Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BeneficientBENF · Entity 7427 | Director | September 18, 2026 | September 23, 2026 |
| GWG Holdings, Inc.GWGH · Entity 111001 | Director | June 18, 2020 | July 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beneficient
Report date September 18, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 379,131 |
Last balance in matching sequence
After 2026-09-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-18 · Grant · Acquired 32,960 · Balance 131,489 F1: Includes 32,960 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 32,960 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Peter T. Cangany, Jr. (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027. F3: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022. F4: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026. Row 2 · 2026-09-18 · Grant · Acquired 247,642 · Balance 379,131 F5: Includes 247,642 shares of Class A common stock issuable upon the settlement of an award of 247,642 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. The RSUs were granted in satisfaction of the Reporting Person's prior service compensation for the period from January 1, 2025 through March 31, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027. F3: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022. F4: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026. |
| Class A common stockSEC Table I · non-derivative | IndirectBy Cangany Capital Management, LLC | 40,625 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,625 F6: These shares of Class A common stock are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
| Class A common stockSEC Table I · non-derivative | IndirectBy The Cangany Group, LLC | 12,500 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,500 F7: These shares of Class A common stock are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 32,960 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 32,960 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Peter T. Cangany, Jr. (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.
F2: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027.
F3: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022.
F4: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026.
F5: Includes 247,642 shares of Class A common stock issuable upon the settlement of an award of 247,642 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. The RSUs were granted in satisfaction of the Reporting Person's prior service compensation for the period from January 1, 2025 through March 31, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.
F6: These shares of Class A common stock are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F7: These shares of Class A common stock are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
GWG Holdings, Inc.
Report date June 18, 2020 · Filed July 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.001 par valueSEC Table I · non-derivative | Direct | 8,169 |
Reported balance
After 2020-06-18 transaction · row 1
1 source rowRow 1 · 2020-06-18 · Exercise / conversion · Acquired 8,169 · Balance 8,169 F1: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-18 · Exercise / conversion · Disposed 8,169 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2026 Filed Sep 23, 2026 01:53 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 247,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-043787 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,131 F5 · shares: Includes 247,642 shares of Class A common stock issuable upon the settlement of an award of 247,642 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. The RSUs were granted in satisfaction of the Reporting Person's prior service compensation for the period from January 1, 2025 through March 31, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027. F3 · balance_after: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022. F4 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026. Read SEC document |
| September 18, 2026 Filed Sep 23, 2026 01:53 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 32,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-043787 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,489 F1 · shares: Includes 32,960 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 32,960 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Peter T. Cangany, Jr. (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027. F3 · balance_after: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022. F4 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:15 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 18,868 | $1.06 | $20,000.08 |
DisclosureSEC source: 0001493152-26-043126 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,529 F1 · balance_after: Includes 80 shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 80 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Peter T. Cangany, Jr. (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027. F2 · balance_after: Includes 97 shares of Class A common stock issuable upon the settlement of an award of 78 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant and in 25% installments on April 1, 2020, 2021 and 2022. F3 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 18 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023 and in 20% installments on April 1, 2024, 2025 and 2026. Read SEC document |
| December 05, 2025 Filed Dec 10, 2025 02:54 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 635,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-026991 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,896 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 635,690 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan (the "2023 Equity Incentive Plan") to Peter T. Cangany, Jr. (the "Reporting Person") on December 5, 2025. Such award of RSUs to the Reporting Person fully vested on the date of grant. F2 · balance_after: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 RSUs granted pursuant to the Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F3 · balance_after: Includes 782 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 625 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 25% vested in three equal annual installments on April 1st of each subsequent calendar year. F4 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% vest in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 21:29 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 25,000 | $0.95 | $23,750.00 |
DisclosureSEC source: 0001493152-24-047620 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 325,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 11:03 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 50,000 | $0.92 | $46,000.00 |
DisclosureSEC source: 0001493152-24-046917 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 100,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.89 to $0.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 11:03 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 25,000 | $0.94 | $23,500.00 |
DisclosureSEC source: 0001493152-24-046917 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 300,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.001 ("Class A common stock"), were purchased in multiple transactions at prices ranging from $0.89 to $0.94, inclusive. Peter T. Cangany, Jr. (the "Reporting Person") undertakes to provide to Beneficient (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares of Class A common stock are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 20:10 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 150,000 | $1.58 | $237,000.00 |
DisclosureSEC source: 0001493152-24-036049 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 275,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 20,000 | $1.97 | $39,400.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 3 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 50,000 F2 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by The Cangany Group, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 125,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 13:08 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 65,000 | $1.97 | $128,050.00 |
DisclosureSEC source: 0001493152-24-034127 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 115,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by Cangany Capital Management, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 47,500 | $2.33 | $110,675.00 |
DisclosureSEC source: 0001493152-24-033443 · ownership.xml · nonDerivative · entry 3 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 50,000 F2 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 4,498 | $2.27 | $10,210.46 |
DisclosureSEC source: 0001493152-24-033443 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 30,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by The Cangany Group, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 20:15 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 23,002 | $2.28 | $52,444.56 |
DisclosureSEC source: 0001493152-24-033443 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 25,502 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by The Cangany Group, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:42 UTC | Beneficient BENF · Entity 7427 | Tax withholdingClass A Common Stock | 317 | $5.38 | $1,705.46 |
DisclosureSEC source: 0000950170-24-072171 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,296 F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024. F2 · kind: Represents shares of Class A common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units ("RSUs") granted to Peter T. Cangany (the "Reporting Person"). No shares were issued or sold in this transaction. F3 · balance_after: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F4 · balance_after: Includes 782 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 625 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 25% vested in three equal annual installments on April 1st of each subsequent calendar year. F5 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% vest in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 21:46 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 200,000 | $0.25 | $50,000.00 |
DisclosureSEC source: 0000950170-24-018856 · ownership.xml · nonDerivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Cangany Capital Management, LLC Disclosed balance after: 200,000 F2 · ownership.nature: These shares of Class A common stock of the Issuer are directly held by Cangany Capital Management, LLC, a limited liability company controlled by the Reporting Person. The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:46 UTC | Beneficient BENF · Entity 7427 | PurchaseClass A Common Stock | 200,000 | $0.26 | $52,000.00 |
DisclosureSEC source: 0000950170-24-018856 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Cangany Group, LLC Disclosed balance after: 200,000 F1 · ownership.nature: These shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") are directly held by The Cangany Group, LLC, a limited liability company controlled by Peter T. Cangany, Jr. (the "Reporting Person"). The Reporting Person may be deemed to beneficially own securities of the Issuer held by such limited liability company. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| July 15, 2023 Filed Jun 11, 2024 23:24 UTC | Beneficient BENF · Entity 7427 | GrantClass A Common Stock | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072133 · ownership.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,613 F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024. F2 · shares: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Peter T. Cangany (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year. F3 · balance_after: Includes 782 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 625 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on April 25, 2019. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 25% vested in three equal annual installments on April 1st of each subsequent calendar year. F4 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% vest in three equal annual installments on April 1st of each subsequent calendar year. Read SEC document |
| June 18, 2020 Filed Jul 23, 2020 16:51 UTC | GWG Holdings, Inc. GWGH · Entity 111001 | Exercise / conversionRestricted Stock Units · Derivative | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008450 · edgar.xml · derivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F1 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. Read SEC document |
| June 18, 2020 Filed Jul 23, 2020 16:51 UTC | GWG Holdings, Inc. GWGH · Entity 111001 | Exercise / conversionCommon Stock, $.001 par value | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008450 · edgar.xml · nonDerivative · entry 1 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 16:21 UTC | GWG Holdings, Inc. GWGH · Entity 111001 | GrantRestricted Stock Units · Derivative | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-007962 · edgar.xml · derivative · entry 2 CANGANY PETER T JR · CIK 0001776266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 8,169 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.