BE

SEC source: 0001209191-19-036535 · doc4.xml · nonDerivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of derivative security according to its terms.

SEC source: 0001209191-19-034450 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,319

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.3000 to $10.9600. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 8

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,792

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 6

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,892

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 4

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,546

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 2

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,389

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 18

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,051

Underlying: Class A Common Stock · 98,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 17

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 16

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 15

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,332

Underlying: Class B Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 14

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 13

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Class A Common Stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 12

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

Underlying: Class B Common Stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 11

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 10

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,890

Underlying: Class A Common Stock · 3,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 9

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 7

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 5

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 3

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-19-030824 · doc4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,534

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-030839 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-030781 · doc4.xml · nonDerivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,067

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-030795 · doc4.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,947

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-030830 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

F1 · shares: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

F1 · price: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-030789 · doc4.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,711

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date.

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 7

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,334

Underlying: Class A Common Stock · 133,334 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Four Year Grantor Retained Annuity Trust

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 6

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,333

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F4 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Three Year Grantor Retained Annuity Trust

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,333

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Two Year Grantor Retained Annuity Trust

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 4

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,114

Underlying: Class A Common Stock · 133,334 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,448

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 2

Sridhar KR · CIK 0001746277 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,781

Underlying: Class A Common Stock · 133,333 shares

Expires not disclosed

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-027930 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Venkataraman Living Trust dated June 8, 2011

Disclosed balance after: 341,769

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on December 5, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.0000 to $15.1000. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-040496 · doc4a.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,115

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan adopted by the reporting person on December 5, 2018.

F2 · shares: These shares were previously reported as having been sold from the reporting person's indirect holdings. This revised filing reflects the correct disposition of the shares from the reporting person's direct holdings.

F3 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to 15.10. The price reported reflects the weighted average sales price.

SEC source: 0001209191-19-026945 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,790

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.1100 to $13.8700. The price reported above reflects the weighted average sales price.

SEC source: 0001209191-19-026594 · doc4.xml · derivative · entry 2

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,968

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. n addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. n addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. n addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-026594 · doc4.xml · derivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.exercise_date: The RSU vests on April 27, 2019 or the date of the annual stockholder meeting, whichever comes first, subject to continued service through such vesting date.

F2 · derivative.expiration_date: The RSU vests on April 27, 2019 or the date of the annual stockholder meeting, whichever comes first, subject to continued service through such vesting date.

SEC source: 0001209191-19-026582 · doc4.xml · derivative · entry 5

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-026582 · doc4.xml · derivative · entry 4

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-19-026582 · doc4.xml · derivative · entry 3

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.exercise_date: The RSU vests on April 27, 2019 or the date of the annual stockholder meeting, whichever comes first, subject to continued service through such vesting date.

F2 · derivative.expiration_date: The RSU vests on April 27, 2019 or the date of the annual stockholder meeting, whichever comes first, subject to continued service through such vesting date.

SEC source: 0001209191-19-026582 · doc4.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 12

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,500

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 10

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,512

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 8

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,104

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 6

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,314

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 4

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,943

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026466 · doc4.xml · nonDerivative · entry 2

Ross Matthew Peter · CIK 0001745994 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,685

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.

SEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 6

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,465

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

SEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,468

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

SEC source: 0001209191-19-026424 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,747

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.