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BHC

Bausch Health Companies Inc.

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4363
SEC CIK
0000885590
Parsed reports
591

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 3, 2022 21:12 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 1,109 $27.61 $30,619.49
Disclosure

SEC source: 0001127602-22-000095 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,289

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:10 UTC GrantCommon Shares, No Par Value 1,109 $27.61 $30,619.49
Disclosure

SEC source: 0001127602-22-000092 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,889

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:07 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 1,109 $27.61 $30,619.49
Disclosure

SEC source: 0001127602-22-000087 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,767

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
December 15, 2021 Filed Dec 31, 2021 00:29 UTC
APPIO THOMASCEO, Pharma Business
Tax withholdingCommon Shares, No Par Value 3,461 $24.49 $84,759.89
Disclosure

SEC source: 0001127602-21-032076 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · CEO, Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,225

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 00:15 UTC PurchaseCommon Shares, No Par Value 10,000 $24.17 $241,699.00
Disclosure

SEC source: 0001127602-21-030159 · form4.xml · nonDerivative · entry 2

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,000

Read SEC document
November 30, 2021 Filed Dec 3, 2021 00:15 UTC PurchaseCommon Shares, No Par Value 50,000 $24.24 $1,211,825.00
Disclosure

SEC source: 0001127602-21-030159 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,780

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:09 UTC
Munsch FrederickSVP, Controller and CAO
GrantCommon Shares, No Par Value 1,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028498 · form4.xml · nonDerivative · entry 1

Munsch Frederick · CIK 0001864367 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,418

F1 · price: Represents the award of restricted share units ("RSUs") which will vest one-half on each of the first two anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of the Issuer ("Common Shares").

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:36 UTC
Spurr RobertU.S. President-Pharma Business
Tax withholdingCommon Shares, No Par Value 283 $28.60 $8,093.80
Disclosure

SEC source: 0001127602-21-026682 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,801

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:48 UTC GrantCommon Shares, No Par Value 246 $27.85 $6,851.10
Disclosure

SEC source: 0001127602-21-026458 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,805

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:47 UTC GrantCommon Shares, No Par Value 1,368 $27.85 $38,098.80
Disclosure

SEC source: 0001127602-21-026457 · form4.xml · nonDerivative · entry 1

ROBERTSON RUSSEL C · CIK 0001677301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,205

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:46 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 1,099 $27.85 $30,607.15
Disclosure

SEC source: 0001127602-21-026454 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,180

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:44 UTC GrantCommon Shares, No Par Value 1,099 $27.85 $30,607.15
Disclosure

SEC source: 0001127602-21-026453 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,780

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:41 UTC GrantCommon Shares, No Par Value 1,234 $27.85 $34,366.90
Disclosure

SEC source: 0001127602-21-026451 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,343

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:42 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 1,099 $27.85 $30,607.15
Disclosure

SEC source: 0001127602-21-026452 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,658

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:15 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Tax withholdingCommon Shares, No Par Value 5,010 $28.66 $143,586.60
Disclosure

SEC source: 0001127602-21-025347 · form4.xml · nonDerivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,419

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:15 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Tax withholdingCommon Shares, No Par Value 3,549 $29.19 $103,595.31
Disclosure

SEC source: 0001127602-21-025347 · form4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,429

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:10 UTC
Spurr RobertPresident, Salix
GrantNon-Qualified Stock Options (right to purchase) · Derivative 31,400 $0.00 Strike: $28.85 $0.00
Disclosure

SEC source: 0001127602-21-024867 · form4.xml · derivative · entry 2

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,400

Underlying: Common Shares, No Par Value · 31,400 shares

Expires 2031-09-01

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:10 UTC
Spurr RobertPresident, Salix
GrantCommon Shares, No Par Value 9,026 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024867 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,084

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of the Issuer

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:09 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
GrantRestricted Share Units · Derivative 90,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024865 · form4.xml · derivative · entry 2

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,260

Underlying: Common Shares, No Par Value · 90,260 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of performance-based RSUs ("PSUs"), each of which represents a contingent right to receive one Common Share. The number of Common Shares to be distributed upon the vesting of the PSUs will be determined by the Issuer's Total Shareholder Return ("TSR"), as measured for the 20 trading days preceding the TSR measurement date, and will be between 0% to 200% of the PSU target reported in Column 5.

F2 · derivative.exercise_date: Represents a grant of performance-based RSUs ("PSUs"), each of which represents a contingent right to receive one Common Share. The number of Common Shares to be distributed upon the vesting of the PSUs will be determined by the Issuer's Total Shareholder Return ("TSR"), as measured for the 20 trading days preceding the TSR measurement date, and will be between 0% to 200% of the PSU target reported in Column 5.

F2 · derivative.expiration_date: Represents a grant of performance-based RSUs ("PSUs"), each of which represents a contingent right to receive one Common Share. The number of Common Shares to be distributed upon the vesting of the PSUs will be determined by the Issuer's Total Shareholder Return ("TSR"), as measured for the 20 trading days preceding the TSR measurement date, and will be between 0% to 200% of the PSU target reported in Column 5.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:09 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
GrantCommon Shares, No Par Value 90,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024865 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,686

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of the Issuer ("Common Shares").

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:09 UTC
Spurr RobertPresident, Salix
Tax withholdingCommon Shares, No Par Value 1,278 $28.95 $36,998.10
Disclosure

SEC source: 0001127602-21-024581 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,058

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:07 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Tax withholdingCommon Shares, No Par Value 5,017 $28.95 $145,242.15
Disclosure

SEC source: 0001127602-21-024579 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,741

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC PurchaseCommon Shares, No Par Value 1,400 $25.94 $36,316.00
Disclosure

SEC source: 0001127602-21-023339 · form4.xml · nonDerivative · entry 1

VON ESCHENBACH ANDREW C. · CIK 0001536529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:24 UTC PurchaseCommon Shares, No Par Value 10,000 $25.01 $250,123.00
Disclosure

SEC source: 0001127602-21-023267 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,109

F1 · price: The price in Column 4 reflects the average weighted purchase price for the transactions aggregated on this Form 4. The purchase price per share reported on this Form 4 range from $25.00 to $25.03. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:18 UTC GrantCommon Shares, No Par Value 234 $29.32 $6,860.88
Disclosure

SEC source: 0001127602-21-021238 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,559

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:15 UTC GrantCommon Shares, No Par Value 1,300 $29.32 $38,116.00
Disclosure

SEC source: 0001127602-21-021231 · form4.xml · nonDerivative · entry 1

ROBERTSON RUSSEL C · CIK 0001677301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,837

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:13 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 1,044 $29.32 $30,610.08
Disclosure

SEC source: 0001127602-21-021229 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,081

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:11 UTC GrantCommon Shares, No Par Value 1,044 $29.32 $30,610.08
Disclosure

SEC source: 0001127602-21-021220 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:09 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 1,044 $29.32 $30,610.08
Disclosure

SEC source: 0001127602-21-021214 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,559

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:06 UTC GrantCommon Shares, No Par Value 1,172 $29.32 $34,363.04
Disclosure

SEC source: 0001127602-21-021208 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,109

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:11 UTC
Eldessouky SamEVP & Chief Financial Officer
SaleCommon Shares, No Par Value 17,000 $31.68 $538,585.50
Disclosure

SEC source: 0001127602-21-019904 · form4.xml · nonDerivative · entry 1

Eldessouky Sam · CIK 0001558676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,857

F1 · price: The price in Column 4 reflects the average weighted sale price for the transactions aggregated on this Form 4. The sales price per share reported on this Form 4 range from $31.67 to $31.711. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionNon-Qualified Stock Options (right to purchase) · Derivative 60,853 $0.00 Strike: $15.32 $0.00
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · derivative · entry 5

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 60,853 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionNon-Qualified Stock Options (right to purchase) · Derivative 60,345 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · derivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 60,345 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
SaleCommon Shares, No Par Value 121,198 $31.83 $3,857,732.34
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,758

F1 · price: The price in Column 4 reflects the average weighted sale price for the transactions aggregated on this Form 4. The sales price per share reported on this Form 4 range from $31.61 to $32.11. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionCommon Shares, No Par Value 60,853 $15.32 $932,267.96
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionCommon Shares, No Par Value 60,345 $14.38 $867,761.10
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:26 UTC
Eldessouky SamEVP & Chief Financial Officer
GrantNon-Qualified Stock Options (right to purchase) · Derivative 122,427 $32.03 Strike: $32.03 $3,921,336.81
Disclosure

SEC source: 0001127602-21-019037 · form4.xml · derivative · entry 2

Eldessouky Sam · CIK 0001558676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,427

Underlying: Common Shares, No Par Value · 122,427 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:26 UTC
Eldessouky SamEVP & Chief Financial Officer
GrantCommon Shares, No Par Value 33,673 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-019037 · form4.xml · nonDerivative · entry 1

Eldessouky Sam · CIK 0001558676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,857

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of the Issuer

Read SEC document
May 26, 2021 Filed May 28, 2021 20:34 UTC SaleCommon Shares, No Par Value 11,037 $31.79 $350,811.05
Disclosure

SEC source: 0001127602-21-018330 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,325

Read SEC document
April 30, 2021 Filed May 3, 2021 23:27 UTC
Hale David RobertDirector · See Remarks
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Capital Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
GrantCommon Shares, no par value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001418812-21-000021 · primary_doc.xml · nonDerivative · entry 1

Hale David Robert · CIK 0001635643 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

F2 · ownership.direct: All board compensation accrues to the benefit of the investors in ValueAct Capital Master Fund, L.P., and not to any individual. Under an agreement with ValueAct Capital, D. Robert Hale is deemed to hold the restricted share units for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for the entities listed in (i) to (vi) footnote 4 herein.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 30, 2021 Filed May 3, 2021 20:16 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014921 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,362

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:15 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014919 · form4.xml · nonDerivative · entry 1

VON ESCHENBACH ANDREW C. · CIK 0001536529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,247

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:13 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014914 · form4.xml · nonDerivative · entry 1

ROBERTSON RUSSEL C · CIK 0001677301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,537

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:14 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014916 · form4.xml · nonDerivative · entry 1

Ross Thomas W. Sr. · CIK 0001669396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,924

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:11 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014912 · form4.xml · nonDerivative · entry 1

POWER ROBERT N · CIK 0001187303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,424

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:09 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014911 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,037

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:08 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014910 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,637

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:04 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014908 · form4.xml · nonDerivative · entry 1

KAVANAGH SARAH B · CIK 0001681171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,060

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:07 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014909 · form4.xml · nonDerivative · entry 1

KARABELAS ARGERIS N · CIK 0001191229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,328

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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April 30, 2021 Filed May 3, 2021 20:03 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014907 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.