BE

SEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,756

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.99 to $23.43. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-23-002055 · doc4.xml · derivative · entry 5

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: These RSUs vested in full on January 15, 2023.

F5 · derivative.expiration_date: These RSUs vested in full on January 15, 2023.

SEC source: 0000899243-23-002055 · doc4.xml · derivative · entry 4

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,942

Underlying: Class A Common Stock · 16,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

SEC source: 0000899243-23-002055 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-002055 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-002053 · doc4.xml · derivative · entry 5

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: These RSUs vested in full on January 15, 2023.

F5 · derivative.expiration_date: These RSUs vested in full on January 15, 2023.

SEC source: 0000899243-23-002053 · doc4.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,942

Underlying: Class A Common Stock · 16,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

SEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-002053 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-002054 · doc4.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,884

Underlying: Class A Common Stock · 16,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

SEC source: 0000899243-23-002054 · doc4.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-000434 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,264

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-23-000438 · doc4.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,494

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-22-038998 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,319

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.91 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-039002 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,123

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.85 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-038999 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,353

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.81 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-038998 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

SEC source: 0000899243-22-038998 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-22-079598 · ownership.xml · derivative · entry 2

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the conversion of 10,000,000 shares of Series A Redeemable Convertible Preferred Stock into 10,000,000 shares of Class A Common Stock of Bloom Energy Corporation on December 9, 2022, pursuant to that certain Securities Purchase Agreement, dated October 23, 2021, by and between SK ecoplant Co., Ltd. and Bloom Energy Corporation.

F1 · derivative.expiration_date: Represents the conversion of 10,000,000 shares of Series A Redeemable Convertible Preferred Stock into 10,000,000 shares of Class A Common Stock of Bloom Energy Corporation on December 9, 2022, pursuant to that certain Securities Purchase Agreement, dated October 23, 2021, by and between SK ecoplant Co., Ltd. and Bloom Energy Corporation.

SEC source: 0001213900-22-079598 · ownership.xml · nonDerivative · entry 1

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of 10,000,000 shares of Series A Redeemable Convertible Preferred Stock into 10,000,000 shares of Class A Common Stock of Bloom Energy Corporation on December 9, 2022, pursuant to that certain Securities Purchase Agreement, dated October 23, 2021, by and between SK ecoplant Co., Ltd. and Bloom Energy Corporation.

SEC source: 0000899243-22-037292 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,367

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-22-036226 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,518

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.435 to $21.71. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-036229 · doc4.xml · nonDerivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,280

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock unit ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.22 to $21.77. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-036225 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,377

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.33 to $21.645. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-036230 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,514

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.19 to $21.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-036226 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

SEC source: 0000899243-22-036226 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-036229 · doc4.xml · derivative · entry 5

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,860

Underlying: Class A Common Stock · 2,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on February 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on February 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

SEC source: 0000899243-22-036229 · doc4.xml · derivative · entry 4

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on August 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on August 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

SEC source: 0000899243-22-036229 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-036229 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-036225 · doc4.xml · derivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,159

Underlying: Class A Common Stock · 3,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

SEC source: 0000899243-22-036225 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-034420 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,992

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

SEC source: 0000899243-22-033751 · doc4.xml · derivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

SEC source: 0000899243-22-033751 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-032694 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,267

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-22-032691 · doc4.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,990

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-22-031474 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,909

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.75. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-031478 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,118

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.46 to $24.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-031475 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,938

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.58 to $24.64. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-031474 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Class A Common Stock · 5,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

SEC source: 0000899243-22-031474 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-030173 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,192

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

SEC source: 0000899243-22-030116 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,261

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.76 to $25.93. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-030117 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,314

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.51 to $26.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-22-030118 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,463

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.55 to $26.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.