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Brookdale Senior Living Inc.

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4268
SEC CIK
0001332349
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402

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 21:06 UTC
O'Neal Anna GeneFormer officer
Disposition to issuerCommon Stock 22,389 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 2

O'Neal Anna Gene · CIK 0001786826 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,735

F2 · shares: Represents the forfeiture of a portion of the time-based restricted stock units previously granted to the reporting person on February 22, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:06 UTC
O'Neal Anna GeneFormer officer
GrantCommon Stock 4,439 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 1

O'Neal Anna Gene · CIK 0001786826 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,124

F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the reporting person effective upon the closing of the sale of 80% of the Company's equity in its Health Care Services segment.

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February 27, 2021 Filed Mar 2, 2021 21:02 UTC
Swain Steven EEVP & Chief Financial Officer
Disposition to issuerCommon Stock 53,248 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000052 · wf-form4_161473688096575.xml · nonDerivative · entry 2

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,307

F2 · shares: Represents the forfeiture of the shares of restricted stock granted to the reporting person in 2018 due to the failure to achieve the performance goal established by the Compensation Committee.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:02 UTC
Swain Steven EEVP & Chief Financial Officer
Tax withholdingCommon Stock 20,423 $5.82 $118,861.86
Disclosure

SEC source: 0001332349-21-000052 · wf-form4_161473688096575.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,555

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:58 UTC
BAIER LUCINDA MDirector · President and CEO
Disposition to issuerCommon Stock 207,469 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000046 · wf-form4_161473667237006.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,060

F2 · shares: Represents the forfeiture of the shares of restricted stock granted to the reporting person in 2018 due to the failure to achieve the performance goal established by the Compensation Committee.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:58 UTC
BAIER LUCINDA MDirector · President and CEO
Tax withholdingCommon Stock 124,717 $5.82 $725,852.94
Disclosure

SEC source: 0001332349-21-000046 · wf-form4_161473667237006.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,529

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:59 UTC
KAESTNER H TODDExecutive Vice President
Tax withholdingCommon Stock 14,795 $5.82 $86,106.90
Disclosure

SEC source: 0001332349-21-000048 · wf-form4_161473674710115.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,855

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:58 UTC
HICKS GEORGE TEVP & Treasurer
Tax withholdingCommon Stock 14,431 $5.82 $83,988.42
Disclosure

SEC source: 0001332349-21-000047 · wf-form4_161473671597071.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,340

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 02:01 UTC
O'Neal Anna GeneDivision President-Health Care
Tax withholdingCommon Stock 1,317 $5.82 $7,664.94
Disclosure

SEC source: 0001332349-21-000051 · wf-form4_161473683775922.xml · nonDerivative · entry 1

O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,685

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 02:00 UTC
Kussow Dawn LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 9,392 $5.82 $54,661.44
Disclosure

SEC source: 0001332349-21-000050 · wf-form4_161473679750082.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,066

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 01:59 UTC
Kent CindyEVP & President Senior Housing
Tax withholdingCommon Stock 6,546 $5.82 $38,097.72
Disclosure

SEC source: 0001332349-21-000049 · wf-form4_161473677040284.xml · nonDerivative · entry 1

Kent Cindy · CIK 0001755046 · EVP & President Senior Housing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,574

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:06 UTC GrantCommon Stock 22,609 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000027 · wf-form4_161421875085481.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,857

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:07 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000029 · wf-form4_161421881727176.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,693

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:12 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000040 · wf-form4_161421912036154.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,128

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:11 UTC
Swain Steven EEVP & Chief Financial Officer
Disposition to issuerCommon Stock 62,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000039 · wf-form4_161421907076399.xml · nonDerivative · entry 2

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,978

F3 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 in order to become eligible to receive a discretionary cash bonus following the conclusion of fiscal 2020.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:11 UTC
Swain Steven EEVP & Chief Financial Officer
GrantCommon Stock 189,097 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000039 · wf-form4_161421907076399.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,001

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

F2 · balance_after: Includes 800 shares of common stock acquired by the reporting person since the last report pursuant to the issuer's Associate Stock Purchase Plan.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
BAIER LUCINDA MDirector · President and CEO
Disposition to issuerCommon Stock 226,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000028 · wf-form4_161421879324580.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898,246

F2 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 in order to become eligible to receive a discretionary cash bonus following the conclusion of fiscal 2020.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 543,223 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000028 · wf-form4_161421879324580.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124,868

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:13 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000042 · wf-form4_161421916678868.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,860

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:07 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000030 · wf-form4_161421883636637.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,746

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:09 UTC
KAESTNER H TODDExecutive Vice President
Disposition to issuerCommon Stock 16,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000034 · wf-form4_161421892451064.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,650

F2 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 in order to become eligible to receive a discretionary cash bonus following the conclusion of fiscal 2020.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:09 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 47,643 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000034 · wf-form4_161421892451064.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,349

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC
HICKS GEORGE TEVP & Treasurer
Disposition to issuerCommon Stock 8,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000032 · wf-form4_161421888634076.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,781

F2 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 that was eligible to vest on February 27, 2022 in connection with the remaining 6,513 shares of such portion of performance-based restricted stock being converted into time-based restricted common stock that is eligible to vest on February 27, 2022, subject to continued service.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 29,470 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000032 · wf-form4_161421888634076.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,774

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:11 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000038 · wf-form4_161421902832125.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,740

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:12 UTC
White Chad C.EVP, General Counsel & Sec'y
Disposition to issuerCommon Stock 21,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000041 · wf-form4_161421914724146.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,976

F2 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 in order to become eligible to receive a discretionary cash bonus following the conclusion of fiscal 2020.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:12 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 63,360 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000041 · wf-form4_161421914724146.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,446

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:10 UTC
O'Neal Anna GeneDivision President-Health Care
GrantCommon Stock 24,558 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000037 · wf-form4_161421898639773.xml · nonDerivative · entry 1

O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,002

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

F2 · balance_after: Includes 400 shares of common stock acquired by the reporting person since the last report pursuant to the issuer's Associate Stock Purchase Plan.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:09 UTC
Kent CindyEVP & President Senior Housing
GrantCommon Stock 122,790 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000035 · wf-form4_161421894829773.xml · nonDerivative · entry 1

Kent Cindy · CIK 0001755046 · EVP & President Senior Housing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,120

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:09 UTC
Kussow Dawn LSVP & Chief Accounting Officer
Disposition to issuerCommon Stock 2,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001332349-21-000036 · wf-form4_161421896651155.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,182

F2 · price: Represents the reporting person's voluntary forfeiture of a portion of the performance-based restricted common stock granted to the reporting person in 2019 that was eligible to vest on February 27, 2022 in connection with the remaining 1,712 shares of such portion of performance-based restricted stock being converted into time-based restricted common stock that is eligible to vest on February 27, 2022, subject to continued service.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:09 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 16,786 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000036 · wf-form4_161421896651155.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,546

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:08 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000033 · wf-form4_161421890806805.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,591

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 02:08 UTC GrantCommon Stock 26,522 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000031 · wf-form4_161421886423492.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,740

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

Read SEC document
February 22, 2021 Filed Mar 2, 2021 20:58 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 7,990 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000047 · wf-form4_161473671597071.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,771

F1 · shares: Represents the conversion of performance-based restricted stock units previously granted to the reporting person to time-based restricted stock units.

Read SEC document
February 22, 2021 Filed Mar 3, 2021 02:00 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0001332349-21-000050 · wf-form4_161473679750082.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,458

F1 · shares: Represents the conversion of performance-based restricted stock units previously granted to the reporting person to time-based restricted stock units.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:09 UTC GrantCommon Stock 1,749 $4.43 $7,748.07
Disclosure

SEC source: 0001332349-21-000001 · wf-form4_160979812963663.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,069

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:09 UTC
Johnson May DianeFormer officer
Disposition to issuerCommon Stock 73,614 $0.00 $0.00
Disclosure

SEC source: 0001332349-20-000121 · wf-form4_160927974767468.xml · nonDerivative · entry 1

Johnson May Diane · CIK 0001553548 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,185

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:09 UTC GrantCommon Stock 2,490 $2.55 $6,349.50
Disclosure

SEC source: 0001332349-20-000112 · wf-form4_160167293131415.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,320

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:44 UTC
O'Neal Anna GeneDivision President-Health Care
Tax withholdingCommon Stock 504 $2.75 $1,386.00
Disclosure

SEC source: 0001332349-20-000106 · wf-form4_159804623345708.xml · nonDerivative · entry 1

O'Neal Anna Gene · CIK 0001786826 · Division President-Health Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,044

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

F2 · balance_after: Includes an aggregate of 527 shares of common stock acquired by the reporting person on December 31, 2019, March 31, 2020, and June 30, 2020 under the issuer's Associate Stock Purchase Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:40 UTC GrantCommon Stock 1,923 $2.99 $5,749.77
Disclosure

SEC source: 0001332349-20-000097 · wf-form4_159372599559087.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,830

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:37 UTC
Johnson May DianeEVP, Human Resources
Tax withholdingCommon Stock 1,765 $3.46 $6,106.90
Disclosure

SEC source: 0001332349-20-000094 · wf-form4_159018340383666.xml · nonDerivative · entry 1

Johnson May Diane · CIK 0001553548 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,799

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

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April 28, 2020 Filed Apr 29, 2020 20:32 UTC GrantCommon Stock 27,248 $0.00 $0.00
Disclosure

SEC source: 0001332349-20-000085 · wf-form4_158819233261257.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,248

F1 · shares: Grant of restricted Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. The shares will vest on February 24, 2021, subject to continued service.

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April 01, 2020 Filed Apr 2, 2020 22:04 UTC GrantCommon Stock 2,010 $2.86 $5,748.60
Disclosure

SEC source: 0001332349-20-000082 · wf-form4_158586504270048.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,907

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of her quarterly cash compensation.

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March 20, 2020 Filed Mar 23, 2020 17:22 UTC PurchaseCommon Stock 35,000 $1.96 $68,764.50
Disclosure

SEC source: 0001332349-20-000079 · wf-form4_158499822477905.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,224

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.8997 to $2.000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 19, 2020 Filed Mar 23, 2020 21:16 UTC PurchaseCommon Stock 4,761 $2.10 $9,974.30
Disclosure

SEC source: 0001332349-20-000078 · wf-form4_158499820238025.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,897

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March 12, 2020 Filed Mar 12, 2020 16:47 UTC PurchaseCommon Stock 10,000 $3.37 $33,700.00
Disclosure

SEC source: 0001332349-20-000074 · wf-form4_158404601623082.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,606

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March 12, 2020 Filed Mar 12, 2020 20:47 UTC PurchaseCommon Stock 14,792 $3.38 $49,996.96
Disclosure

SEC source: 0001332349-20-000075 · wf-form4_158404603848452.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,338

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March 12, 2020 Filed Mar 12, 2020 16:46 UTC PurchaseCommon Stock 20,000 $3.38 $67,560.00
Disclosure

SEC source: 0001332349-20-000073 · wf-form4_158404599374592.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,224

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.345 to $3.405. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 05, 2020 Filed Mar 5, 2020 18:01 UTC PurchaseCommon Stock 10,000 $5.26 $52,560.00
Disclosure

SEC source: 0001332349-20-000069 · wf-form4_158344927744809.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,224

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.245 to $5.265. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 02, 2020 Filed Mar 3, 2020 18:25 UTC PurchaseCommon Stock 10,000 $5.94 $59,380.00
Disclosure

SEC source: 0001332349-20-000068 · wf-form4_158327792767146.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,224

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.925 to $6.025. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.