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BFLY

Butterfly Network, Inc.

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Tapewire entity
4467
SEC CIK
0001804176
Parsed reports
261

Last 12 months

Inside the activity.

9 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025310
Dec 2025517
Jan 202605
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 2026020
Aug 202618
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 23:04 UTC
Getz Heather CEVP & Chief Financial Officer
GrantClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002440 · primarydocument.xml · nonDerivative · entry 2

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,491

F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33.33% on each anniversary of the grant date, subject to Ms. Getz's continued service through the applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:04 UTC
Getz Heather CEVP & Chief Financial Officer
GrantClass A Common Stock 285,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002440 · primarydocument.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,491

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 50% on July 1, 2023 with the remainder vesting on January 1, 2024, subject to Ms. Getz's continued service through the applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:00 UTC
Weiss Lawrence TCLO, GC and Corp Sec
GrantClass A Common Stock 452,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002439 · primarydocument.xml · nonDerivative · entry 2

Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,789

F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33.33% on each anniversary of the grant date, subject to Mr. Weiss's continued service through the applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:00 UTC
Weiss Lawrence TCLO, GC and Corp Sec
GrantClass A Common Stock 174,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002439 · primarydocument.xml · nonDerivative · entry 1

Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,789

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 50% on July 1, 2023 with the remainder vesting on January 1, 2024, subject to Mr. Weiss's continued service through the applicable vesting date.

Read SEC document
February 13, 2023 Filed Feb 13, 2023 16:29 UTC
Martin John DavidChief Medical Officer
SaleClass A Common Stock 4,841 $2.41 $11,683.75
Disclosure

SEC source: 0001562180-23-001322 · primarydocument.xml · nonDerivative · entry 1

Martin John David · CIK 0001914810 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,516

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on February 12, 2021.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.33 to $2.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 10:52 UTC
Stoica Andrei GChief Technology Officer
Disposition to issuerClass A Common Stock 1,473 $2.40 $3,540.50
Disclosure

SEC source: 0001562180-23-000056 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,549

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on July 19, 2021.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.40 to $2.4039 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 19:35 UTC
Shahida DariusChief Strategy/Bus Dev Officer
SaleClass A Common Stock 26,885 $2.36 $63,445.91
Disclosure

SEC source: 0001562180-22-008357 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,908

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.30 to $2.46 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 14, 2022 Filed Dec 14, 2022 17:14 UTC
Quander TroySVP, Regulatory and Quality
SaleClass A Common Stock 374 $2.62 $980.40
Disclosure

SEC source: 0001562180-22-008282 · primarydocument.xml · nonDerivative · entry 1

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,993

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on September 16, 2021.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 15:33 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 4,776 $4.76 $22,739.97
Disclosure

SEC source: 0001562180-22-006993 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,022

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on July 19, 2021.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $4.63 to $4.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 19, 2022 Filed Sep 19, 2022 19:51 UTC
Shahida DariusChief Strategy/Bus Dev Officer
SaleClass A Common Stock 20,139 $5.49 $110,629.57
Disclosure

SEC source: 0001562180-22-006725 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,793

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.44 to $5.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 18:25 UTC
Quander TroySVP, Regulatory and Quality
SaleClass A Common Stock 1,493 $6.19 $9,245.70
Disclosure

SEC source: 0001562180-22-006683 · primarydocument.xml · nonDerivative · entry 1

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,367

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on September 16, 2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 21:05 UTC
Shahida DariusChief Strategy/Bus Dev Officer
SaleClass A Common Stock 16,069 $3.18 $51,099.42
Disclosure

SEC source: 0001562180-22-005334 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,932

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:08 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073489 · tm2219003-1_4seq1.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576,135

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:11 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073505 · tm2219003-8_4seq1.xml · nonDerivative · entry 1

Schwartz Erica · CIK 0001872122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,135

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073492 · tm2219003-3_4seq1.xml · nonDerivative · entry 1

Phanstiel S. Louise · CIK 0001471518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,388

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:08 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073490 · tm2219003-2_4seq1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,388

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 16:10 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073502 · tm2219003-7_4seq1.xml · nonDerivative · entry 1

HAMMERGREN JOHN H · CIK 0001197887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,388

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073496 · tm2219003-5_4seq1.xml · nonDerivative · entry 1

Edelman Elazer R · CIK 0001662771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,329

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:10 UTC
Carfora DawnDirector
GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073499 · tm2219003-6_4seq1.xml · nonDerivative · entry 1

Carfora Dawn · CIK 0001842799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,397

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantClass A Common Stock 48,231 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073494 · tm2219003-4_4seq1.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,402

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2023 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:21 UTC
Dillon TamaraChief People Officer
GrantClass A Common Stock 327,868 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067131 · tm2217425-2_4seq1.xml · nonDerivative · entry 1

Dillon Tamara · CIK 0001929933 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,868

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest as to 25% on May 31, 2023, with the remainder vesting in equal quarterly installments over the following three years, subject to Ms. Dillon's continued service through the applicable vesting date.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:16 UTC
Weiss Lawrence TCLO, GC and Corp Sec
GrantClass A Common Stock 690,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-064245 · tm2216668-2_4seq1.xml · nonDerivative · entry 1

Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,789

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest as to 25% on May 23, 2023, with the remainder vesting in three equal annual installments thereafter, subject to Mr. Weiss's continued service through the applicable vesting date.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:17 UTC
Getz Heather CEVP & Chief Financial Officer
GrantStock Option (right to buy) · Derivative 314,915 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001104659-22-055840 · tm2214349-2_4seq1.xml · derivative · entry 2

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,915

Underlying: Class A Common Stock · 314,915 shares

Expires 2032-05-02

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on May 2, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Getz's continued service through the applicable vesting date.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:17 UTC
Getz Heather CEVP & Chief Financial Officer
GrantClass A Common Stock 628,491 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055840 · tm2214349-2_4seq1.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,491

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on May 2, 2023, with the remainder vesting in three equal annual installments thereafter, subject to Ms. Getz's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 17:10 UTC
Martin John DavidChief Medical Officer
GrantClass A Common Stock 54,789 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002940 · primarydocument.xml · nonDerivative · entry 1

Martin John David · CIK 0001914810 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,357

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Martin's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 17:09 UTC
Quander TroySVP, Regulatory and Quality
GrantClass A Common Stock 34,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002939 · primarydocument.xml · nonDerivative · entry 1

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,860

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Quander's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 17:10 UTC
Pugh StaceyChief Commercial Officer
GrantClass A Common Stock 74,713 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002941 · primarydocument.xml · nonDerivative · entry 1

Pugh Stacey · CIK 0001851969 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,945

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Pugh's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 17:10 UTC
Stoica Andrei GChief Technology Officer
GrantClass A Common Stock 89,656 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002942 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,798

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 18:37 UTC
Fruchterman ToddDirector · President and CEO
GrantStock Option (right to buy) · Derivative 88,743 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001562180-22-002944 · primarydocument.xml · derivative · entry 2

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,743

Underlying: Class A Common Stock · 88,743 shares

Expires 2032-03-22

F2 · derivative.exercise_date: The shares underlying this option vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 18:37 UTC
Fruchterman ToddDirector · President and CEO
GrantClass A Common Stock 112,069 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002944 · primarydocument.xml · nonDerivative · entry 1

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,208

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33%on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:12 UTC
Miller MaryGeneral Counsel & Corp Sec
GrantClass A Common Stock 54,789 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002943 · primarydocument.xml · nonDerivative · entry 1

Miller Mary · CIK 0001841088 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,512

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Miller's continued service through the applicable vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:06 UTC
Shahida DariusChief Strategy/Bus Dev Officer
GrantClass A Common Stock 57,280 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002938 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,001

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 22, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Shahida's continued service through the applicable vesting date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:53 UTC
ROTHBERG JONATHAN MDirector · 10% owner
OtherClass B Common Stock 6,202,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 4

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

4C Holdings I, LLC · CIK 0001846591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 4C Holdings V, LLC

Disclosed balance after: 8,845,238

F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:53 UTC
ROTHBERG JONATHAN MDirector · 10% owner
OtherClass B Common Stock 6,202,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 3

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

4C Holdings I, LLC · CIK 0001846591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 4C Holdings I, LLC

Disclosed balance after: 9,716,596

F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

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March 21, 2022 Filed Mar 23, 2022 23:53 UTC
ROTHBERG JONATHAN MDirector · 10% owner
OtherClass A Common Stock 6,202,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 2

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

4C Holdings I, LLC · CIK 0001846591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2012 JMR Trust Common, LLC

Disclosed balance after: 6,202,545

F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

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March 21, 2022 Filed Mar 23, 2022 23:53 UTC
ROTHBERG JONATHAN MDirector · 10% owner
OtherClass A Common Stock 6,202,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037171 · tm2210281-1_4seq1.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

4C Holdings I, LLC · CIK 0001846591 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 23rd Century Capital LLC

Disclosed balance after: 0

F1 · kind: In connection with estate planning, transfers of 6,202,545 shares of Class A Common Stock transferred by 23rd Century Capital LLC to 2012 JMR Trust Common, LLC and 6,202,545 shares of Class B Common Stock transferred by 4C Holdings I, LLC to 4C Holdings V, LLC, in each case with no consideration received in exchange therefor other than the shares to be received by the transferees.

F2 · ownership.nature: Dr. Rothberg is a member of 23rd Century Capital LLC and the Manager of 1997 JMR Trust Common, LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC, and is the spouse of Bonnie E Gould Rothberg MD. Dr. Rothberg disclaims beneficial ownership of the securities held by these persons and entities except to the extent of his pecuniary interest therein.

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March 17, 2022 Filed Mar 22, 2022 00:41 UTC
Fielding StephanieChief Financial Officer
SaleCommon Stock 3,269 $5.39 $17,619.91
Disclosure

SEC source: 0001562180-22-002857 · primarydocument.xml · nonDerivative · entry 1

Fielding Stephanie · CIK 0001841070 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,079

F1 · kind: Shares withheld by the Registrant to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

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March 17, 2022 Filed Mar 22, 2022 00:41 UTC
Shahida DariusChief Strategy/Bus Dev Officer
SaleClass A Common Stock 16,430 $5.39 $88,557.70
Disclosure

SEC source: 0001562180-22-002856 · primarydocument.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · Chief Strategy/Bus Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,721

F1 · kind: Shares withheld by the Registrant to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on December 17, 2020.

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March 15, 2022 Filed Mar 15, 2022 21:01 UTC PurchaseClass A Common Stock 500,000 $4.50 $2,251,400.00
Disclosure

SEC source: 0001567619-22-006997 · doc1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,464,751

F1 · shares: These shares of the Issuer's Common Stock, par value $0.0001 per share (the "Shares") were purchased by Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P.

F2 · price: This price reflects the weighted average price for open-market purchases of Shares on March 15, 2022 within a $1.00 range. The actual prices for these transactions range from $4.405 to $4.65, inclusive. Mr. Robbins further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.

F3 · ownership.nature: Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd. and Glenview Healthcare Master Fund, L.P. (the "Glenview Investment Funds") are the record holders of these Shares. Mr. Robbins is the Founder, Portfolio Manager and CEO of Glenview Capital Management, LLC, which serves as investment manager to each of the Glenview Investment Funds. Mr. Robbins shares voting and dispositive power over the shares held by the Glenview Investment Funds and may be deemed to beneficially own such shares.

F5 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein.

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March 11, 2022 Filed Mar 11, 2022 22:00 UTC OtherWarrants to purchase Class A Common Stock · Derivative 2,107,400 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001140361-22-009169 · form4.xml · derivative · entry 4

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,745,933

Underlying: Class A Common Stock · 2,107,400 shares

Expires not disclosed

F6 · kind: Longview distributed in kind these Warrants (as defined in footnote 7) to certain of its members on a pro rata basis based on their ownership interest in Longview, for no consideration.

F7 · derivative.exercise_date: Each warrant entitles the holder, upon exercise, to purchase one Share at a price of $11.50 per Share (the "Warrants"). These Warrants became exercisable beginning May 26, 2021 and expire on February 12, 2026.

F7 · derivative.expiration_date: Each warrant entitles the holder, upon exercise, to purchase one Share at a price of $11.50 per Share (the "Warrants"). These Warrants became exercisable beginning May 26, 2021 and expire on February 12, 2026.

F2 · ownership.nature: Longview, or its affiliates, is the record holder of these securities. Mr. Robbins is the managing member of Longview. Mr. Robbins shares voting and dispositive power over the securities held by Longview and may be deemed to beneficially own such securities.

F4 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein.

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March 11, 2022 Filed Mar 11, 2022 22:00 UTC OtherClass A Common Stock 3,159,563 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-009169 · form4.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,115,437

F1 · kind: Longview Investors LLC ("Longview") distributed in kind these shares of the Issuer's Common Stock, par value $0.0001 per share (the "Shares") to certain of its members on a pro rata basis based on their ownership interest in Longview, for no consideration.

F2 · ownership.nature: Longview, or its affiliates, is the record holder of these securities. Mr. Robbins is the managing member of Longview. Mr. Robbins shares voting and dispositive power over the securities held by Longview and may be deemed to beneficially own such securities.

F4 · ownership.nature: Mr. Robbins disclaims beneficial ownership over any securities owned by Longview and the Glenview Investment Funds other than to the extent of any pecuniary interest he may have therein.

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March 04, 2022 Filed Mar 8, 2022 17:00 UTC
Martin John DavidChief Medical Officer
GrantClass A Common Stock 189,655 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031600 · tm228660d7_4.xml · nonDerivative · entry 1

Martin John David · CIK 0001914810 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,568

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Martin's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 16:58 UTC
Quander TroySVP, Regulatory and Quality
GrantClass A Common Stock 120,689 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031591 · tm228660-1_4seq1.xml · nonDerivative · entry 1

Quander Troy · CIK 0001883148 · SVP, Regulatory and Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,994

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Quander's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 17:00 UTC
Pugh StaceyChief Commercial Officer
GrantClass A Common Stock 258,620 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031599 · tm228660d6_4.xml · nonDerivative · entry 1

Pugh Stacey · CIK 0001851969 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,232

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Pugh's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 16:58 UTC
Stoica Andrei GChief Technology Officer
GrantClass A Common Stock 310,344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031594 · tm228660-3_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,142

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Stoica's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 16:59 UTC
Fruchterman ToddDirector · President and CEO
GrantStock Option (right to buy) · Derivative 258,620 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001104659-22-031598 · tm228660d5_4.xml · derivative · entry 2

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,620

Underlying: Class A Common Stock · 258,620 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The shares underlying this option vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 16:59 UTC
Fruchterman ToddDirector · President and CEO
GrantClass A Common Stock 387,931 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031598 · tm228660d5_4.xml · nonDerivative · entry 1

Fruchterman Todd · CIK 0001481217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,139

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Dr. Fruchterman's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 21:59 UTC
Miller MaryGeneral Counsel & Corp Sec
GrantClass A Common Stock 189,655 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031597 · tm228660d4_4.xml · nonDerivative · entry 1

Miller Mary · CIK 0001841088 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,723

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Ms. Miller's continued service through the applicable vesting date.

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March 04, 2022 Filed Mar 8, 2022 21:58 UTC
Shahida DariusCSO & CBDO
GrantClass A Common Stock 198,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-031592 · tm228660-2_4seq1.xml · nonDerivative · entry 1

Shahida Darius · CIK 0001840972 · CSO & CBDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,151

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33% on March 4, 2023 with the remainder vesting in eight equal quarterly installments thereafter, subject to Mr. Shahida's continued service through the applicable vesting date.

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February 16, 2022 Filed Feb 17, 2022 17:22 UTC
Pugh StaceyChief Commercial Officer
SaleCommon Stock 16,122 $5.95 $95,950.08
Disclosure

SEC source: 0001562180-22-001585 · primarydocument.xml · nonDerivative · entry 1

Pugh Stacey · CIK 0001851969 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,612

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on February 11, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $5.75 to $6.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.