BFLY

SEC source: 0001562180-22-001584 · primarydocument.xml · nonDerivative · entry 1

Miller Mary · CIK 0001841088 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,068

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on February 11, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.75 to $6.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001104659-22-012169 · tm225588-1_4.xml · nonDerivative · entry 1

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,208

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs")that were granted on February 1, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.68 to $6.12 per share. Full information regardingthe number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or asecurity holder of the Issuer.

SEC source: 0001562180-21-007846 · primarydocument.xml · nonDerivative · entry 1

Fielding Stephanie · CIK 0001841070 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,348

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.00 to $7.20 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001562180-21-007845 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Strategy and Business Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,876

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.00 to $7.20 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001104659-21-117492 · tm2128042-2_4seq1.xml · derivative · entry 2

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,936

Underlying: Class A Common Stock · 37,936 shares

Expires 2031-09-16

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on September 13, 2022, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Mr. Quander's continued service through the applicable vesting date.

SEC source: 0001104659-21-117492 · tm2128042-2_4seq1.xml · nonDerivative · entry 1

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,305

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on September 13, 2022, with the remainder vesting in 12 equal quarterly installments at the end of each quarter thereafter, subject to Mr. Quander's continued service through the applicable vesting date.

SEC source: 0001104659-21-114664 · tm2127358-2_4seq1.xml · nonDerivative · entry 1

Schwartz Erica · CIK 0001872122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,904

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on September 9, 2022, subject to Dr. Schwartz's continued service through the applicable vesting date.

SEC source: 0001562180-21-005615 · primarydocument.xml · derivative · entry 3

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,787

Underlying: Common Stock · 70,000 shares

Expires 2030-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option were vested pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021.

SEC source: 0001562180-21-005615 · primarydocument.xml · nonDerivative · entry 2

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.00 to $12.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001562180-21-005615 · primarydocument.xml · nonDerivative · entry 1

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-005551 · primarydocument.xml · derivative · entry 6

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,811 shares

Expires 2030-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, with six months of accelerated vesting pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021.

SEC source: 0001562180-21-005551 · primarydocument.xml · derivative · entry 5

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,894 shares

Expires 2030-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, with six months of accelerated vesting pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021.

SEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 4

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.00 to $11.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 3

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,894

F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.00 to $11.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 2

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 1

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-094406 · tm2113658-4_4.xml · derivative · entry 2

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,771

Underlying: Class A Common Stock · 121,771 shares

Expires 2031-07-19

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on September 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date.

SEC source: 0001104659-21-094406 · tm2113658-4_4.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,798

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on September 30, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date.

SEC source: 0001562180-21-004945 · primarydocument.xml · derivative · entry 2

Pugh Stacey · CIK 0001851969 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,853

Underlying: Common Stock · 91,853 shares

Expires 2031-07-11

F2 · derivative.exercise_date: This award will vest on as to 25% of the award on February 15, 2022, with the remainder of the award to vest in equal monthly installments over the following three years, subject to continued service to the Company through the applicable vesting dates.

SEC source: 0001562180-21-004945 · primarydocument.xml · nonDerivative · entry 1

Pugh Stacey · CIK 0001851969 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,734

F1 · shares: This award vests based on performance criteria and time based vesting. If the performance measures are met, 50% of the earned portion of the award will vest on February 15, 2023, with the remainder of the earned portion of the award to vest in eight equal quarterly installments over the following two years, subject to continued service to the Company through the applicable vesting dates.

SEC source: 0001562180-21-004944 · primarydocument.xml · derivative · entry 2

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,992

Underlying: Common Stock · 186,992 shares

Expires 2031-07-11

F2 · derivative.exercise_date: This award will vest on as to 33% of the award on February 15, 2022, with the remainder of the award to vest in equal monthly installments over the following two years, subject to continued service to the Company through the applicable vesting dates.

SEC source: 0001562180-21-004944 · primarydocument.xml · nonDerivative · entry 1

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,447

F1 · shares: This award vests based on performance criteria and time based vesting. If the performance measures are met, 66% of the earned portion of the award will vest on February 15, 2023, with the remainder of the earned portion of the award to vest in four equal quarterly installments over the following year, subject to continued service to the Company through the applicable vesting dates.

SEC source: 0001562180-21-004726 · primarydocument.xml · derivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004731 · primarydocument.xml · derivative · entry 1

Phanstiel S. Louise · CIK 0001471518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004732 · primarydocument.xml · derivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004729 · primarydocument.xml · derivative · entry 1

HAMMERGREN JOHN H · CIK 0001197887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004728 · primarydocument.xml · derivative · entry 1

Edelman Elazer R · CIK 0001662771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004730 · primarydocument.xml · derivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004727 · primarydocument.xml · derivative · entry 1

Carfora Dawn · CIK 0001842799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

Underlying: Common Stock · 21,645 shares

Expires 2031-06-30

F1 · shares: These options were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors.

F2 · derivative.exercise_date: The option vests in full on the date of the Butterfly Network, Inc. 2022 Annual Stockholders meeting, subject to the Reporting Person's continued services on the Board of Directors on such date.

SEC source: 0001562180-21-004179 · primarydocument.xml · derivative · entry 6

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,732

Underlying: Class A Common Stock · 13,625 shares

Expires 2030-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001562180-21-004179 · primarydocument.xml · derivative · entry 5

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,357

Underlying: Class A Common Stock · 137,792 shares

Expires 2030-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 4

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.00 to $14.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 3

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 2

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 1

Perri David · CIK 0001795696 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-011362 · doc1.xml · nonDerivative · entry 2

ROBBINS LARRY · CIK 0001228603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,964,751

F3 · shares: These shares were purchased by Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P. and Glenview Offshore Opportunity Master Fund, Ltd.

F4 · price: This price reflects the weighted average price for open-market purchases of Shares on May 27, 2021 within a $1.00 range. The actual prices for these transactions range from $11.06 to $11.10, inclusive. Mr. Robbins further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.

F5 · ownership.nature: Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P. (the "Glenview Investment Funds") are the record holders of these Shares. Mr. Robbins is the Founder, Portfolio Manager and CEO of Glenview Capital Management, LLC, which serves as investment manager to each of the Glenview Investment Funds. Mr. Robbins shares voting and dispositive power over the shares held by the Glenview Investment Funds and may be deemed to beneficially own such shares.

F7 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any Shares owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein.

SEC source: 0001567619-21-011362 · doc1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,924,846

F1 · shares: These shares of the Issuer's Common Stock, par value $0.0001 per share (the "Shares") were purchased by Glenview Healthcare Master Fund, L.P.

F2 · price: This price reflects the weighted average price for open-market purchases of Shares on May 26, 2021 within a $1.00 range. The actual prices for these transactions range from $11.03 to $11.13, inclusive. Mr. Robbins further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.

F5 · ownership.nature: Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P. (the "Glenview Investment Funds") are the record holders of these Shares. Mr. Robbins is the Founder, Portfolio Manager and CEO of Glenview Capital Management, LLC, which serves as investment manager to each of the Glenview Investment Funds. Mr. Robbins shares voting and dispositive power over the shares held by the Glenview Investment Funds and may be deemed to beneficially own such shares.

F7 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any Shares owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein.

SEC source: 0001104659-21-053323 · tm2113658d2_4.xml · derivative · entry 2

Trodden Timothy · CIK 0001693450 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,910

Underlying: Class A Common Stock · 73,910 shares

Expires 2031-04-19

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Trodden's continued service through the applicable vesting date.

SEC source: 0001104659-21-053323 · tm2113658d2_4.xml · nonDerivative · entry 1

Trodden Timothy · CIK 0001693450 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,023

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Trodden's continued service through the applicable vesting date.

SEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 4

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 1997 JMR Trust Common, LLC

Disclosed balance after: 952,277

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 3

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,447

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly.

SEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 2

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bonnie E Gould Rothberg MD

Disclosed balance after: 726,696

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042430 · tm2111067d2_4.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 23rd Century Capital LLC

Disclosed balance after: 6,202,545

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 are each a non-managing member. The Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 is the sole member of 1997 JMR Trust Common, LLC. As members of the Rothberg Family Fund I, LLC, 23rd Century Capital LLC, Bonnie E Gould Rothberg MD, Jonathan M. Rothberg, and the Jonathan M. Rothberg Children's Trust u/a/d April 24, 1997 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042429 · tm2111067d1_4.xml · nonDerivative · entry 3

Molinari Gioel · CIK 0001840970 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Molinari Family Children's Trust u/a/d October 25, 2010

Disclosed balance after: 10,112

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 are each a non-managing member. As members of the Rothberg Family Fund I, LLC, Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Mr. Molinari disclaims beneficial ownership of the securities held by Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042429 · tm2111067d1_4.xml · nonDerivative · entry 2

Molinari Gioel · CIK 0001840970 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gioel M Molinari Cust for Max Molinari UTMA CT

Disclosed balance after: 17,972

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 are each a non-managing member. As members of the Rothberg Family Fund I, LLC, Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Mr. Molinari disclaims beneficial ownership of the securities held by Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042429 · tm2111067d1_4.xml · nonDerivative · entry 1

Molinari Gioel · CIK 0001840970 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gioel M Molinari Cust for Luca S Molinari -UTMA CT

Disclosed balance after: 17,912

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 are each a non-managing member. As members of the Rothberg Family Fund I, LLC, Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Mr. Molinari disclaims beneficial ownership of the securities held by Gioel M Molinari Cust for Luca S Molinari UTMA CT, Gioel M Molinari Cust for Max Molinari UTMA CT, and the Molinari Family Children's Trust u/a/d October 25, 2010 except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042432 · tm2111067d3_4.xml · nonDerivative · entry 3

Rothberg Michael · CIK 0001842822 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rothberg Family Fund I, LLC

Disclosed balance after: 0

F3 · kind: Rothberg Family Fund I, LLC distributed these shares to its members on a pro rata basis, for no consideration. As members of the Rothberg Family Fund I, LLC, the Michael J. Rothberg Family Trust and Michael J Rothberg Cust Justin Rothberg UTMA FL each received shares from the distribution and now hold their respective shares directly.

F3 · balance_after: Rothberg Family Fund I, LLC distributed these shares to its members on a pro rata basis, for no consideration. As members of the Rothberg Family Fund I, LLC, the Michael J. Rothberg Family Trust and Michael J Rothberg Cust Justin Rothberg UTMA FL each received shares from the distribution and now hold their respective shares directly.

F2 · ownership.nature: Mr. Rothberg is the Trustee of the Michael J. Rothberg Family Trust, the Custodian of Michael J Rothberg Cust Justin Rothberg UTMA FL, and the Manager of the Rothberg Family Fund I, LLC. Mr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042432 · tm2111067d3_4.xml · nonDerivative · entry 2

Rothberg Michael · CIK 0001842822 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael J Rothberg Cust Justin Rothberg UTMA FL

Disclosed balance after: 34,504

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which the Michael J. Rothberg Family Trust and Michael J Rothberg Cust Justin Rothberg UTMA FL are each a non-managing member.

F2 · ownership.nature: Mr. Rothberg is the Trustee of the Michael J. Rothberg Family Trust, the Custodian of Michael J Rothberg Cust Justin Rothberg UTMA FL, and the Manager of the Rothberg Family Fund I, LLC. Mr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-042432 · tm2111067d3_4.xml · nonDerivative · entry 1

Rothberg Michael · CIK 0001842822 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael J. Rothberg Family Trust

Disclosed balance after: 5,106,560

F1 · kind: Pro rata distribution for no consideration from Rothberg Family Fund I, LLC, of which the Michael J. Rothberg Family Trust and Michael J Rothberg Cust Justin Rothberg UTMA FL are each a non-managing member.

F2 · ownership.nature: Mr. Rothberg is the Trustee of the Michael J. Rothberg Family Trust, the Custodian of Michael J Rothberg Cust Justin Rothberg UTMA FL, and the Manager of the Rothberg Family Fund I, LLC. Mr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-21-036426 · tm219810d2_4seq1.xml · nonDerivative · entry 1

Edelman Elazer R · CIK 0001662771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,098

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on March 11, 2022, subject to Dr. Edelman's continued service through the applicable vesting date.