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000063 · wf-form4_158292930010065.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,304

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000063 · wf-form4_158292930010065.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,645

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000067 · wf-form4_158292938484190.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,086

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000066 · wf-form4_158292936432543.xml · nonDerivative · entry 2

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,212

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000066 · wf-form4_158292936432543.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,392

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000065 · wf-form4_158292934277097.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,760

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-20-000065 · wf-form4_158292934277097.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,297

F1 · shares: Represents the forfeiture of a portion of the performance-based restricted shares granted to the reporting person in 2017 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-20-000024 · wf-form4_158171813741674.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,171

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

SEC source: 0001332349-20-000029 · wf-form4_158171824646844.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,606

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000039 · wf-form4_158172221595978.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,989

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020, which will be eligible to vest and be paid with respect to 120,739 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

F2 · balance_after: Includes 200 shares of common stock acquired by the reporting person on December 31, 2019 pursuant to the issuer's Associate Stock Purchase Plan.

SEC source: 0001332349-20-000031 · wf-form4_158172204185559.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,946

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020, which will be eligible to vest and be paid with respect to 348,011 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000037 · wf-form4_158172217396927.xml · nonDerivative · entry 1

O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,021

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000030 · wf-form4_158171826686410.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,546

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000025 · wf-form4_158171815778337.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,224

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000034 · wf-form4_158172210989455.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,977

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000032 · wf-form4_158172206706438.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,489

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000028 · wf-form4_158171822479281.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,218

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000038 · wf-form4_158172219406089.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,206

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020, which will be eligible to vest and be paid with respect to 63,920 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000040 · wf-form4_158172223762892.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,244

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020, which will be eligible to vest and be paid with respect to 39,062 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000036 · wf-form4_158172215285248.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,455

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000035 · wf-form4_158172213135260.xml · nonDerivative · entry 2

Kent Cindy · CIK 0001755046 · EVP & President Senior Housing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,330

F2 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

SEC source: 0001332349-20-000035 · wf-form4_158172213135260.xml · nonDerivative · entry 1

Kent Cindy · CIK 0001755046 · EVP & President Senior Housing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,023

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000033 · wf-form4_158172208859210.xml · nonDerivative · entry 1

Johnson May Diane · CIK 0001553548 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,564

F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022.

SEC source: 0001332349-20-000027 · wf-form4_158171820307437.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,136

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000026 · wf-form4_158171818161195.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,218

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-20-000001 · wf-form4_157800557013074.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,931

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

SEC source: 0001332349-19-000125 · wf-form4_157661996825360.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

F1 · shares: Grant of restricted Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. The shares will vest on the earlier to occur of October 29, 2020 or the date of the Company's 2020 annual meeting of stockholders, subject to continued service.

SEC source: 0001332349-19-000126 · wf-form4_157661998813635.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

F1 · shares: Grant of restricted Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. The shares will vest on the earlier to occur of October 29, 2020 or the date of the Company's 2020 annual meeting of stockholders, subject to continued service.

SEC source: 0001332349-19-000122 · wf-form4_157428974746493.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,050

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

F2 · balance_after: Includes an aggregate of 400 shares of common stock acquired by the reporting person on June 30, 2019 and September 30, 2019 pursuant to the issuer's Associate Stock Purchase Plan.

SEC source: 0001332349-19-000105 · wf-form4_157013382917801.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,842

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

SEC source: 0001332349-19-000079 · wf-form4_156218497382777.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,660

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

SEC source: 0001332349-19-000074 · wf-form4_156149962642157.xml · nonDerivative · entry 1

Mollica Anthony V · CIK 0001737958 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,325

SEC source: 0001332349-19-000073 · wf-form4_155968497644703.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,019

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.09 to $6.145 per share. The price reported above reflects the weighted average purchase price per share. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001332349-19-000070 · wf-form4_155847917881664.xml · nonDerivative · entry 1

Mollica Anthony V · CIK 0001737958 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,240

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-19-000069 · wf-form4_155847914880133.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,181

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-19-000066 · wf-form4_155743989312580.xml · nonDerivative · entry 3

Johnson May Diane · CIK 0001553548 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,603

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

SEC source: 0001332349-19-000066 · wf-form4_155743989312580.xml · nonDerivative · entry 2

Johnson May Diane · CIK 0001553548 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,653

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

SEC source: 0001332349-19-000066 · wf-form4_155743989312580.xml · nonDerivative · entry 1

Johnson May Diane · CIK 0001553548 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,802

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

SEC source: 0001332349-19-000057 · wf-form4_155433023136976.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,322

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

SEC source: 0001332349-19-000056 · wf-form4_155191360193810.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,401

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.55 to $6.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001332349-19-000053 · wf-form4_155174169239601.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,966

SEC source: 0001332349-19-000054 · wf-form4_155174172958755.xml · nonDerivative · entry 2

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,401

SEC source: 0001332349-19-000054 · wf-form4_155174172958755.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

SEC source: 0001332349-19-000055 · wf-form4_155174176256755.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262