Last 12 months
Inside the activity.
9 purchase rows · 79 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 10 |
| Dec 2025 | 5 | 17 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 20 |
| Aug 2026 | 1 | 8 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 23:04 UTC |
Getz Heather CEVP & Chief Financial Officer
|
GrantClass A Common Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002440 · primarydocument.xml · nonDerivative · entry 2 Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,491 F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33.33% on each anniversary of the grant date, subject to Ms. Getz's continued service through the applicable vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:04 UTC |
Getz Heather CEVP & Chief Financial Officer
|
GrantClass A Common Stock | 285,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002440 · primarydocument.xml · nonDerivative · entry 1 Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,491 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 50% on July 1, 2023 with the remainder vesting on January 1, 2024, subject to Ms. Getz's continued service through the applicable vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:00 UTC |
Weiss Lawrence TCLO, GC and Corp Sec
|
GrantClass A Common Stock | 452,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002439 · primarydocument.xml · nonDerivative · entry 2 Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,789 F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33.33% on each anniversary of the grant date, subject to Mr. Weiss's continued service through the applicable vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:00 UTC |
Weiss Lawrence TCLO, GC and Corp Sec
|
GrantClass A Common Stock | 174,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002439 · primarydocument.xml · nonDerivative · entry 1 Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,789 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 50% on July 1, 2023 with the remainder vesting on January 1, 2024, subject to Mr. Weiss's continued service through the applicable vesting date. Read SEC document |
| February 13, 2023 Filed Feb 13, 2023 16:29 UTC |
Martin John DavidChief Medical Officer
|
SaleClass A Common Stock | 4,841 | $2.41 | $11,683.75 |
DisclosureSEC source: 0001562180-23-001322 · primarydocument.xml · nonDerivative · entry 1 Martin John David · CIK 0001914810 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,516 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on February 12, 2021. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.33 to $2.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 10:52 UTC |
Stoica Andrei GChief Technology Officer
|
Disposition to issuerClass A Common Stock | 1,473 | $2.40 | $3,540.50 |
DisclosureSEC source: 0001562180-23-000056 · primarydocument.xml · nonDerivative · entry 1 Stoica Andrei G · CIK 0001808868 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,549 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on July 19, 2021. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.40 to $2.4039 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 19:35 UTC |
Shahida DariusChief Strategy/Bus Dev Officer
|
SaleClass A Common Stock | 26,885 | $2.36 | $63,445.91 |
DisclosureSEC source: 0001562180-22-008357 · primarydocument.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,908 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.30 to $2.46 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 14, 2022 Filed Dec 14, 2022 17:14 UTC |
Quander TroySVP, Regulatory and Quality
|
SaleClass A Common Stock | 374 | $2.62 | $980.40 |
DisclosureSEC source: 0001562180-22-008282 · primarydocument.xml · nonDerivative · entry 1 Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,993 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on September 16, 2021. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 15:33 UTC |
Stoica Andrei GChief Technology Officer
|
SaleClass A Common Stock | 4,776 | $4.76 | $22,739.97 |
DisclosureSEC source: 0001562180-22-006993 · primarydocument.xml · nonDerivative · entry 1 Stoica Andrei G · CIK 0001808868 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,022 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on July 19, 2021. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.63 to $4.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 19, 2022 Filed Sep 19, 2022 19:51 UTC |
Shahida DariusChief Strategy/Bus Dev Officer
|
SaleClass A Common Stock | 20,139 | $5.49 | $110,629.57 |
DisclosureSEC source: 0001562180-22-006725 · primarydocument.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,793 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.44 to $5.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:25 UTC |
Quander TroySVP, Regulatory and Quality
|
SaleClass A Common Stock | 1,493 | $6.19 | $9,245.70 |
DisclosureSEC source: 0001562180-22-006683 · primarydocument.xml · nonDerivative · entry 1 Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,367 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on September 16, 2021. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 21:05 UTC |
Shahida DariusChief Strategy/Bus Dev Officer
|
SaleClass A Common Stock | 16,069 | $3.18 | $51,099.42 |
DisclosureSEC source: 0001562180-22-005334 · primarydocument.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,932 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:08 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073489 · tm2219003-1_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,576,135 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:11 UTC |
Schwartz EricaDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073505 · tm2219003-8_4seq1.xml · nonDerivative · entry 1 Schwartz Erica · CIK 0001872122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,135 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:09 UTC |
Phanstiel S. LouiseDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073492 · tm2219003-3_4seq1.xml · nonDerivative · entry 1 Phanstiel S. Louise · CIK 0001471518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,388 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:08 UTC |
ROBBINS LARRYDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073490 · tm2219003-2_4seq1.xml · nonDerivative · entry 1 ROBBINS LARRY · CIK 0001228603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,388 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 16:10 UTC |
HAMMERGREN JOHN HDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073502 · tm2219003-7_4seq1.xml · nonDerivative · entry 1 HAMMERGREN JOHN H · CIK 0001197887 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,388 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:09 UTC |
Edelman Elazer RDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073496 · tm2219003-5_4seq1.xml · nonDerivative · entry 1 Edelman Elazer R · CIK 0001662771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,329 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:10 UTC |
Carfora DawnDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073499 · tm2219003-6_4seq1.xml · nonDerivative · entry 1 Carfora Dawn · CIK 0001842799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,397 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:09 UTC |
Pettiti GianlucaDirector
|
GrantClass A Common Stock | 48,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-073494 · tm2219003-4_4seq1.xml · nonDerivative · entry 1 Pettiti Gianluca · CIK 0001844600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,402 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 20:21 UTC |
Dillon TamaraChief People Officer
|
GrantClass A Common Stock | 327,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-067131 · tm2217425-2_4seq1.xml · nonDerivative · entry 1 Dillon Tamara · CIK 0001929933 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,868 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest as to 25% on May 31, 2023, with the remainder vesting in equal quarterly installments over the following three years, subject to Ms. Dillon's continued service through the applicable vesting date. Read SEC document |
| May 23, 2022 Filed May 24, 2022 20:16 UTC |
Weiss Lawrence TCLO, GC and Corp Sec
|
GrantClass A Common Stock | 690,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-064245 · tm2216668-2_4seq1.xml · nonDerivative · entry 1 Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,789 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest as to 25% on May 23, 2023, with the remainder vesting in three equal annual installments thereafter, subject to Mr. Weiss's continued service through the applicable vesting date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:17 UTC |
Getz Heather CEVP & Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 314,915 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001104659-22-055840 · tm2214349-2_4seq1.xml · derivative · entry 2 Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,915 Underlying: Class A Common Stock · 314,915 shares Expires 2032-05-02 F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on May 2, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Getz's continued service through the applicable vesting date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:17 UTC |
Getz Heather CEVP & Chief Financial Officer
|
GrantClass A Common Stock | 628,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-055840 · tm2214349-2_4seq1.xml · nonDerivative · entry 1 Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,491 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on May 2, 2023, with the remainder vesting in three equal annual installments thereafter, subject to Ms. Getz's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:10 UTC |
Martin John DavidChief Medical Officer
|
GrantClass A Common Stock | 54,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002940 · primarydocument.xml · nonDerivative · entry 1 Martin John David · CIK 0001914810 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,357 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Martin's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:09 UTC |
Quander TroySVP, Regulatory and Quality
|
GrantClass A Common Stock | 34,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002939 · primarydocument.xml · nonDerivative · entry 1 Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,860 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Quander's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:10 UTC |
Pugh StaceyChief Commercial Officer
|
GrantClass A Common Stock | 74,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002941 · primarydocument.xml · nonDerivative · entry 1 Pugh Stacey · CIK 0001851969 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,945 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Pugh's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:10 UTC |
Stoica Andrei GChief Technology Officer
|
GrantClass A Common Stock | 89,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002942 · primarydocument.xml · nonDerivative · entry 1 Stoica Andrei G · CIK 0001808868 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,798 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 18:37 UTC |
Fruchterman ToddDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 88,743 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001562180-22-002944 · primarydocument.xml · derivative · entry 2 Fruchterman Todd · CIK 0001481217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,743 Underlying: Class A Common Stock · 88,743 shares Expires 2032-03-22 F2 · derivative.exercise_date: The shares underlying this option vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 18:37 UTC |
Fruchterman ToddDirector · President and CEO
|
GrantClass A Common Stock | 112,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002944 · primarydocument.xml · nonDerivative · entry 1 Fruchterman Todd · CIK 0001481217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531,208 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33%on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 21:12 UTC |
Miller MaryGeneral Counsel & Corp Sec
|
GrantClass A Common Stock | 54,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002943 · primarydocument.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,512 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Miller's continued service through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 21:06 UTC |
Shahida DariusChief Strategy/Bus Dev Officer
|
GrantClass A Common Stock | 57,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002938 · primarydocument.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,001 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Shahida's continued service through the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
4C Holdings I, LLC10% owner
|
OtherClass B Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 4 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings V, LLC Disclosed balance after: 8,845,238 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
4C Holdings I, LLC10% owner
|
OtherClass B Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 3 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 4C Holdings I, LLC Disclosed balance after: 9,716,596 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
4C Holdings I, LLC10% owner
|
OtherClass A Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 2 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 2012 JMR Trust Common, LLC Disclosed balance after: 6,202,545 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:53 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
4C Holdings I, LLC10% owner
|
OtherClass A Common Stock | 6,202,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 4C Holdings I, LLC · CIK 0001846591 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 23rd Century Capital LLC Disclosed balance after: 0 F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees. F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 00:41 UTC |
Fielding StephanieChief Financial Officer
|
SaleCommon Stock | 3,269 | $5.39 | $17,619.91 |
DisclosureSEC source: 0001562180-22-002857 · primarydocument.xml · nonDerivative · entry 1 Fielding Stephanie · CIK 0001841070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,079 F1 · kind: Shares withheld by the Registrant to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 00:41 UTC |
Shahida DariusChief Strategy/Bus Dev Officer
|
SaleClass A Common Stock | 16,430 | $5.39 | $88,557.70 |
DisclosureSEC source: 0001562180-22-002856 · primarydocument.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,721 F1 · kind: Shares withheld by the Registrant to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 21:01 UTC |
ROBBINS LARRYDirector
|
PurchaseClass A Common Stock | 500,000 | $4.50 | $2,251,400.00 |
DisclosureSEC source: 0001567619-22-006997 · doc1.xml · nonDerivative · entry 1 ROBBINS LARRY · CIK 0001228603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,464,751 F1 · shares: These shares of the Issuer's Common Stock, par value $0.0001 per share (the "Shares") were purchased by Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P. F2 · price: This price reflects the weighted average price for open-market purchases of Shares on March 15, 2022 within a $1.00 range. The actual prices for these transactions range from $4.405 to $4.65, inclusive. Mr. Robbins further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price. F3 · ownership.nature: Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P. (the "Glenview Investment Funds") are the record holders of these Shares. Mr. Robbins is the Founder, Portfolio Manager and CEO of Glenview Capital Management, LLC, which serves as investment manager to each of the Glenview Investment Funds. Mr. Robbins shares voting and dispositive power over the shares held by the Glenview Investment Funds and may be deemed to beneficially own such shares. F5 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein. Read SEC document |
| March 11, 2022 Filed Mar 11, 2022 22:00 UTC |
ROBBINS LARRYDirector
|
OtherWarrants to purchase Class A Common Stock · Derivative | 2,107,400 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001140361-22-009169 · form4.xml · derivative · entry 4 ROBBINS LARRY · CIK 0001228603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,745,933 Underlying: Class A Common Stock · 2,107,400 shares Expires not disclosed F6 · kind: Longview distributed in kind these Warrants (as defined in footnote 7) to certain of its members on a pro rata basis based on their ownership interest in Longview, for no consideration. F7 · derivative.exercise_date: Each warrant entitles the holder, upon exercise, to purchase one Share at a price of $11.50 per Share (the "Warrants"). These Warrants became exercisable beginning May 26, 2021 and expire on February 12, 2026. F7 · derivative.expiration_date: Each warrant entitles the holder, upon exercise, to purchase one Share at a price of $11.50 per Share (the "Warrants"). These Warrants became exercisable beginning May 26, 2021 and expire on February 12, 2026. F2 · ownership.nature: Longview, or its affiliates, is the record holder of these securities. Mr. Robbins is the managing member of Longview. Mr. Robbins shares voting and dispositive power over the securities held by Longview and may be deemed to beneficially own such securities. F4 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein. Read SEC document |
| March 11, 2022 Filed Mar 11, 2022 22:00 UTC |
ROBBINS LARRYDirector
|
OtherClass A Common Stock | 3,159,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-009169 · form4.xml · nonDerivative · entry 1 ROBBINS LARRY · CIK 0001228603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,115,437 F1 · kind: Longview Investors LLC ("Longview") distributed in kind these shares of the Issuer's Common Stock, par value $0.0001 per share (the "Shares") to certain of its members on a pro rata basis based on their ownership interest in Longview, for no consideration. F2 · ownership.nature: Longview, or its affiliates, is the record holder of these securities. Mr. Robbins is the managing member of Longview. Mr. Robbins shares voting and dispositive power over the securities held by Longview and may be deemed to beneficially own such securities. F4 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 17:00 UTC |
Martin John DavidChief Medical Officer
|
GrantClass A Common Stock | 189,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031600 · tm228660d7_4.xml · nonDerivative · entry 1 Martin John David · CIK 0001914810 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,568 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Martin's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:58 UTC |
Quander TroySVP, Regulatory and Quality
|
GrantClass A Common Stock | 120,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031591 · tm228660-1_4seq1.xml · nonDerivative · entry 1 Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,994 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Quander's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 17:00 UTC |
Pugh StaceyChief Commercial Officer
|
GrantClass A Common Stock | 258,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031599 · tm228660d6_4.xml · nonDerivative · entry 1 Pugh Stacey · CIK 0001851969 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,232 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Pugh's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:58 UTC |
Stoica Andrei GChief Technology Officer
|
GrantClass A Common Stock | 310,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031594 · tm228660-3_4seq1.xml · nonDerivative · entry 1 Stoica Andrei G · CIK 0001808868 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,142 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:59 UTC |
Fruchterman ToddDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 258,620 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001104659-22-031598 · tm228660d5_4.xml · derivative · entry 2 Fruchterman Todd · CIK 0001481217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,620 Underlying: Class A Common Stock · 258,620 shares Expires 2032-03-04 F2 · derivative.exercise_date: The shares underlying this option vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 16:59 UTC |
Fruchterman ToddDirector · President and CEO
|
GrantClass A Common Stock | 387,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031598 · tm228660d5_4.xml · nonDerivative · entry 1 Fruchterman Todd · CIK 0001481217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,139 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:59 UTC |
Miller MaryGeneral Counsel & Corp Sec
|
GrantClass A Common Stock | 189,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031597 · tm228660d4_4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,723 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Miller's continued service through the applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:58 UTC |
Shahida DariusCSO & CBDO
|
GrantClass A Common Stock | 198,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-031592 · tm228660-2_4seq1.xml · nonDerivative · entry 1 Shahida Darius · CIK 0001840972 · CSO & CBDO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,151 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Shahida's continued service through the applicable vesting date. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 17:22 UTC |
Pugh StaceyChief Commercial Officer
|
SaleCommon Stock | 16,122 | $5.95 | $95,950.08 |
DisclosureSEC source: 0001562180-22-001585 · primarydocument.xml · nonDerivative · entry 1 Pugh Stacey · CIK 0001851969 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,612 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on February 11, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.75 to $6.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.