Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2024 Filed Dec 18, 2024 01:28 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 455 | $0.80 | $364.00 |
DisclosureSEC source: 0001493152-24-050508 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,501 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 00:55 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 905 | $0.79 | $714.95 |
DisclosureSEC source: 0001493152-24-049843 · ownership.xml · nonDerivative · entry 3 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,956 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 00:55 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 960 | $0.79 | $758.40 |
DisclosureSEC source: 0001493152-24-049843 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,861 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 10, 2024 Filed Dec 13, 2024 00:55 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 546 | $0.80 | $436.80 |
DisclosureSEC source: 0001493152-24-049843 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,821 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 00:29 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 709 | $0.82 | $581.38 |
DisclosureSEC source: 0001493152-24-049333 · ownership.xml · nonDerivative · entry 3 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,367 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 00:29 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,823 | $0.81 | $1,476.63 |
DisclosureSEC source: 0001493152-24-049333 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,076 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 05, 2024 Filed Dec 10, 2024 00:29 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,091 | $0.81 | $883.71 |
DisclosureSEC source: 0001493152-24-049333 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,899 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 01:33 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,273 | $0.82 | $1,043.86 |
DisclosureSEC source: 0001493152-24-048739 · ownership.xml · nonDerivative · entry 3 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,990 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 01:33 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,746 | $0.82 | $1,431.72 |
DisclosureSEC source: 0001493152-24-048739 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,263 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 01:33 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,721 | $0.83 | $1,428.43 |
DisclosureSEC source: 0001493152-24-048739 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,009 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| November 29, 2024 Filed Nov 29, 2024 23:38 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,175 | $0.88 | $1,034.00 |
DisclosureSEC source: 0001493152-24-048207 · ownership.xml · nonDerivative · entry 3 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,730 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:38 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 2,247 | $0.92 | $2,067.24 |
DisclosureSEC source: 0001493152-24-048207 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,905 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 23:38 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 3,081 | $1.00 | $3,081.00 |
DisclosureSEC source: 0001493152-24-048207 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,152 F1 · shares: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 58,249 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 58,249 RSUs granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F4 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F5 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F6 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F7 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F8 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 21:29 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 25,000 | $0.95 | $23,750.00 |
DisclosureSEC source: 0001493152-24-047620 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 325,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 17:36 UTC |
Wendel KarenDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001493152-24-047671 · ownership.xml · derivative · entry 2 Wendel Karen · CIK 0001744198 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2034-11-20 F2 · derivative.exercise_date: The shares underlying this stock option were granted pursuant to the 2023 Equity Incentive Plan and will vest and become exercisable in eight equal installments on the last day of each calendar quarter over a two-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 17:36 UTC |
Wendel KarenDirector
|
GrantClass A Common Stock | 207,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-047671 · ownership.xml · nonDerivative · entry 1 Wendel Karen · CIK 0001744198 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,317 F1 · shares: Includes 207,317 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 207,317 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Karen Wendel (the "Reporting Person") on November 21, 2024. Such award of RSUs to the Reporting Person will vest in four equal installments on the last day of each calendar quarter over a one-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 11:03 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 50,000 | $0.92 | $46,000.00 |
DisclosureSEC source: 0001493152-24-046917 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 100,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.89 to $0.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 11:03 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 25,000 | $0.94 | $23,500.00 |
DisclosureSEC source: 0001493152-24-046917 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 300,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.001 ("Class A common stock"), were purchased in multiple transactions at prices ranging from $0.89 to $0.94, inclusive. Peter T. Cangany, Jr. (the "Reporting Person") undertakes to provide to Beneficient (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares of Class A common stock are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| October 17, 2024 Filed Oct 17, 2024 21:22 UTC |
Welday JeffSee Remarks
|
GrantClass A Common Stock | 58,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-041448 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,233 F1 · shares: Includes 58,249 shares of Class A common stock issuable upon the settlement of an award of 58,249 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on October 17, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 18:34 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 188,292 | $1.79 | $337,042.68 |
DisclosureSEC source: 0001213900-24-085847 · marketforms-67145.xml · nonDerivative · entry 1 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,183 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $2.02, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 19:52 UTC |
Donegan Patrick J.Director
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001493152-24-039233 · ownership.xml · derivative · entry 2 Donegan Patrick J. · CIK 0002039571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2034-09-29 F2 · derivative.exercise_date: The shares underlying this stock option were granted pursuant to the 2023 Equity Incentive Plan and will vest and become exercisable in eight equal installments on the last day of each calendar quarter over a two-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 19:52 UTC |
Donegan Patrick J.Director
|
GrantClass A Common Stock | 138,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-039233 · ownership.xml · nonDerivative · entry 1 Donegan Patrick J. · CIK 0002039571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,212 F1 · shares: Includes 138,212 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 138,212 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Patrick J. Donegan (the "Reporting Person") on September 30, 2024. Such award of RSUs to the Reporting Person will vest in four equal installments on the last day of each calendar quarter over a one-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date. Read SEC document |
| September 20, 2024 Filed Sep 27, 2024 22:03 UTC |
Rutledge Maria S.Chief Technology Officer
|
PurchaseClass A Common Stock | 900 | $1.11 | $999.00 |
DisclosureSEC source: 0001493152-24-038629 · ownership.xml · nonDerivative · entry 1 Rutledge Maria S. · CIK 0001979628 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,540 F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024. F2 · shares: Represents shares of Class A common stock purchased by the Reporting Person's spouse. F3 · balance_after: Includes 482 shares of Class A common stock issuable upon the settlement of an award of 482 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 1,094 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 875 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 40% on the date of grant, and the remaining 60% in three equal annual installments on August 14th of each subsequent calendar year. F5 · balance_after: Includes 102 shares of Class A common stock issuable upon settlement of an award of 81 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 386 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 386 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 20:10 UTC |
CANGANY PETER T JRDirector
|
GrantClass A Common Stock | 150,000 | $1.58 | $237,000.00 |
DisclosureSEC source: 0001493152-24-036049 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 275,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 09, 2024 Filed Sep 9, 2024 23:26 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 106,703 | $1.75 | $186,730.25 |
DisclosureSEC source: 0001213900-24-077034 · marketforms-66990.xml · nonDerivative · entry 2 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,475 F2 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to 1.81, inclusive. Read SEC document |
| September 06, 2024 Filed Sep 9, 2024 23:26 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 479,511 | $2.93 | $1,404,967.23 |
DisclosureSEC source: 0001213900-24-077034 · marketforms-66990.xml · nonDerivative · entry 1 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,178 F1 · acquired: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $3.15, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| September 06, 2024 Filed Sep 9, 2024 20:05 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 24,175 | $2.43 | $58,745.25 |
DisclosureSEC source: 0001493152-24-035461 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,984 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:05 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 130 | $1.50 | $195.00 |
DisclosureSEC source: 0001493152-24-035461 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,159 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:05 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 1,701 | $1.51 | $2,568.51 |
DisclosureSEC source: 0001493152-24-035145 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,289 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:05 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 240 | $1.50 | $360.00 |
DisclosureSEC source: 0001493152-24-035145 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,990 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 20:15 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 810 | $1.54 | $1,247.40 |
DisclosureSEC source: 0001493152-24-034822 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,230 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:15 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 3,782 | $1.57 | $5,937.74 |
DisclosureSEC source: 0001493152-24-034822 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,040 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| August 28, 2024 Filed Aug 28, 2024 22:47 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 8,673 | $2.00 | $17,346.00 |
DisclosureSEC source: 0001213900-24-073465 · marketforms-66861.xml · nonDerivative · entry 2 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,122,689 F2 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0 to $2.0, inclusive Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 20:40 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 9,818 | $1.73 | $16,985.14 |
DisclosureSEC source: 0001493152-24-034401 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,822 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 16:05 UTC |
HICKS THOMAS ODirector
|
GrantClass A Common Stock | 50,000 | $1.97 | $98,500.00 |
DisclosureSEC source: 0001493152-24-034184 · ownership.xml · nonDerivative · entry 2 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · CFH Ventures, Ltd. Disclosed balance after: 50,000 F4 · ownership.nature: These shares of Class A common stock are directly held by CFH Ventures, Ltd., a limited liability partnership controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability partnership. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 16:05 UTC |
HICKS THOMAS ODirector
|
GrantClass A Common Stock | 50,000 | $1.97 | $98,500.00 |
DisclosureSEC source: 0001493152-24-034184 · ownership.xml · nonDerivative · entry 1 HICKS THOMAS O · CIK 0000938201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,979 F1 · balance_after: Includes 643 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 51,440 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Thomas O. Hicks (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F2 · balance_after: Includes 1,563 shares of Class A common stock issuable upon the settlement of an award of 75,000 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan"). Such award of REUs to the Reporting Person fully vested on the date of grant, April 25, 2019. F3 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 22:47 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 2,167 | $2.01 | $4,344.84 |
DisclosureSEC source: 0001213900-24-073465 · marketforms-66861.xml · nonDerivative · entry 1 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,362 F1 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 2.02 to $ 2.00, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 20,000 | $1.97 | $39,400.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 3 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 50,000 F2 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 125,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC |
CANGANY PETER T JRDirector
|
GrantClass A Common Stock | 65,000 | $1.97 | $128,050.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 115,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 20:40 UTC |
Welday JeffSee Remarks
|
SaleClass A Common Stock | 4,307 | $1.97 | $8,484.79 |
DisclosureSEC source: 0001493152-24-034401 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,692 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F3 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F5 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F6 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. F7 · balance_after: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 22:53 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 545,323 | $2.81 | $1,532,357.63 |
DisclosureSEC source: 0001213900-24-072320 · marketforms-66845.xml · nonDerivative · entry 2 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,133,529 F2 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.53 to $3.41, inclusive Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 20:05 UTC |
Welday JeffSee Remarks
|
GrantClass A Common Stock | 998 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-033867 · ownership.xml · nonDerivative · entry 2 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,999 F6 · shares: Includes 998 shares of Class A common stock issuable upon the settlement of an award of 998 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F3 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F4 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F5 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 20:05 UTC |
Welday JeffSee Remarks
|
GrantClass A Common Stock | 98,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-033867 · ownership.xml · nonDerivative · entry 1 Welday Jeff · CIK 0001979749 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,001 F1 · shares: Includes 98,919 shares of Class A common stock issuable upon the settlement of an award of 98,919 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Jeff Welday (the "Reporting Person") on August 22, 2024. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 354 shares of Class A common stock issuable upon the settlement of an award of 28,320 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F3 · balance_after: Includes 2,196 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 140,490 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on June 3rd of each subsequent calendar year. F4 · balance_after: Includes 113 shares of Class A common stock issuable upon settlement of an award of 7,200 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year. F5 · balance_after: Includes 257 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 20,560 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023. Read SEC document |
| August 21, 2024 Filed Aug 21, 2024 23:06 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 685 | $2.36 | $1,616.60 |
DisclosureSEC source: 0001213900-24-071562 · marketforms-66830.xml · nonDerivative · entry 2 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,678,852 F2 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.36, inclusive Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:53 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 685 | $2.35 | $1,609.75 |
DisclosureSEC source: 0001213900-24-072320 · marketforms-66845.xml · nonDerivative · entry 1 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,678,852 F1 · security: 1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.35 inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 23:06 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 4,001 | $2.36 | $9,442.36 |
DisclosureSEC source: 0001213900-24-071562 · marketforms-66830.xml · nonDerivative · entry 1 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,679,537 F1 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC |
CANGANY PETER T JRDirector
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GrantClass A Common Stock | 47,500 | $2.33 | $110,675.00 |
DisclosureSEC source: 0001493152-24-033443 · ownership.xml · nonDerivative · entry 3 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 50,000 F2 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC |
CANGANY PETER T JRDirector
|
PurchaseClass A Common Stock | 4,498 | $2.27 | $10,210.46 |
DisclosureSEC source: 0001493152-24-033443 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 30,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by The Cangany Group, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 22:47 UTC |
GWG Wind Down Trust10% owner
|
SaleClass A Common Stock, $0.001 par value | 14,722 | $2.36 | $34,743.92 |
DisclosureSEC source: 0001213900-24-070836 · marketforms-66821.xml · nonDerivative · entry 2 GWG Wind Down Trust · CIK 0001986039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,683,538 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.