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ACKERMANN CHRISTINA

Disclosed activity across 4 companies

Tapewire entity
74410
SEC CIK
0001681871

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bausch & Lomb CorpBLCO · Entity 3756Please see remarksMarch 01, 2023March 03, 2023
Bausch Health Companies Inc.BHC · Entity 4363EVP AND GENERAL COUNSELMarch 10, 2022March 11, 2022
CalciMedica, Inc.GRAY · Entity 7804DirectorMarch 23, 2023March 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bausch & Lomb Corp

Report date March 01, 2023 · Filed March 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, No Par ValueSEC Table I · non-derivativeDirect146,677 Reported balance After 2023-03-01 transaction · row 1
1 source row

Row 1 · 2023-03-01 · Grant · Acquired 28,344 · Balance 146,677

F1: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch + Lomb Corporation.

Non-Qualified Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $17.96Direct90,744 Reported balance After 2023-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-01 · Grant · Acquired 90,744 · Balance 90,744

F2: Reflects the grant of stock options to purchase Common Shares under the Plan.

F3: The stock options are generally scheduled to vest and become exercisable in equal installments on each of the first three anniversaries of the grant date, subject to the terms of the applicable award agreement.

F4: The stock options will expire on the tenth anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch + Lomb Corporation.

F2: Reflects the grant of stock options to purchase Common Shares under the Plan.

F3: The stock options are generally scheduled to vest and become exercisable in equal installments on each of the first three anniversaries of the grant date, subject to the terms of the applicable award agreement.

F4: The stock options will expire on the tenth anniversary of the grant date.

Bausch Health Companies Inc.

Report date March 10, 2022 · Filed March 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, No Par ValueSEC Table I · non-derivativeDirect162,240 Reported balance After 2022-03-10 transaction · row 1
1 source row

Row 1 · 2022-03-10 · Tax withholding · Disposed 839 · Balance 162,240

F1: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Filing footnotes · ownership attribution and instrument terms

F1: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

CalciMedica, Inc.

Report date March 23, 2023 · Filed March 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,429 Reported balance After 2023-03-23 transaction · row 1
1 source row

Row 1 · 2023-03-23 · Disposition to issuer · Acquired 1,429 · Balance 1,429

F1: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-03-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-23 · Disposition to issuer · Disposed 1,429 · Balance 0

F1: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Verona Pharma plc

Report date October 07, 2025 · Filed October 08, 2025

Section 16 reporting ended · disclosed 2025-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2025-10-07 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2025-10-07 · Disposition to issuer · Disposed 64,072 · Balance 0

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2: Represents Ordinary Shares of the Issuer acquired from the Reporting Person by means of a scheme of arrangement (the "Scheme of Arrangement") under Part 26 of the UK Companies Act 2006, pursuant to a transaction agreement, dated as of July 8, 2025 (the "Transaction Agreement"), by and among the Issuer, Merck Sharp & Dohme LLC, a New Jersey limited liability company ("Parent") and Vol Holdings LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Bidco").

F3: At the effective time of the Scheme of Arrangement (the "Effective Time"), each holder of the Scheme Shares (as defined in the Scheme of Arrangement) became entitled to receive $13.375 in cash per Scheme Share, without interest and net of any applicable withholding taxes. Because each ADS represents a beneficial ownership interest in eight (8) Ordinary Shares of the Issuer, holders of ADSs as of the Effective Time became entitled to receive eight (8) times the foregoing cash amount, or $107 in cash, without interest and net of any applicable withholding taxes, per ADS (the "ADS Consideration").

Row 2 · 2025-10-07 · Exercise / conversion · Acquired 72,000 · Balance 72,000

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F4: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

Row 3 · 2025-10-07 · Disposition to issuer · Disposed 72,000 · Balance 0

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F4: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-10-07 · Exercise / conversion · Disposed 72,000 · Balance 0

F5: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F4: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Share Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2034-04-28Direct0 Reported balance After 2025-10-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-10-07 · Disposition to issuer · Disposed 200,000 · Balance 0

F6: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Share Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.43 · Expires 2033-08-31Direct0 Reported balance After 2025-10-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-10-07 · Disposition to issuer · Disposed 144,000 · Balance 0

F6: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2: Represents Ordinary Shares of the Issuer acquired from the Reporting Person by means of a scheme of arrangement (the "Scheme of Arrangement") under Part 26 of the UK Companies Act 2006, pursuant to a transaction agreement, dated as of July 8, 2025 (the "Transaction Agreement"), by and among the Issuer, Merck Sharp & Dohme LLC, a New Jersey limited liability company ("Parent") and Vol Holdings LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Bidco").

F3: At the effective time of the Scheme of Arrangement (the "Effective Time"), each holder of the Scheme Shares (as defined in the Scheme of Arrangement) became entitled to receive $13.375 in cash per Scheme Share, without interest and net of any applicable withholding taxes. Because each ADS represents a beneficial ownership interest in eight (8) Ordinary Shares of the Issuer, holders of ADSs as of the Effective Time became entitled to receive eight (8) times the foregoing cash amount, or $107 in cash, without interest and net of any applicable withholding taxes, per ADS (the "ADS Consideration").

F4: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F5: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F6: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Disposition to issuerShare Options (Right to Buy) · Derivative 144,000 Not disclosed Strike: $2.43 Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · derivative · entry 6

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 144,000 shares

Expires 2033-08-31

F6 · price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F6 · derivative.exercise_date: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F1 · derivative.underlying: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Disposition to issuerShare Options (Right to Buy) · Derivative 200,000 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · derivative · entry 5

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 200,000 shares

Expires 2034-04-28

F6 · price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F6 · derivative.exercise_date: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding share option became fully vested, to the extent unvested, and at the Effective Time, each share option that had an exercise price less than the ADS Consideration was automatically converted into the right to receive an amount in cash equal to the product of (i) the aggregate number of ADSs underlying such share option and (ii) the excess, if any, of (a) an amount equal to the ADS Consideration over (b) the exercise price of such share option.

F1 · derivative.underlying: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionRestricted Share Unit · Derivative 72,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · derivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 72,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F4 · derivative.exercise_price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F4 · price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F4 · derivative.exercise_date: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F4 · derivative.expiration_date: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

F1 · derivative.underlying: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Disposition to issuerOrdinary Shares 72,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F4 · price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionOrdinary Shares 72,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F4 · price: Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, each outstanding time-based restricted share unit award ("RSU Award"), unless agreed otherwise, became fully vested, and at the Effective Time, was automatically converted into the right to receive an amount in cash (without interest and subject to all required withholding taxes) equal to the product of (i) the aggregate number of ADSs underlying such RSU Award and (ii) the ADS Consideration.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Disposition to issuerOrdinary Shares 64,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-097941 · tm2528014-1_4seq1.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · price: Represents Ordinary Shares of the Issuer acquired from the Reporting Person by means of a scheme of arrangement (the "Scheme of Arrangement") under Part 26 of the UK Companies Act 2006, pursuant to a transaction agreement, dated as of July 8, 2025 (the "Transaction Agreement"), by and among the Issuer, Merck Sharp & Dohme LLC, a New Jersey limited liability company ("Parent") and Vol Holdings LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Bidco").

F3 · price: At the effective time of the Scheme of Arrangement (the "Effective Time"), each holder of the Scheme Shares (as defined in the Scheme of Arrangement) became entitled to receive $13.375 in cash per Scheme Share, without interest and net of any applicable withholding taxes. Because each ADS represents a beneficial ownership interest in eight (8) Ordinary Shares of the Issuer, holders of ADSs as of the Effective Time became entitled to receive eight (8) times the foregoing cash amount, or $107 in cash, without interest and net of any applicable withholding taxes, per ADS (the "ADS Consideration").

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:26 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionRestricted Stock Units · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-074396 · tm2522566-9_4seq1.xml · derivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Ordinary Shares · 24,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F5 · derivative.exercise_price: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026 and May 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

F5 · derivative.expiration_date: Represents an award of RSUs covering ADSs, which is presented in terms of the equivalent number of Ordinary Shares underlying the ADSs. Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F1 · derivative.underlying: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:26 UTC Verona Pharma plc VRNA · Entity 74409 SaleOrdinary Shares 1,808 $13.14 $23,763.81
Disclosure

SEC source: 0001104659-25-074396 · tm2522566-9_4seq1.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,072

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · kind: The sale reported in the Form 4 represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the Reporting Person's tax withholding obligation upon the vesting of the restricted stock units ("RSUs").

F3 · price: The price reported represents the sale price of the ADSs divided by eight (8).

F4 · balance_after: Consists of 64,072 Ordinary Shares represented by 8,009 ADSs.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:26 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionOrdinary Shares 24,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-074396 · tm2522566-9_4seq1.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

Read SEC document
May 14, 2025 Filed May 16, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionShare Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001104659-25-050043 · tm2515382-1_4seq1.xml · derivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Ordinary Shares · 40,000 shares

Expires 2034-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

F5 · shares: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

F6 · derivative.exercise_date: The option is fully vested.

F5 · derivative.underlying: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

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May 14, 2025 Filed May 16, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 SaleOrdinary Shares 40,000 $8.44 $337,600.00
Disclosure

SEC source: 0001104659-25-050043 · tm2515382-1_4seq1.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,880

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 instruction entered into on February 12, 2025.

F3 · price: The price reported represents a weighted average price of the ADSs divided by eight (8). The securities were sold in multiple transactions at prices ranging from $8.3894 to $8.5688 per Ordinary Share, inclusive (or $67.115 to $68.55 per ADS, inclusive). The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Consists of 41,880 Ordinary Shares represented by 5,235 ADSs.

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May 14, 2025 Filed May 16, 2025 16:30 UTC Verona Pharma plc VRNA · Entity 74409 Exercise / conversionOrdinary Shares 40,000 $1.93 $77,352.00
Disclosure

SEC source: 0001104659-25-050043 · tm2515382-1_4seq1.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

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April 25, 2025 Filed Apr 29, 2025 17:08 UTC Verona Pharma plc VRNA · Entity 74409 GrantRestricted Share Units · Derivative 96,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041382 · tm2513544-1_4seq1.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Ordinary Shares · 96,000 shares

Expires not disclosed

F1 · security: Represents an award of Restricted Share Units ("RSUs") covering American Depositary Shares ("ADSs"). Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F1 · derivative.exercise_price: Represents an award of Restricted Share Units ("RSUs") covering American Depositary Shares ("ADSs"). Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F1 · shares: Represents an award of Restricted Share Units ("RSUs") covering American Depositary Shares ("ADSs"). Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026 and May 1, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.

F1 · derivative.expiration_date: Represents an award of Restricted Share Units ("RSUs") covering American Depositary Shares ("ADSs"). Each RSU represents a contingent right to receive one (1) ADS of the Issuer. Each ADS represents eight (8) Ordinary Shares of the Issuer. The RSUs have no expiration date.

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November 06, 2024 Filed Nov 7, 2024 18:56 UTC Verona Pharma plc VRNA · Entity 74409 PurchaseOrdinary Shares 41,880 $4.74 $198,385.56
Disclosure

SEC source: 0001104659-24-115417 · tm2427856-1_4seq1.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,880

F1 · security: Reported securities are represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · balance_after: Consists of 41,880 Ordinary Shares represented by 5,235 ADSs.

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April 29, 2024 Filed Apr 30, 2024 16:17 UTC Verona Pharma plc VRNA · Entity 74409 GrantShare Options (Right to Buy) · Derivative 240,000 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001104659-24-054951 · tm2412993-3_4seq1.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Ordinary Shares · 240,000 shares

Expires 2034-04-28

F1 · derivative.exercise_price: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

F1 · shares: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · derivative.exercise_date: The option vests and becomes exercisable as to 25% on each of July 29, 2024, October 29, 2024, January 29, 2025 and April 29, 2025.

F1 · derivative.underlying_shares: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

F1 · balance_after: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares, each of which represents eight (8) Ordinary Shares of the Issuer.

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September 01, 2023 Filed Sep 5, 2023 16:05 UTC Verona Pharma plc VRNA · Entity 74409 GrantShare Options (Right to Buy) · Derivative 144,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001104659-23-098231 · tm2325478-2_4seq1.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Ordinary Shares · 144,000 shares

Expires 2033-08-31

F1 · derivative.exercise_price: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F1 · shares: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F2 · derivative.exercise_date: The option vests and becomes exercisable as to one-third of the underlying options on September 1, 2024 and the remainder in eight equal quarterly installments over the two years thereafter.

F1 · derivative.underlying_shares: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

F1 · balance_after: The number of securities underlying the option and the exercise price therefor are listed in terms of Ordinary Shares, however, each security is represented by American Depositary Shares ("ADSs"), each of which represents eight (8) Ordinary Shares of the Issuer.

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March 23, 2023 Filed Mar 27, 2023 23:54 UTC CalciMedica, Inc. GRAY · Entity 7804 Disposition to issuerRestricted Stock Unit · Derivative 1,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021297 · doc4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

F1 · price: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

F1 · derivative.exercise_date: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

F1 · derivative.expiration_date: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

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March 23, 2023 Filed Mar 27, 2023 23:54 UTC CalciMedica, Inc. GRAY · Entity 7804 Disposition to issuerCommon Stock 1,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021297 · doc4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429

F1 · price: Reflects a 14-to-1 reverse stock split effective March 17, 2023. Under the terms of the Agreement and Plan of Merger and Reorganization, dated as of November 21, 2022, as amended (the "Merger Agreement"), by and among CalciMedica, Inc. ("Private CalciMedica"), the Issuer and Camaro Merger Sub, Inc., a wholly-owned subsidiary of the Issuer ("Merger Sub"), on March 20, 2023, Merger Sub merged with and into Private CalciMedica (the "Merger"), with Private CalciMedica surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of CalciMedica common capital stock was converted into the right to receive 0.0288 of a share of the Issuer's common stock. Subsequent to the Merger, the name of the Issuer was changed from Graybug Vision, Inc. to CalciMedica, Inc. In connection with the Merger, the vesting of Christina Ackermann's options and restricted stock units ("RSUs") were fully accelerated and the RSUs were settled on March 23, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:55 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantNon-Qualified Stock Options (right to purchase) · Derivative 90,744 $17.96 Strike: $17.96 $1,629,762.24
Disclosure

SEC source: 0001127602-23-008771 · form4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Please see remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,744

Underlying: Common Shares, No Par Value · 90,744 shares

Expires not disclosed

F2 · shares: Reflects the grant of stock options to purchase Common Shares under the Plan.

F3 · derivative.exercise_date: The stock options are generally scheduled to vest and become exercisable in equal installments on each of the first three anniversaries of the grant date, subject to the terms of the applicable award agreement.

F4 · derivative.expiration_date: The stock options will expire on the tenth anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:55 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 28,344 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008771 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Please see remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,677

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch + Lomb Corporation.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 23:38 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 35,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019824 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Please see remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,333

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch + Lomb Corporation.

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June 02, 2022 Filed Jun 3, 2022 21:31 UTC CalciMedica, Inc. GRAY · Entity 7804 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034247 · doc4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock, subject to the reporting person's continued status as a service provider to the issuer.

F1 · derivative.exercise_date: The award vests in full on the earlier of: (i) the one year anniversary of the grant date or (ii) the date of the issuer's 2023 Annual Meeting of its stockholders, subject to the reporting person's continuous service to the issuer on such date.

F3 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 21:31 UTC CalciMedica, Inc. GRAY · Entity 7804 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-22-034247 · doc4.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The award vests in full on the earlier of: (i) the one year anniversary of the grant date or (ii) the date of the issuer's 2023 Annual Meeting of its stockholders, subject to the reporting person's continuous service to the issuer on such date.

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May 05, 2022 Filed May 9, 2022 22:46 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantNon-Qualified Stock Options (right to purchase) · Derivative 329,670 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000899243-22-017321 · doc4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · Please see remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,670

Underlying: Common Shares, No Par Value · 329,670 shares

Expires not disclosed

F2 · shares: Reflects the grant of stock options to purchase Common Shares under the Plan.

F3 · derivative.exercise_date: The stock options are generally scheduled to vest and become exercisable in equal installments on each of the first three anniversaries of the grant date, subject to the terms of the applicable award agreement.

F4 · derivative.expiration_date: The stock options will expire on the tenth anniversary of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:46 UTC Bausch & Lomb Corp BLCO · Entity 3756 GrantCommon Shares, No Par Value 83,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017321 · doc4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Please see remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan"). Vested RSUs are settled in common shares, no par value ("Common Shares"), of Bausch + Lomb Corporation (the "Company").

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March 10, 2022 Filed Mar 11, 2022 21:00 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 839 $22.56 $18,927.84
Disclosure

SEC source: 0001127602-22-009006 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,240

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:45 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 6,926 $23.61 $163,522.86
Disclosure

SEC source: 0001127602-22-008496 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,079

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
February 27, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionRestricted Share Units · Derivative 24,292 $24.35 Strike: $24.35 $591,510.20
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · derivative · entry 6

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 24,292 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer.

Read SEC document
February 27, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 3,006 $24.35 $73,196.10
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · nonDerivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,005

F5 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of RSUs.

Read SEC document
February 27, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 2,743 $24.35 $66,792.05
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,011

F4 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units ("RSUs").

Read SEC document
February 27, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 10,279 $24.35 $250,293.65
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,754

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs.

Read SEC document
February 27, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionCommon Shares, No Par Value 24,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
February 14, 2022 Filed Mar 3, 2022 02:06 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantRestricted Share Units · Derivative 24,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008818 · doc4.xml · derivative · entry 5

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 24,292 shares

Expires 2022-02-27

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:07 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 5,017 $28.95 $145,242.15
Disclosure

SEC source: 0001127602-21-024579 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,741

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:51 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionNon-Qualified Stock Options (right to purchase) · Derivative 60,853 $0.00 Strike: $15.32 $0.00
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · derivative · entry 5

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 60,853 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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June 02, 2021 Filed Jun 4, 2021 20:51 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionNon-Qualified Stock Options (right to purchase) · Derivative 60,345 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · derivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 60,345 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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June 02, 2021 Filed Jun 4, 2021 20:51 UTC Bausch Health Companies Inc. BHC · Entity 4363 SaleCommon Shares, No Par Value 121,198 $31.83 $3,857,732.34
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,758

F1 · price: The price in Column 4 reflects the average weighted sale price for the transactions aggregated on this Form 4. The sales price per share reported on this Form 4 range from $31.61 to $32.11. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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June 02, 2021 Filed Jun 4, 2021 20:51 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionCommon Shares, No Par Value 60,853 $15.32 $932,267.96
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2021 Filed Jun 4, 2021 20:51 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionCommon Shares, No Par Value 60,345 $14.38 $867,761.10
Disclosure

SEC source: 0001127602-21-019273 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2021 Filed Jun 4, 2021 22:30 UTC CalciMedica, Inc. GRAY · Entity 7804 GrantEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001209191-21-038372 · doc4.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2031-06-01

F1 · derivative.exercise_date: The option award will fully vest upon the earlier of 1) the Issuer's next annual stockholder meeting, or 2) June 2, 2022, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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March 11, 2021 Filed Mar 15, 2021 20:08 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 796 $32.82 $26,124.72
Disclosure

SEC source: 0001127602-21-010592 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,758

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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March 10, 2021 Filed Mar 11, 2021 01:46 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 21,960 $32.97 $724,021.20
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,554

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

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March 08, 2021 Filed Mar 11, 2021 01:46 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionRestricted Share Units · Derivative 8,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · derivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,455 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 13,638 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

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March 08, 2021 Filed Mar 11, 2021 01:46 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantCommon Shares, No Par Value 25,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,514

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

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March 08, 2021 Filed Mar 11, 2021 01:46 UTC Bausch Health Companies Inc. BHC · Entity 4363 Exercise / conversionCommon Shares, No Par Value 8,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

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March 03, 2021 Filed Mar 5, 2021 22:45 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantNon-qualified Stock Options (right To Purchase) · Derivative 52,392 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009554 · form4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,392

Underlying: Common Shares, No Par Value · 52,392 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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March 03, 2021 Filed Mar 5, 2021 22:45 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantCommon Shares, No Par Value 36,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009554 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,079

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

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March 01, 2021 Filed Mar 3, 2021 21:26 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 5,367 $31.42 $168,631.14
Disclosure

SEC source: 0001127602-21-009134 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,829

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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September 24, 2020 Filed Sep 28, 2020 21:37 UTC CalciMedica, Inc. GRAY · Entity 7804 GrantDirector Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-20-052238 · doc4.xml · derivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The option shall vest as to 1/36th of the total shares on October 24, 2020 and on each monthly anniversary thereafter such that the option shall be fully vested on September 24, 2023, subject to the continued service of the Reporting Person to the Issuer through each vesting date.

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August 28, 2020 Filed Aug 31, 2020 22:44 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantCommon Shares, No Par Value 28,171 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024485 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,196

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.