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Thayer William

Disclosed activity across 1 company

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SEC CIK
0001746068

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659Executive Vice President, SaleJune 10, 2019June 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date June 10, 2019 · Filed June 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect168,334 Reported balance After 2019-06-10 transaction · row 1
1 source row

Row 1 · 2019-06-10 · Conversion · Acquired 40,000 · Balance 168,334

F1: Conversion of derivative security according to its terms.

Stock Option (Right to Buy Class B Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $3.87 · Expires 2019-06-11Direct0 Reported balance After 2019-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-10 · Exercise / conversion · Disposed 40,000 · Balance 0

F2: Fully exercisable.

Class B Common StockSEC Table II · derivative / convertible securityDirect40,000 Reported balance After 2019-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-10 · Exercise / conversion · Acquired 40,000 · Balance 40,000

F3: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-10 · Conversion · Disposed 40,000 · Balance 0

F3: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1: Conversion of derivative security according to its terms.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion of derivative security according to its terms.

F2: Fully exercisable.

F3: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2028 Filed Jul 26, 2018 21:38 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative 128,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044124 · doc4.xml · derivative · entry 5

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,830

Underlying: Class B Common Stock · 128,830 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F7 · derivative.exercise_date: These RSU's will vest over two years at 6 month intervals from July 24, 2018, subject to the reporting person's continued service through each vesting date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
July 24, 2028 Filed Jul 26, 2018 21:38 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044124 · doc4.xml · derivative · entry 4

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: Class B Common Stock · 22,222 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
July 24, 2028 Filed Jul 26, 2018 21:38 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044124 · doc4.xml · derivative · entry 3

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
July 24, 2028 Filed Jul 26, 2018 21:38 UTC Bloom Energy Corp BE · Entity 2659 GrantStock Option (Right to Buy Class B Common Stock) · Derivative 44,445 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-044124 · doc4.xml · derivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Class B Common Stock · 44,445 shares

Expires 2028-07-23

F3 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
July 24, 2028 Filed Jul 26, 2018 21:38 UTC Bloom Energy Corp BE · Entity 2659 GrantStock Option (Right to Buy Class B Common Stock) · Derivative 20,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-044124 · doc4.xml · derivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2028-07-23

F1 · derivative.exercise_date: The option will vest at the rate of 50% on the one year anniversary of July 24, 2018, and the remaining 50% on the second year anniversary of such date, subject to the reporting person's continued service through each vesting date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:25 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036535 · doc4.xml · derivative · entry 4

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of derivative security according to its terms.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:25 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036535 · doc4.xml · derivative · entry 3

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:25 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 40,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001209191-19-036535 · doc4.xml · derivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common stock · 40,000 shares

Expires 2019-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully exercisable.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 19:25 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036535 · doc4.xml · nonDerivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of derivative security according to its terms.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 11,018 $11.96 $131,790.71
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 6

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,334

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,395 $11.96 $40,608.95
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 4

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,140

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 443 $11.96 $5,298.90
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,535

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 32,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 15

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 32,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 14

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,212

Underlying: Class A Common Stock · 32,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 32,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 13

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,635

Underlying: Class B Common Stock · 32,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 12

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 11

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 10

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 9

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 8

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Underlying: Class A Common Stock · 1,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · derivative · entry 7

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

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March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 32,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 5

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 3

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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March 25, 2019 Filed Mar 27, 2019 19:10 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021492 · doc4.xml · nonDerivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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March 01, 2019 Filed Mar 5, 2019 16:58 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 25,000 $15.76 $394,000.00
Disclosure

SEC source: 0001209191-19-016678 · doc4.xml · nonDerivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,646

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.63 to $15.86. The price reported above reflects the weighted average sales price.

F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3.

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February 25, 2019 Filed Feb 27, 2019 13:56 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 122,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013983 · doc4.xml · derivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 122,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

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February 25, 2019 Filed Feb 27, 2019 13:56 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 122,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013983 · doc4.xml · nonDerivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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July 27, 2018 Filed Jul 31, 2018 20:36 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044639 · doc4.xml · derivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Underlying: Class B Common Stock · 1,332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F4 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 27, 2018 Filed Jul 31, 2018 20:36 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044639 · doc4.xml · derivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date.

F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Aug 3, 2018 20:22 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative 128,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045442 · doc4a.xml · derivative · entry 5

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,830

Underlying: Class B Common Stock · 128,830 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F1 · date: This amendment is being filed to correct the grant date of the award.

F8 · derivative.exercise_date: The RSU will vest over two years at 6 month intervals from July 24, 2018, subject to the Issuer's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Aug 3, 2018 20:22 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045442 · doc4a.xml · derivative · entry 4

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: Class B Common Stock · 22,222 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F1 · date: This amendment is being filed to correct the grant date of the award.

F7 · derivative.exercise_date: The RSU will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Issuer's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Aug 3, 2018 20:22 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045442 · doc4a.xml · derivative · entry 3

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F1 · date: This amendment is being filed to correct the grant date of the award.

F6 · derivative.exercise_date: The RSU will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Issuer's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Aug 3, 2018 20:22 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantStock Option (Right to Buy Class B Common Stock) · Derivative 44,445 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-045442 · doc4a.xml · derivative · entry 2

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Class B Common Stock · 44,445 shares

Expires 2028-07-23

F1 · date: This amendment is being filed to correct the grant date of the award.

F4 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Aug 3, 2018 20:22 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantStock Option (Right to Buy Class B Common Stock) · Derivative 20,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-045442 · doc4a.xml · derivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2028-07-23

F1 · date: This amendment is being filed to correct the grant date of the award.

F2 · derivative.exercise_date: The option will vest at the rate of 50% on the one year anniversary of July 24, 2018, and the remaining 50% on the second year anniversary of such date, subject to the reporting person's continued service through each vesting date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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July 24, 2018 Filed Feb 27, 2019 13:51 UTC Amendment Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative 128,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013980 · doc4a.xml · derivative · entry 1

Thayer William · CIK 0001746068 · Executive Vice President, Sale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,847

Underlying: Class B Common Stock · 128,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.exercise_date: These RSU's will vest over two years at 6 month intervals from July 25, 2018.

F2 · derivative.expiration_date: These RSU's will vest over two years at 6 month intervals from July 25, 2018.

F3 · derivative.underlying: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F4 · balance_after: This Form 4 amendment is being filed to correct the original Form 4 filed on July 26, 2018 which incorrectly reported that the Reporting Person held 128,830 RSUs and incorrectly stated the vesting of such RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.