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ROBERTSON ALICIA

Disclosed activity across 1 company

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136006
SEC CIK
0001734772

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Business First Bancshares, Inc.

Report date March 31, 2021 · Filed August 26, 2021

Section 16 reporting ended · disclosed 2021-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,293 Reported balance After 2021-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-03-31 · Tax withholding · Disposed 394 · Balance 12,293

F1: Includes (a) 1,081 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, and (b) 2,959 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on 3/31/2022 and the remaining 1,502 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (a) 1,081 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, and (b) 2,959 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on 3/31/2022 and the remaining 1,502 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Aug 26, 2021 12:18 UTC Business First Bancshares, Inc. BFST · Entity 4961 Tax withholdingCommon Stock 394 $23.93 $9,428.42
Disclosure

SEC source: 0001437749-21-021025 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,293

F1 · balance_after: Includes (a) 1,081 shares of unvested restricted stock granted on 2/1/2020, which will vest on 3/31/2022, and (b) 2,959 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on 3/31/2022 and the remaining 1,502 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

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February 17, 2021 Filed Feb 19, 2021 19:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $17.11 $0.00
Disclosure

SEC source: 0001437749-21-003391 · rdgdoc.xml · derivative · entry 5

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Options (Right to Buy) vested in three equal installments beginning on the first anniversary of the grant date, July 31, 2014, and ending on July 31, 2017.

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February 17, 2021 Filed Feb 19, 2021 19:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001437749-21-003391 · rdgdoc.xml · derivative · entry 4

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Options (Right to Buy) vested in four equal installments beginning on the grant date, October 27, 2011, and ending on October 27, 2014.

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February 17, 2021 Filed Feb 19, 2021 19:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 SaleCOMMON STOCK 8,630 $21.89 $188,910.70
Disclosure

SEC source: 0001437749-21-003391 · rdgdoc.xml · nonDerivative · entry 3

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.86 to $22.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 Exercise / conversionCOMMON STOCK 6,000 $17.11 $102,660.00
Disclosure

SEC source: 0001437749-21-003391 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 Exercise / conversionCOMMON STOCK 6,000 $15.00 $90,000.00
Disclosure

SEC source: 0001437749-21-003391 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
February 01, 2021 Filed Mar 5, 2021 19:46 UTC Amendment Business First Bancshares, Inc. BFST · Entity 4961 GrantCOMMON STOCK 4,416 $20.70 $91,411.20
Disclosure

SEC source: 0001437749-21-005129 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,317

F1 · kind: Reflects the grant of restricted stock to reporting person. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 22:49 UTC Business First Bancshares, Inc. BFST · Entity 4961 PurchaseCOMMON STOCK 350 $13.32 $4,662.00
Disclosure

SEC source: 0001437749-20-016933 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,901

F1 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, and (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 01:33 UTC Business First Bancshares, Inc. BFST · Entity 4961 Tax withholdingCommon Stock 798 $13.50 $10,773.00
Disclosure

SEC source: 0001437749-20-007010 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,112

F2 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, and (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
February 01, 2020 Filed Apr 3, 2020 01:33 UTC Business First Bancshares, Inc. BFST · Entity 4961 GrantCommon Stock 3,179 $24.78 $78,775.62
Disclosure

SEC source: 0001437749-20-007010 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

F1 · kind: Reflects the grant of restricted stock to reporting person. The terms of the restricted stock grant are described in footnote 2 below.

Read SEC document
February 01, 2020 Filed Feb 3, 2021 23:34 UTC Business First Bancshares, Inc. BFST · Entity 4961 GrantCOMMON STOCK 4,416 $20.70 $91,411.20
Disclosure

SEC source: 0001437749-21-001911 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP - b1BANK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,317

F1 · kind: Reflects the grant of restricted stock to reporting person. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 Tax withholdingCOMMON STOCK 206 $24.54 $5,055.24
Disclosure

SEC source: 0001437749-19-019632 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON ALICIA · CIK 0001734772 · EVP, Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

F2 · balance_after: Includes (a) 265 shares of unvested restricted stock granted on 03/31/2018 and (b) 455 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Read SEC document
March 31, 2019 Filed Oct 3, 2019 21:38 UTC Business First Bancshares, Inc. BFST · Entity 4961 GrantCOMMON STOCK 678 $23.74 $16,095.72
Disclosure

SEC source: 0001437749-19-019632 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP, Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

F1 · kind: Reflects the grant of 678 shares of restricted stock to reporting person, 223 of which vested upon the grant date. The terms of the restricted stock grant are described in footnote 2 below.

F2 · balance_after: Includes (a) 265 shares of unvested restricted stock granted on 03/31/2018 and (b) 455 shares of unvested restricted stock granted on 03/31/2019, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:45 UTC Business First Bancshares, Inc. BFST · Entity 4961 PurchaseCOMMON STOCK 200 $25.05 $5,010.00
Disclosure

SEC source: 0001437749-18-012016 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON ALICIA · CIK 0001734772 · EVP&CRO of Business First Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259

F1 · balance_after: Includes (a) 94 shares of unvested restricted stock granted on 3/31/2017 and (b) 523 shares of unvested restricted stock granted on 3/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.