BKD

SEC source: 0001332349-23-000042 · wf-form4_167668397340834.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,318

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 114,407 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-23-000041 · wf-form4_167668393787779.xml · nonDerivative · entry 2

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,507

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

SEC source: 0001332349-23-000041 · wf-form4_167668393787779.xml · nonDerivative · entry 1

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,420

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 21,186 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-23-000040 · wf-form4_167668390570027.xml · nonDerivative · entry 2

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,373

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

SEC source: 0001332349-23-000040 · wf-form4_167668390570027.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,004

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 38,136 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-23-000039 · wf-form4_167668388364143.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,994

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

SEC source: 0001332349-23-000039 · wf-form4_167668388364143.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,955

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 118,644 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-23-000036 · wf-form4_167668381251728.xml · nonDerivative · entry 2

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,879

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

SEC source: 0001332349-23-000036 · wf-form4_167668381251728.xml · nonDerivative · entry 1

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,792

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 21,186 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-23-000021 · wf-form4_167667514105956.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,048

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-23-000006 · wf-form4_167396545478022.xml · nonDerivative · entry 2

Bowman Kevin W · CIK 0001887113 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,651

SEC source: 0001332349-23-000006 · wf-form4_167396545478022.xml · nonDerivative · entry 1

Bowman Kevin W · CIK 0001887113 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,942

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000085 · wf-form4_166915398626824.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,868

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001332349-22-000084 · wf-form4_166915397017598.xml · nonDerivative · entry 1

Bowman Kevin W · CIK 0001887113 · EVP-Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,617

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000083 · wf-form4_166872136608171.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,291

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.0625 to $3.1100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001332349-22-000063 · wf-form4_165342740179637.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,952

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000050 · wf-form4_164618316417604.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,661

F1 · kind: The reporting person completed the sale in connection with the funding of a charitable contribution to be made by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.720 to $6.795. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

SEC source: 0001332349-22-000049 · wf-form4_164608930991611.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,357

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

F2 · balance_after: Includes 200 shares of common stock acquired by the reporting person on December 31, 2021 pursuant to the issuer's Associate Stock Purchase Plan.

SEC source: 0001332349-22-000044 · wf-form4_164608915851504.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,652

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000047 · wf-form4_164608925595325.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,610

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000046 · wf-form4_164608923091753.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,117

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000048 · wf-form4_164608928895959.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,311

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000045 · wf-form4_164608918787359.xml · nonDerivative · entry 1

Bowman Kevin W · CIK 0001887113 · EVP-Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,277

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and/or restricted stock units previously granted to the reporting person.

SEC source: 0001332349-22-000025 · wf-form4_164488530597113.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,402

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000028 · wf-form4_164488540717073.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,238

F1 · kind: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

SEC source: 0001332349-22-000037 · wf-form4_164488650006590.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,673

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000036 · wf-form4_164488571123300.xml · nonDerivative · entry 2

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,355

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 161,364 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000036 · wf-form4_164488571123300.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,991

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000026 · wf-form4_164488533167452.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945,065

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 454,546 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000026 · wf-form4_164488533167452.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490,519

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000039 · wf-form4_164488662560319.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,405

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000033 · wf-form4_164488558139461.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,199

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 40,910 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000033 · wf-form4_164488558139461.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,289

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000029 · wf-form4_164488543835107.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,291

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000031 · wf-form4_164488550069767.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,081

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 27,273 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000031 · wf-form4_164488550069767.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,808

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000035 · wf-form4_164488566318532.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,285

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000034 · wf-form4_164488561137883.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,010

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 7,768 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000034 · wf-form4_164488561137883.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,707

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000038 · wf-form4_164488656414783.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,911

F2 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 59,091 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-22-000038 · wf-form4_164488656414783.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,820

F1 · kind: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2019 due to the failure to achieve performance goals established by the Compensation Committee.

SEC source: 0001332349-22-000030 · wf-form4_164488547291963.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,285

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000032 · wf-form4_164488553524274.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,136

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

SEC source: 0001332349-22-000027 · wf-form4_164488536470543.xml · nonDerivative · entry 1

Bowman Kevin W · CIK 0001887113 · EVP-Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,995

F1 · kind: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2023, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 10, 2022, which will be eligible to vest and be paid with respect to 77,273 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

SEC source: 0001332349-21-000102 · wf-form4_163882835247729.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,976

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

SEC source: 0001332349-21-000102 · wf-form4_163882835247729.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,676

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.00 to $6.0050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

SEC source: 0001332349-21-000100 · wf-form4_163736509121450.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,665

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

F2 · balance_after: Includes an aggregate of 600 shares of common stock acquired by the reporting person on March 31, 2021, June 30, 2021, and September 30, 2021 pursuant to the issuer's Associate Stock Purchase Plan.

SEC source: 0001332349-21-000089 · wf-form4_163580351706995.xml · nonDerivative · entry 1

Bowman Kevin W · CIK 0001887113 · EVP-Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,722

F1 · shares: Grant of time-based restricted stock units under the Brookdale Senior Living Inc. Amended and Restated 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning November 19, 2022, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting.

SEC source: 0001332349-21-000084 · wf-form4_163312392394845.xml · nonDerivative · entry 1

Kent Cindy · CIK 0001755046 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,311

SEC source: 0001332349-21-000070 · wf-form4_162560549353019.xml · nonDerivative · entry 3

O'Neal Anna Gene · CIK 0001786826 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,901

F3 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.