Tapewire

NYSE · USD

BE

Bloom Energy Corp

Export transactions ↓
Tapewire entity
2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 23:52 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionClass B Common Stock · Derivative 233,334 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 4

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729,083

Underlying: Class A Common Stock · 233,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:52 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 233,334 $0.00 Strike: $20.55 $0.00
Disclosure

SEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 233,334 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:52 UTC
Sridhar KRDirector · President & CEO
SaleClass A Common Stock 233,334 $20.96 $4,891,333.98
Disclosure

SEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,511

F2 · kind: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.60 to $22.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:52 UTC
Sridhar KRDirector · President & CEO
ConversionClass A Common Stock 233,334 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of derivative security in accordance with its terms.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:50 UTC SaleClass A Common Stock 2,000 $25.24 $50,474.00
Disclosure

SEC source: 0001664703-21-000043 · wf-form4_162025861795506.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.70 to $26.25. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 16, 2021 Filed Apr 23, 2021 22:23 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000029 · wf-form4_161921658919623.xml · derivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: RSUs shall vest over three years such that 15,000 shares vest on the one-year anniversary of the vesting commencement date, which is April 15, 2021, 15,000 shares vest on the two-year anniversary of the vesting commencement date, and 20,000 shares vest on the three-year anniversary of the vesting commencement date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: RSUs shall vest over three years such that 15,000 shares vest on the one-year anniversary of the vesting commencement date, which is April 15, 2021, 15,000 shares vest on the two-year anniversary of the vesting commencement date, and 20,000 shares vest on the three-year anniversary of the vesting commencement date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 16, 2021 Filed May 5, 2021 23:50 UTC Disposition to issuerRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000043 · wf-form4_162025861795506.xml · derivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSU was cancelled by mutual agreement of the Reporting Person and the Issuer for consideration. The RSU award was initially granted on February 11, 2021.

F4 · derivative.expiration_date: The RSU was cancelled by mutual agreement of the Reporting Person and the Issuer for consideration. The RSU award was initially granted on February 11, 2021.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 22:45 UTC
Sridhar KRDirector · President & CEO
ConversionClass B Common Stock · Derivative 37,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,749

Underlying: Class A Common Stock · 37,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F1 · kind: Conversion of derivative security in accordance with its terms.

F6 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 22:45 UTC
Sridhar KRDirector · President & CEO
SaleClass A Common Stock 45,256 $25.74 $1,164,699.36
Disclosure

SEC source: 0001209191-21-025969 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,511

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of Restricted Stock Units (the "RSUs") that settled on April 5, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.50 to $25.96, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 22:45 UTC
Sridhar KRDirector · President & CEO
ConversionClass A Common Stock 37,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025969 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of derivative security in accordance with its terms.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:45 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionClass B Common Stock · Derivative 71,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 4

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 71,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:45 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative 71,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Class B Common Stock · 71,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one (1) share of the Issuers Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019; 33% on the January 25, 2020; and 33% on January 25, 2021. Settlement of the vested RSUs reported on this Form 4 was deferred to April 5, 2021 at the election of the reporting person.

F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:35 UTC SaleClass A Common Stock 2,000 $26.93 $53,865.20
Disclosure

SEC source: 0001664703-21-000027 · wf-form4_161739926512661.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $26.33 to $28.05. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:47 UTC
SANDELL SCOTT DDirector · 10% owner
GrantClass A Common Stock 785 $27.05 $21,234.25
Disclosure

SEC source: 0001209191-21-024127 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,271

F1 · shares: Represents Deferred Stock Units credited to the Reporting Person's deferral account under the Bloom Energy Corporation 2021 Deferred Compensation Plan (the "Plan") for the quarter ending March 31, 2021, issuable to the Reporting Person on January 3, 2022 pursuant to the terms of the Plan.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:38 UTC
Cameron Gregory DChief Financial Officer
SaleClass A Common Stock 62,470 $28.19 $1,761,235.45
Disclosure

SEC source: 0001664703-21-000025 · wf-form4_161602428450800.xml · nonDerivative · entry 2

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,890

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs") that vested on March 15, 2021.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $27.58 to $28.63. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:38 UTC
Cameron Gregory DChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 133,360 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000025 · wf-form4_161602428450800.xml · derivative · entry 3

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,640

Underlying: Class A Common Stock · 133,360 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On June 9, 2020, the Reporting Person was granted a PSU award for a target number of 200,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of two times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2021, another third on March 15, 2022 and the remaining third on March 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:38 UTC
Cameron Gregory DChief Financial Officer
Exercise / conversionClass A Common Stock 133,360 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000025 · wf-form4_161602428450800.xml · nonDerivative · entry 1

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:57 UTC SaleClass A Common Stock 2,000 $30.31 $60,618.00
Disclosure

SEC source: 0001664703-21-000019 · wf-form4_161481940838988.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,226

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $29.89 to $30.70. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:46 UTC ConversionClass B Common Stock · Derivative 5,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012890 · doc4.xml · derivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:46 UTC Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 5,109 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-21-012890 · doc4.xml · derivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,880

Underlying: Class B Common Stock · 5,109 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the second-year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:46 UTC ConversionClass A Common Stock 5,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012890 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 19:31 UTC
White ChristopherEVP Global Sales
SaleClass A Common Stock 1,125 $35.42 $39,847.50
Disclosure

SEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 3

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,343

F3 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:31 UTC
White ChristopherEVP Global Sales
SaleClass A Common Stock 4,005 $39.36 $157,656.02
Disclosure

SEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 2

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,468

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:19 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 7,261 $36.06 $261,800.44
Disclosure

SEC source: 0001209191-21-012152 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,995

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units and the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $36.82 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:41 UTC
Sridhar KRDirector · President & CEO
SaleClass A Common Stock 68,194 $35.92 $2,449,337.54
Disclosure

SEC source: 0001209191-21-012171 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,633

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $36.38 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 3,169 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · derivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,352

Underlying: Class A Common Stock · 3,169 shares

Expires 2029-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of February 15, 2019, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 3,315 $0.00 Strike: $11.31 $0.00
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · derivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,526

Underlying: Class A Common Stock · 3,315 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of the grant date, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:55 UTC SaleClass A Common Stock 19,361 $38.58 $746,879.62
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · nonDerivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,119

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.32 to $40.05 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionClass A Common Stock 3,169 $12.00 $38,028.00
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionClass A Common Stock 3,315 $11.31 $37,492.65
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:07 UTC SaleClass A Common Stock 7,279 $36.15 $263,151.86
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · nonDerivative · entry 2

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,226

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units and the Performance Stock Units (the "PSUs") that vested on February 15, 2021.

F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $40.00 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 19:31 UTC
White ChristopherEVP Global Sales
Exercise / conversionPerformance Stock Units · Derivative 11,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012166 · doc4.xml · derivative · entry 4

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,050

Underlying: Class A Common Stock · 11,025 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 19:31 UTC
White ChristopherEVP Global Sales
Exercise / conversionClass A Common Stock 11,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:19 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionPerformance Stock Units · Derivative 16,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012152 · doc4.xml · derivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,340

Underlying: Class A Common Stock · 16,170 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:19 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
Exercise / conversionClass A Common Stock 16,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012152 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:41 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionPerformance Stock Units · Derivative 122,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012171 · doc4.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,250

Underlying: Class A Common Stock · 122,250 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:41 UTC
Sridhar KRDirector · President & CEO
Exercise / conversionClass A Common Stock 122,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012171 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionPerformance Stock Units · Derivative 22,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · derivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Underlying: Class A Common Stock · 22,050 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 45,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 23:55 UTC Exercise / conversionClass A Common Stock 22,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012108 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:07 UTC Exercise / conversionPerformance Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · derivative · entry 3

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Class A Common Stock · 14,700 shares

Expires 2031-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2021 Filed Feb 19, 2021 00:07 UTC Exercise / conversionClass A Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012127 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:37 UTC
Cameron Gregory DChief Financial Officer
GrantPerformance Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011104 · doc4.xml · derivative · entry 2

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires 2031-02-10

F3 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 200,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of two times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2021, another third on March 15, 2022 and the remaining third on March 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:37 UTC
Cameron Gregory DChief Financial Officer
GrantRestricted Stock Units · Derivative 77,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011104 · doc4.xml · derivative · entry 1

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,956

Underlying: Class A Common Stock · 77,956 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:14 UTC
Cameron Gregory DChief Financial Officer
GrantPerformance Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011094 · doc4.xml · derivative · entry 2

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires 2031-02-10

F3 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 200,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of two times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2021, another third on March 15, 2022 and the remaining third on March 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:14 UTC
Cameron Gregory DChief Financial Officer
GrantRestricted Stock Units · Derivative 77,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011094 · doc4.xml · derivative · entry 1

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,956

Underlying: Class A Common Stock · 77,956 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:22 UTC
White ChristopherEVP Global Sales
GrantPerformance Stock Units · Derivative 33,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011102 · doc4.xml · derivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075

Underlying: Class A Common Stock · 33,075 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:21 UTC
White ChristopherEVP Global Sales
GrantPerformance Stock Units · Derivative 33,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011101 · doc4.xml · derivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075

Underlying: Class A Common Stock · 33,075 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:15 UTC
White ChristopherEVP Global Sales
GrantPerformance Stock Units · Derivative 33,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011095 · doc4.xml · derivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075

Underlying: Class A Common Stock · 33,075 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:22 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
GrantPerformance Stock Units · Derivative 48,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011103 · doc4.xml · derivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,510

Underlying: Class A Common Stock · 48,510 shares

Expires 2023-02-21

F3 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement.

F4 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 33,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:22 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
GrantRestricted Stock Units · Derivative 36,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011103 · doc4.xml · derivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,379

Underlying: Class A Common Stock · 36,379 shares

Expires 2031-02-10

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.