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Bloom Energy Corp

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Tapewire entity
2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2023 Filed Jul 18, 2023 23:41 UTC
Brooks GuillermoEVP, Sales - Americas
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-033443 · ownership.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of securities reported reflects the correction of a typographical error in the Reporting Person's Form 4 filed on June 16, 2023, which overreported the number of performance stock units vested and the total number of securities beneficially owned by 333 shares.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 23:50 UTC GrantClass A Common Stock 1,758 $16.35 $28,743.30
Disclosure

SEC source: 0000950170-23-031225 · ownership.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,010

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 23:54 UTC GrantClass A Common Stock 181 $16.35 $2,959.35
Disclosure

SEC source: 0000950170-23-031228 · ownership.xml · nonDerivative · entry 1

WARNER CYNTHIA J · CIK 0001570212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,816

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
June 19, 2023 Filed Jun 20, 2023 23:40 UTC GrantClass A Common Stock 10,635 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029024 · ownership.xml · nonDerivative · entry 1

WARNER CYNTHIA J · CIK 0001570212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,635

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to her continued service through the vesting date. Vested shares will be delivered to the Reporting Person in three annual installments commencing on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:56 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 3,233 $17.09 $55,251.97
Disclosure

SEC source: 0000899243-23-015870 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,931

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $16.86 to $17.68. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:53 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 11,087 $17.09 $189,476.83
Disclosure

SEC source: 0000899243-23-015867 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,546

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $16.87 to $17.68. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:49 UTC
Brooks GuillermoEVP, Sales - Americas
SaleClass A Common Stock 13,181 $17.11 $225,526.91
Disclosure

SEC source: 0000899243-23-015864 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,533

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of PSUs.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:49 UTC
Brooks GuillermoEVP, Sales - Americas
GrantClass A Common Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015864 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,714

F1 · kind: On October 5, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 100,000 shares of Class A common stock, subject to the achievement of certain sales performance criteria during the performance period. The Reporting Person fully met the performance criteria for 33,333 shares as determined by the Compensation Committee on April 11, 2023, which resulted in a payout of 1.0 times the target, with such shares vesting on June 15, 2023.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:37 UTC
BUSH MARY KDirector
GrantClass A Common Stock 14,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013439 · doc4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,095

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to her continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:46 UTC GrantClass A Common Stock 14,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013446 · doc4.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,406

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date.

Read SEC document
May 17, 2023 Filed May 19, 2023 19:34 UTC SaleClass A Common Stock 3,073 $13.65 $41,946.45
Disclosure

SEC source: 0000899243-23-013435 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,196

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.22 to $14.05. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:40 UTC GrantClass A Common Stock 14,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013443 · doc4.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,311

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:41 UTC GrantClass A Common Stock 16,316 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013444 · doc4.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,252

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 17, 2023 Filed May 19, 2023 23:39 UTC GrantClass A Common Stock 14,503 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013441 · doc4.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,947

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 16, 2023 Filed May 16, 2023 19:43 UTC SaleClass A Common Stock 6,002 $13.21 $79,286.42
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · nonDerivative · entry 4

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,269

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2023 Filed May 16, 2023 23:44 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 1,499 $13.21 $19,801.79
Disclosure

SEC source: 0000899243-23-013095 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,164

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:43 UTC Exercise / conversionRestricted Stock Units · Derivative 2,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · derivative · entry 6

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,316

Underlying: Class A Common Stock · 2,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F6 · derivative.expiration_date: RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:43 UTC Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · derivative · entry 5

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F5 · derivative.expiration_date: RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:43 UTC Exercise / conversionClass A Common Stock 2,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · nonDerivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:43 UTC Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:44 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013095 · doc4.xml · derivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,095

Underlying: Class A Common Stock · 3,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:44 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 3,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013095 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:35 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 42,239 $12.64 $533,900.96
Disclosure

SEC source: 0000899243-23-013092 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,633

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.49 to $12.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:43 UTC SaleClass A Common Stock 1,051 $13.14 $13,810.14
Disclosure

SEC source: 0000899243-23-013094 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,124

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 12, 2023 Filed May 16, 2023 23:35 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013092 · doc4.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Class A Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 23:35 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionClass A Common Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013092 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:24 UTC
Brooks GuillermoEVP, Sales - Americas
SaleClass A Common Stock 4,085 $18.47 $75,449.95
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 3

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,381

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.4701 to $18.5848. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 19:29 UTC SaleClass A Common Stock 2,016 $18.52 $37,336.32
Disclosure

SEC source: 0000899243-23-011408 · doc4.xml · nonDerivative · entry 2

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,175

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.5145 to $18.515. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 23:30 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 9,348 $18.54 $173,311.92
Disclosure

SEC source: 0000899243-23-011409 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,631

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.47 to $18.5533. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 19:29 UTC Exercise / conversionRestricted Stock Units · Derivative 4,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011408 · doc4.xml · derivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,825

Underlying: Class A Common Stock · 4,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 19:29 UTC Exercise / conversionClass A Common Stock 4,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011408 · doc4.xml · nonDerivative · entry 1

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:30 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011409 · doc4.xml · derivative · entry 5

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,825

Underlying: Class A Common Stock · 4,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:30 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011409 · doc4.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares vested on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares vested on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:30 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 4,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011409 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:30 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011409 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC
Brooks GuillermoEVP, Sales - Americas
Exercise / conversionRestricted Stock Units · Derivative 4,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · derivative · entry 5

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,649

Underlying: Class A Common Stock · 4,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

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April 15, 2023 Filed Apr 18, 2023 23:24 UTC
Brooks GuillermoEVP, Sales - Americas
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · derivative · entry 4

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC
Brooks GuillermoEVP, Sales - Americas
Exercise / conversionClass A Common Stock 4,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 2

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 23:24 UTC
Brooks GuillermoEVP, Sales - Americas
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011404 · doc4.xml · nonDerivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:56 UTC
Griffiths GlenEVP Quality, Reliability &EH&S
GrantClass A Common Stock 2,377 $19.93 $47,373.61
Disclosure

SEC source: 0000899243-23-010551 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP Quality, Reliability &EH&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,875

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:59 UTC GrantClass A Common Stock 1,442 $19.93 $28,739.06
Disclosure

SEC source: 0000899243-23-010554 · doc4.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,936

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 16:08 UTC ConversionStock Options (Right to Buy) · Derivative 13,491,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-23-023185 · ownership.xml · derivative · entry 2

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Econovation, LLC

Disclosed balance after: 0

Underlying: Series B Redeemable Convertible Stock · 13,491,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · price: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.exercise_date: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.expiration_date: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F2 · ownership.direct: Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.

F2 · ownership.nature: Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 16:08 UTC ConversionSeries B Redeemable Convertible Preferred Stock 13,491,701 $23.05 $310,983,708.05
Disclosure

SEC source: 0001213900-23-023185 · ownership.xml · nonDerivative · entry 1

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Econovation, LLC

Disclosed balance after: 13,491,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · price: Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F2 · ownership.direct: Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.

F2 · ownership.nature: Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:49 UTC OtherStock Options (Right to Buy) · Derivative 13,491,701 $23.05 Strike: $0.00 $310,983,708.05
Disclosure

SEC source: 0001213900-23-022187 · ownership.xml · derivative · entry 2

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Econovation, LLC

Disclosed balance after: 13,491,701

Underlying: Series B Redeemable Convertible Stock · 13,491,701 shares

Expires not disclosed

F1 · kind: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F1 · shares: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F1 · price: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F1 · derivative.exercise_date: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.exercise_date: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.expiration_date: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.expiration_date: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.underlying_shares: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.underlying_shares: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F2 · ownership.direct: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F3 · ownership.direct: Represents indirect ownership of 13,491,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom via Econovation, of which SK is Econovation's managing member.

F3 · ownership.nature: Represents indirect ownership of 13,491,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom via Econovation, of which SK is Econovation's managing member.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:49 UTC OtherStock Options (Right to Buy) · Derivative 13,491,701 $23.05 Strike: $0.00 $310,983,708.05
Disclosure

SEC source: 0001213900-23-022187 · ownership.xml · derivative · entry 1

SK ecoplant Co., Ltd. · CIK 0001944449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Econovation, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,491,701 shares

Expires not disclosed

F1 · kind: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F1 · shares: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · shares: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · price: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F1 · derivative.exercise_date: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.exercise_date: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.expiration_date: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.expiration_date: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F1 · derivative.underlying_shares: On August 10, 2022, SK ecoplant Co., Ltd. ("SK") delivered a notice to Bloom Energy Corporation ("Bloom") to purchase 13,491,701 shares of Bloom in connection with its option to purchase shares of Bloom's Class A Common Stock.

F2 · derivative.underlying_shares: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F2 · ownership.direct: On February 27, 2023, SK, Econovation, LLC ("Econovation") and Bloom entered into an Early Close Agreement, whereby SK effectively assigned its right to purchase shares of Bloom's stock, such that upon SK's exercise of its purchase right, Bloom would issue such shares to Econovation. On March 20, 2023, SK and Bloom amended SK's purchase right to give SK the right to purchase the same number of shares of Bloom's Series B Redeemable Convertible Preferred Stock at the same price. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance.

F3 · ownership.direct: Represents indirect ownership of 13,491,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom via Econovation, of which SK is Econovation's managing member.

F3 · ownership.nature: Represents indirect ownership of 13,491,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom via Econovation, of which SK is Econovation's managing member.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:40 UTC
Griffiths GlenSee Remarks
SaleClass A Common Stock 2,122 $18.03 $38,259.66
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,498

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.6757 to $18.38. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:33 UTC SaleClass A Common Stock 61,108 $18.06 $1,103,610.48
Disclosure

SEC source: 0000899243-23-009005 · doc4.xml · nonDerivative · entry 2

Cameron Gregory D · CIK 0001809103 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,109

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units ("PSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.67 to $18.38. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:38 UTC SaleClass A Common Stock 11,562 $18.06 $208,809.72
Disclosure

SEC source: 0000899243-23-009009 · doc4.xml · nonDerivative · entry 3

Moore Sharelynn Faye · CIK 0001797225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,074

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units ("PSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.69 to $18.35. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 18, 2023 00:36 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 3,156 $18.06 $56,997.36
Disclosure

SEC source: 0000899243-23-009006 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,862

F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance-based stock units ("PSUs").

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.69 to $18.33. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2023 Filed Mar 18, 2023 00:36 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 3,345 $18.03 $60,310.35
Disclosure

SEC source: 0000899243-23-009006 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,018

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.6761 to $18.35. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.