Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brookdale Senior Living Inc.
Report date July 01, 2021 · Filed July 06, 2021
Section 16 reporting ended · disclosed 2021-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,901 |
Ending reported balance
After 2021-07-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-07-01 · Grant · Acquired 4,439 · Balance 54,124 F1: Represents the vesting of performance-based restricted stock units previously granted to the reporting person effective upon the closing of the sale of 80% of the Company's equity in its Health Care Services segment. Row 2 · 2021-07-01 · Disposition to issuer · Disposed 22,389 · Balance 31,735 F2: Represents the forfeiture of a portion of the time-based restricted stock units previously granted to the reporting person on February 22, 2021. Row 3 · 2021-07-01 · Tax withholding · Disposed 5,834 · Balance 25,901 F3: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of performance-based restricted stock units previously granted to the reporting person effective upon the closing of the sale of 80% of the Company's equity in its Health Care Services segment.
F2: Represents the forfeiture of a portion of the time-based restricted stock units previously granted to the reporting person on February 22, 2021.
F3: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 6, 2021 21:06 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | Tax withholdingCommon Stock | 5,834 | $8.17 | $47,663.78 |
DisclosureSEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 3 O'Neal Anna Gene · CIK 0001786826 · Former officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,901 F3 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:06 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | Disposition to issuerCommon Stock | 22,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 2 O'Neal Anna Gene · CIK 0001786826 · Former officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,735 F2 · shares: Represents the forfeiture of a portion of the time-based restricted stock units previously granted to the reporting person on February 22, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:06 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 4,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 1 O'Neal Anna Gene · CIK 0001786826 · Former officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,124 F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the reporting person effective upon the closing of the sale of 80% of the Company's equity in its Health Care Services segment. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 02:01 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | Tax withholdingCommon Stock | 1,317 | $5.82 | $7,664.94 |
DisclosureSEC source: 0001332349-21-000051 · wf-form4_161473683775922.xml · nonDerivative · entry 1 O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,685 F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 02:10 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 24,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-21-000037 · wf-form4_161421898639773.xml · nonDerivative · entry 1 O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,002 F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. F2 · balance_after: Includes 400 shares of common stock acquired by the reporting person since the last report pursuant to the issuer's Associate Stock Purchase Plan. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 21:44 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | Tax withholdingCommon Stock | 504 | $2.75 | $1,386.00 |
DisclosureSEC source: 0001332349-20-000106 · wf-form4_159804623345708.xml · nonDerivative · entry 1 O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,044 F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. F2 · balance_after: Includes an aggregate of 527 shares of common stock acquired by the reporting person on December 31, 2019, March 31, 2020, and June 30, 2020 under the issuer's Associate Stock Purchase Plan. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 23:16 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 17,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-20-000037 · wf-form4_158172217396927.xml · nonDerivative · entry 1 O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,021 F1 · shares: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2021, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 12, 2020. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the performance period ending December 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.