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Nasdaq · USD

BFST

Business First Bancshares, Inc.

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Tapewire entity
4961
SEC CIK
0001624322
Parsed reports
503

Last 12 months

Inside the activity.

3 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202611
Feb 202613
Mar 202603
Apr 202600
May 202602
Jun 202603
Jul 202617
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Oct 3, 2019 21:49 UTC GrantCOMMON STOCK 296 $25.33 $7,497.68
Disclosure

SEC source: 0001437749-19-019642 · rdgdoc.xml · nonDerivative · entry 1

SLACK C. STEWART · CIK 0001734783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,340

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:48 UTC
ROBERTSON GREGCFO and Treasurer
Tax withholdingCOMMON STOCK 1,041 $24.54 $25,546.14
Disclosure

SEC source: 0001437749-19-019641 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON GREG · CIK 0001734771 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888

F2 · balance_after: Includes (a) 1,642 shares of unvested restricted stock granted on 03/31/2018 and (b) 2,808 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:48 UTC
ROBERTSON GREGCFO and Treasurer
GrantCOMMON STOCK 4,190 $23.74 $99,470.60
Disclosure

SEC source: 0001437749-19-019641 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON GREG · CIK 0001734771 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,929

F1 · kind: Reflects the grant of 4,190 shares of restricted stock to reporting person, 1,382 of which vested upon the grant date. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 1,642 shares of unvested restricted stock granted on 03/31/2018 and (b) 2,808 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:44 UTC
MANSFIELD KEITHEVP&COO of Business First Bank
Tax withholdingCOMMON STOCK 473 $24.54 $11,607.42
Disclosure

SEC source: 0001437749-19-019638 · rdgdoc.xml · nonDerivative · entry 2

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,095

F2 · balance_after: Includes (a) 755 shares of unvested restricted stock granted on 03/31/2018 and (b) 1,292 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 5,000 shares held by reporting person's IRA.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:44 UTC
MANSFIELD KEITHEVP&COO of Business First Bank
GrantCOMMON STOCK 1,927 $23.74 $45,746.98
Disclosure

SEC source: 0001437749-19-019638 · rdgdoc.xml · nonDerivative · entry 1

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

F1 · kind: Reflects the grant of 1,927 shares of restricted stock to reporting person, 635 of which vested upon the grant date. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 755 shares of unvested restricted stock granted on 03/31/2018 and (b) 1,292 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 5,000 shares held by reporting person's IRA.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:41 UTC GrantCOMMON STOCK 296 $25.33 $7,497.68
Disclosure

SEC source: 0001437749-19-019635 · rdgdoc.xml · nonDerivative · entry 1

SHAMIEH FAYEZ K. · CIK 0001734848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,058

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:39 UTC GrantCOMMON STOCK 296 $25.33 $7,497.68
Disclosure

SEC source: 0001437749-19-019633 · rdgdoc.xml · nonDerivative · entry 1

MOCKLER PATRICK E. · CIK 0001734794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,473

Read SEC document
March 14, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · derivative · entry 12

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447

Underlying: Common Stock · 3,000 shares

Expires 2019-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
SaleCOMMON STOCK 3,000 $24.26 $72,780.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 8

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

F1 · kind: Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $24.25 to $24.50. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionCOMMON STOCK 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 7

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · derivative · entry 11

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,447

Underlying: Common Stock · 3,000 shares

Expires 2019-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
SaleCOMMON STOCK 3,000 $24.12 $72,360.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 6

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

F1 · kind: Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.00 to $24.25. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionCOMMON STOCK 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 5

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:00 UTC Amendment
MELVILLE DAVID R. IIIDirector · President and CEO
OtherCOMMON STOCK 2,067 $24.19 $50,000.73
Disclosure

SEC source: 0001437749-19-005074 · rdgdoc.xml · nonDerivative · entry 1

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,812

F1 · acquired: Reflects reallocation of 401(k) assets by reporting person, pursuant to which reporting person acquired units of an employer stock fund available through issuer's 401(k) plan. Share numbers and price are on an approximately equivalent basis for units held in the fund as if investable cash equivalents held by the fund were fully invested in issuer common stock.

F2 · balance_after: Includes (a) 1,566 shares of unvested restricted stock granted on 03/31/2017 and (b) 7,370 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant..

F3 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 2,067 shares.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 22:53 UTC SaleCOMMON STOCK 2,400 $24.01 $57,624.00
Disclosure

SEC source: 0001437749-19-004818 · rdgdoc.xml · nonDerivative · entry 2

Vascocu Norman Jerome Sr · CIK 0001759712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,781

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.10 to $24.00. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · derivative · entry 10

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,447

Underlying: Common Stock · 3,000 shares

Expires 2019-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
SaleCOMMON STOCK 3,000 $24.00 $72,000.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 4

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

F1 · kind: Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionCOMMON STOCK 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 3

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 12, 2019 Filed Mar 15, 2019 10:02 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
OtherCommon Stock 2,067 $24.19 $50,000.73
Disclosure

SEC source: 0001437749-19-004973 · rdgdoc.xml · nonDerivative · entry 1

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,812

F1 · acquired: Reflects reallocation of 401(k) assets by reporting person, pursuant to which reporting person acquired units of an employer stock fund available through issuer's 401(k) plan. Share numbers and price are on an approximately equivalent basis for units held in the fund as if investable cash equivalents held by the fund were fully invested in issuer common stock.

F2 · balance_after: Includes (a) 1,566 shares of unvested restricted stock granted on 03/31/2017 and (b) 7,370 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 2,067 shares.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 22:53 UTC SaleCOMMON STOCK 3,600 $24.04 $86,544.00
Disclosure

SEC source: 0001437749-19-004818 · rdgdoc.xml · nonDerivative · entry 1

Vascocu Norman Jerome Sr · CIK 0001759712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,181

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.07 to $24.00. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionStock Options (Right to Buy) · Derivative 53 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · derivative · entry 9

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,447

Underlying: Common Stock · 53 shares

Expires 2019-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.

Read SEC document
March 11, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
SaleCOMMON STOCK 53 $24.25 $1,285.25
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 2

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

F1 · kind: Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
March 11, 2019 Filed Mar 15, 2019 01:59 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
Exercise / conversionCOMMON STOCK 53 $15.00 $795.00
Disclosure

SEC source: 0001437749-19-004970 · rdgdoc.xml · nonDerivative · entry 1

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:11 UTC SaleCOMMON STOCK 5,000 $24.24 $121,200.00
Disclosure

SEC source: 0001437749-19-003778 · rdgdoc.xml · nonDerivative · entry 1

Vascocu Norman Jerome Sr · CIK 0001759712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,781

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.18 to $24.43. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:52 UTC
HINGLE DONALD A. IIEVP&CCE of Business First Bank
OtherCOMMON STOCK 1,243 $24.13 $29,993.59
Disclosure

SEC source: 0001437749-19-002349 · rdgdoc.xml · nonDerivative · entry 1

HINGLE DONALD A. II · CIK 0001734776 · EVP&CCE of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

F1 · acquired: Reflects reallocation of 401(k) assets by reporting person, pursuant to which reporting person acquired units of an employer stock fund available through issuer's 401(k) plan. Share numbers and price are on an approximately equivalent basis for units held in the fund as if investable cash equivalents held by the fund were fully invested in issuer common stock.

F2 · balance_after: Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant..

F3 · balance_after: Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:27 UTC
JORDAN PHILIPEVP&CCO of Business First Bank
OtherCOMMON STOCK 5,583 $23.05 $128,688.15
Disclosure

SEC source: 0001437749-19-001881 · rdgdoc.xml · nonDerivative · entry 1

JORDAN PHILIP · CIK 0001734775 · EVP&CCO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067

F1 · acquired: Reflects reallocation of 401(k) assets by reporting person, pursuant to which reporting person acquired units of an employer stock fund available through issuer's 401(k) plan. Share numbers and price are on an approximately equivalent basis for units held in the fund as if investable cash equivalents held by the fund were fully invested in issuer common stock.

F2 · balance_after: Includes (a) 412 shares of unvested restricted stock granted on 03/31/2017 and (b) 3,235 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant..

F3 · balance_after: Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 5,583 shares.

Read SEC document
February 01, 2019 Filed Oct 2, 2019 20:07 UTC Exercise / conversionWARRANTS · Derivative 23,750 $10.00 Strike: $10.00 $237,500.00
Disclosure

SEC source: 0001437749-19-019480 · rdgdoc.xml · derivative · entry 4

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,750 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Oct 2, 2019 20:07 UTC Exercise / conversionCOMMON STOCK 23,750 $10.00 $237,500.00
Disclosure

SEC source: 0001437749-19-019480 · rdgdoc.xml · nonDerivative · entry 1

MCCOLLISTER ROLFE H. JR. · CIK 0001734797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2019 Filed Oct 2, 2019 20:05 UTC Exercise / conversionWARRANTS · Derivative 23,750 $10.00 Strike: $10.00 $237,500.00
Disclosure

SEC source: 0001437749-19-019477 · rdgdoc.xml · derivative · entry 3

STEWART THOMAS E. JR. · CIK 0001734778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,750 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2019 Filed Oct 2, 2019 20:05 UTC Exercise / conversionCOMMON STOCK 23,750 $10.00 $237,500.00
Disclosure

SEC source: 0001437749-19-019477 · rdgdoc.xml · nonDerivative · entry 1

STEWART THOMAS E. JR. · CIK 0001734778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: All shares held jointly by reporting person and reporting person's spouse.

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November 30, 2018 Filed Dec 4, 2018 22:41 UTC GrantCommon Stock 79,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-021580 · rdgdoc.xml · nonDerivative · entry 1

Vascocu Norman Jerome Sr · CIK 0001759712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,781

F1 · price: Acquired in exchange for 4,800 shares of Richland State Bancorp, Inc. ("RSBI") common stock in connection with the merger of RSBI with and into the issuer (the "Merger"). At the effective time of the Merger, each share of RSBI common stock was converted into the right to receive approximately 16.62 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $25.29 per share.

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November 06, 2018 Filed Nov 8, 2018 22:26 UTC
ROBERTSON GREGCFO and Treasurer
PurchaseCOMMON STOCK 2,588 $26.25 $67,935.00
Disclosure

SEC source: 0001437749-18-020102 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON GREG · CIK 0001734771 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739

F1 · balance_after: Includes (a) 505 shares of unvested restricted stock granted on 3/31/2017 and (b) 3,235 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

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November 06, 2018 Filed Nov 8, 2018 22:26 UTC
ROBERTSON GREGCFO and Treasurer
PurchaseCOMMON STOCK 412 $25.50 $10,506.00
Disclosure

SEC source: 0001437749-18-020102 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON GREG · CIK 0001734771 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,151

F1 · balance_after: Includes (a) 505 shares of unvested restricted stock granted on 3/31/2017 and (b) 3,235 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

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June 14, 2018 Filed Jun 14, 2018 20:15 UTC
MANSFIELD KEITHEVP&COO of Business First Bank
PurchaseCOMMON STOCK 8,000 $25.05 $200,400.00
Disclosure

SEC source: 0001437749-18-011831 · rdgdoc.xml · nonDerivative · entry 1

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,641

F1 · balance_after: Includes (a) 233 shares of unvested restricted stock granted on 3/31/2017 and (b) 1,488 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F2 · balance_after: Includes 5,000 shares held by reporting person's IRA.

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June 14, 2018 Filed Jun 18, 2018 20:46 UTC PurchaseCOMMON STOCK 500 $24.95 $12,475.00
Disclosure

SEC source: 0001437749-18-012018 · rdgdoc.xml · nonDerivative · entry 1

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,544

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:45 UTC Amendment
MANSFIELD KEITHEVP&COO of Business First Bank
PurchaseCOMMON STOCK 8,000 $25.05 $200,400.00
Disclosure

SEC source: 0001437749-18-012017 · rdgdoc.xml · nonDerivative · entry 2

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,641

F1 · balance_after: Includes (a) 233 shares of unvested restricted stock granted on 3/31/2017 and (b) 1,488 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F2 · balance_after: Includes 5,000 shares held by reporting person's IRA.

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June 14, 2018 Filed Jun 18, 2018 20:45 UTC
ROBERTSON ALICIAEVP&CRO of Business First Bank
PurchaseCOMMON STOCK 200 $25.05 $5,010.00
Disclosure

SEC source: 0001437749-18-012016 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP&CRO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259

F1 · balance_after: Includes (a) 94 shares of unvested restricted stock granted on 3/31/2017 and (b) 523 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

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June 13, 2018 Filed Jun 14, 2018 20:15 UTC PurchaseCOMMON STOCK 500 $25.00 $12,500.00
Disclosure

SEC source: 0001437749-18-011829 · rdgdoc.xml · nonDerivative · entry 2

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,044

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June 13, 2018 Filed Jun 18, 2018 20:45 UTC Amendment
MANSFIELD KEITHEVP&COO of Business First Bank
PurchaseCOMMON STOCK 2,000 $25.12 $50,240.00
Disclosure

SEC source: 0001437749-18-012017 · rdgdoc.xml · nonDerivative · entry 1

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · balance_after: Includes (a) 233 shares of unvested restricted stock granted on 3/31/2017 and (b) 1,488 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

F2 · balance_after: Includes 5,000 shares held by reporting person's IRA.

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June 12, 2018 Filed Jun 14, 2018 20:15 UTC PurchaseCOMMON STOCK 1,000 $24.75 $24,750.00
Disclosure

SEC source: 0001437749-18-011829 · rdgdoc.xml · nonDerivative · entry 1

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,544

Read SEC document
June 11, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 500 $24.95 $12,475.00
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 7

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,544

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

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June 11, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 2,122 $24.96 $52,965.12
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 6

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,044

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 1,378 $24.98 $34,422.44
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 5

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 300 $24.60 $7,380.00
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 4

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 100 $24.80 $2,480.00
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 3

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,244

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 200 $24.65 $4,930.00
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 2

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 17:35 UTC PurchaseCOMMON STOCK 400 $24.50 $9,800.00
Disclosure

SEC source: 0001437749-18-011654 · rdgdoc.xml · nonDerivative · entry 1

GREER ROBERT S. JR. · CIK 0001734799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,944

F1 · acquired: Shares were purchased on the open market by reporting person and his spouse as tenants in entirety.

F2 · balance_after: Includes 7,500 shares held by reporting person's IRA and 4,044 shares held solely by reporting person.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:35 UTC PurchaseCOMMON STOCK 500 $24.50 $12,250.00
Disclosure

SEC source: 0001437749-18-011653 · rdgdoc.xml · nonDerivative · entry 1

MCLINDON ANDREW D. · CIK 0001734796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,544

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.