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person · Reporting owner

Brooks Guillermo

Disclosed activity across 1 company

Tapewire entity
95115
SEC CIK
0001868250

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bloom Energy Corp

Report date January 15, 2024 · Filed January 17, 2024

Section 16 reporting ended · disclosed 2024-01-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect150,638 Ending reported balance After 2024-01-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-01-15 · Exercise / conversion · Acquired 6,250 · Balance 149,651

Row 2 · 2024-01-15 · Exercise / conversion · Acquired 4,236 · Balance 153,887

Row 3 · 2024-01-16 · Sale · Disposed 3,249 · Balance 150,638

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect37,500 Reported balance After 2024-01-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-15 · Exercise / conversion · Disposed 6,250 · Balance 37,500

F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,942 Reported balance After 2024-01-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-01-15 · Exercise / conversion · Disposed 4,236 · Balance 16,942

F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2024 Filed Jan 17, 2024 22:00 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,249 $12.22 $39,702.78
Disclosure

SEC source: 0000950170-24-005064 · ownership.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,638

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 4,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005064 · ownership.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,942

Underlying: Class A Common Stock · 4,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005064 · ownership.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 4,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005064 · ownership.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005064 · ownership.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2023 Filed Oct 17, 2023 23:36 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,792 $12.47 $47,286.24
Disclosure

SEC source: 0000950170-23-053847 · ownership.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,401

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.41 to $12.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 23:36 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 4,235 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053847 · ownership.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,178

Underlying: Class A Common Stock · 4,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 23:36 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053847 · ownership.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 23:36 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 4,235 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053847 · ownership.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2023 Filed Oct 17, 2023 23:36 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053847 · ownership.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 23:41 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,978 $18.28 $72,717.84
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,708

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.28 to $18.421. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 23:41 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 4,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,413

Underlying: Class A Common Stock · 4,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 23:41 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 23:41 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 4,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 23:41 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of securities reported reflects the correction of a typographical error in the Reporting Person's Form 4 filed on June 16, 2023, which overreported the number of performance stock units vested and the total number of securities beneficially owned by 333 shares.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:49 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 13,181 $17.11 $225,526.91
Disclosure

SEC source: 0000899243-23-015864 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,533

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of PSUs.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:49 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015864 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,714

F1 · kind: On October 5, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 100,000 shares of Class A common stock, subject to the achievement of certain sales performance criteria during the performance period. The Reporting Person fully met the performance criteria for 33,333 shares as determined by the Compensation Committee on April 11, 2023, which resulted in a payout of 1.0 times the target, with such shares vesting on June 15, 2023.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:24 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 4,085 $18.47 $75,449.95
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,381

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.4701 to $18.5848. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 4,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,649

Underlying: Class A Common Stock · 4,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 4,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,187 $22.15 $70,592.05
Disclosure

SEC source: 0000899243-23-006032 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,981

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.234. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:17 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 35,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005543 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,168

F2 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 33,882 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:17 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 30,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005543 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,594

F1 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 22:00 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 5,888 $23.48 $138,250.24
Disclosure

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2023 Filed Jan 18, 2023 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 16,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002054 · doc4.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,884

Underlying: Class A Common Stock · 16,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F5 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

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January 15, 2023 Filed Jan 18, 2023 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002054 · doc4.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

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January 15, 2023 Filed Jan 18, 2023 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 16,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2023 Filed Jan 18, 2023 22:00 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002054 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 21:06 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,398 $18.30 $25,583.40
Disclosure

SEC source: 0000899243-22-034420 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,992

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033751 · doc4.xml · derivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033751 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2022 Filed Jul 19, 2022 22:54 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 5,860 $17.03 $99,795.80
Disclosure

SEC source: 0000899243-22-026383 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,140

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $16.38 to $17.31. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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July 15, 2022 Filed Jul 19, 2022 22:54 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026383 · doc4.xml · derivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 22:54 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026383 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 01:24 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 50,824 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000010 · wf-form4_164264181834988.xml · derivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,824

Underlying: Class A Common Stock · 50,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 21:32 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000123 · wf-form4_162698953681890.xml · derivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.