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Bloom Energy Corp

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2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2023 Filed Mar 18, 2023 00:32 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 166,310 $18.06 $3,003,558.60
Disclosure

SEC source: 0000899243-23-009004 · doc4.xml · nonDerivative · entry 3

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,872

F4 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of PSUs.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.67 to $18.38. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 18, 2023 00:32 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 11,476 $18.02 $206,797.52
Disclosure

SEC source: 0000899243-23-009004 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,182

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.68 to $18.37. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:40 UTC
Griffiths GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:40 UTC
Griffiths GlenSee Remarks
Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Exercise / conversionPerformance Stock Units · Derivative 133,320 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009005 · doc4.xml · derivative · entry 3

Cameron Gregory D · CIK 0001809103 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 133,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On June 9, 2020, the Reporting Person was granted a PSU award for a target number of 200,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of two times the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2021, another third on March 15, 2022 and the remaining third on March 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: On June 9, 2020, the Reporting Person was granted a PSU award for a target number of 200,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of two times the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2021, another third on March 15, 2022 and the remaining third on March 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Exercise / conversionClass A Common Stock 133,320 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009005 · doc4.xml · nonDerivative · entry 1

Cameron Gregory D · CIK 0001809103 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:38 UTC Exercise / conversionPerformance Stock Units · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009009 · doc4.xml · derivative · entry 5

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Class A Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On April 16, 2021, the Reporting Person was granted a PSU award for a target number of 50,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on March 15, 2022, which resulted in a payout of 100% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F5 · derivative.expiration_date: On April 16, 2021, the Reporting Person was granted a PSU award for a target number of 50,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on March 15, 2022, which resulted in a payout of 100% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:38 UTC Exercise / conversionPerformance Stock Units · Derivative 5,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009009 · doc4.xml · derivative · entry 4

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544

Underlying: Class A Common Stock · 5,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On February 16, 2022, the Reporting Person was granted a PSU award for a target number of 22,174 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: On February 16, 2022, the Reporting Person was granted a PSU award for a target number of 22,174 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:38 UTC Exercise / conversionClass A Common Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009009 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:38 UTC Exercise / conversionClass A Common Stock 5,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009009 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:36 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionPerformance Stock Units · Derivative 6,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009006 · doc4.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

Underlying: Class A Common Stock · 6,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: On February 16, 2022, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F6 · derivative.expiration_date: On February 16, 2022, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:36 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 6,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009006 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:32 UTC
Sridhar KRDirector · Chairman & CEO
GrantClass A Common Stock 302,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009004 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,658

F1 · kind: On May 12, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 600,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria for one-quarter of the shares as determined by the Compensation Committee on March 15, 2023, which resulted in a payout of 2.017 times the target. The PSUs vested immediately upon such determination by the Compensation Committee. As a condition to settlement of the PSUs, the Reporting Person has agreed to hold such shares (net of any sales to cover tax withholding obligation) until the earlier of March 15, 2025 and the Reporting Person's termination of service to the Issuer.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 22:43 UTC SaleClass A Common Stock 22,797 $21.57 $491,731.29
Disclosure

SEC source: 0000950170-23-005235 · ownership.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,808

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.50 to $21.68. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 18:31 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
SaleClass A Common Stock 6,247 $22.37 $139,745.39
Disclosure

SEC source: 0000899243-23-006031 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,427

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.36 to $22.50. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:28 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 15,095 $22.24 $335,712.80
Disclosure

SEC source: 0000899243-23-006030 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,300

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.1583 to $22.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:34 UTC
Brooks GuillermoEVP, Sales - Americas
SaleClass A Common Stock 3,187 $22.15 $70,592.05
Disclosure

SEC source: 0000899243-23-006032 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,981

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.234. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 23:26 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 63,777 $22.26 $1,419,676.02
Disclosure

SEC source: 0000899243-23-006029 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,108

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.36. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 27,088 $22.91 $620,586.08
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 4

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,885

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.76 to $23.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
SaleClass A Common Stock 5,955 $23.61 $140,597.55
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 4

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,787

F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.50 to $23.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
SaleClass A Common Stock 6,238 $23.60 $147,216.80
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · nonDerivative · entry 5

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,674

F4 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.39 to $23.82. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 2,806 $23.61 $66,249.66
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 5

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,395

F4 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.37 to $23.85. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 50,608 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · derivative · entry 6

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7 · derivative.exercise_date: This RSU award vested in full on the one year anniversary of the grant date, which was February 16, 2022.

F7 · derivative.expiration_date: This RSU award vested in full on the one year anniversary of the grant date, which was February 16, 2022.

Read SEC document
February 16, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 7,487 $23.61 $176,768.07
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 3

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,973

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.37 to $23.85. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionClass A Common Stock 50,608 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
Exercise / conversionPerformance Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · derivative · entry 6

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F8 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F8 · derivative.expiration_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
Exercise / conversionRestricted Stock Units · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · derivative · entry 5

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
GrantClass A Common Stock 34,588 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,742

F2 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
Exercise / conversionClass A Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC
Griffiths GlenEVP, Services, Quality and EHS
Exercise / conversionClass A Common Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,255 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:07 UTC GrantClass A Common Stock 77,081 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005535 · doc4.xml · nonDerivative · entry 2

Cameron Gregory D · CIK 0001809103 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,897

F2 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 73,410 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:07 UTC GrantClass A Common Stock 49,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005535 · doc4.xml · nonDerivative · entry 1

Cameron Gregory D · CIK 0001809103 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,816

F1 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · derivative · entry 7

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,088

Underlying: Class A Common Stock · 2,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on February 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on February 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · derivative · entry 6

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on August 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on August 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
GrantClass A Common Stock 34,588 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · nonDerivative · entry 4

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,912

F3 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
GrantClass A Common Stock 35,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · nonDerivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,324

F2 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
Exercise / conversionClass A Common Stock 2,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:12 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005540 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 823 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionPerformance Stock Units · Derivative 16,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · derivative · entry 7

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F9 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F9 · derivative.expiration_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · derivative · entry 6

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

Underlying: Class A Common Stock · 3,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F7 · derivative.expiration_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
GrantClass A Common Stock 34,588 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,201

F3 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
GrantClass A Common Stock 35,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,613

F2 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 16,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:11 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 3,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005539 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,255 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:17 UTC
Brooks GuillermoEVP, Sales - Americas
GrantClass A Common Stock 35,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005543 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,168

F2 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 33,882 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:17 UTC
Brooks GuillermoEVP, Sales - Americas
GrantClass A Common Stock 30,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005543 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,594

F1 · kind: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionPerformance Stock Units · Derivative 122,499 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 122,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the performance stock units ("PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F5 · derivative.expiration_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:06 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionClass A Common Stock 122,499 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 24, 2023 19:53 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
SaleClass A Common Stock 3,963 $25.00 $99,075.00
Disclosure

SEC source: 0000899243-23-002504 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,954

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 17:00 UTC
Moore Sharelynn FayeEVP, Chief Marketing Officer
SaleClass A Common Stock 26,833 $23.21 $622,793.93
Disclosure

SEC source: 0000899243-23-002055 · doc4.xml · nonDerivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,917

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.44. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.