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Bloom Energy Corp

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Tapewire entity
2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 5,832 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,830

Underlying: Class A Common Stock · 5,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:05 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 5,832 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 18:50 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 763 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000147 · wf-form4_163062304145558.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,938

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 20:19 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 1,016 $21.11 $21,450.20
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,175

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.11 to $20.2168. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 00:23 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 1,276 $20.11 $25,665.97
Disclosure

SEC source: 0001664703-21-000143 · wf-form4_162933260355912.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,488

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.1014 to $20.1220. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 00:27 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 7,646 $20.12 $153,858.16
Disclosure

SEC source: 0001664703-21-000145 · wf-form4_162933283094028.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,078

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.07 to $20.155. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 00:21 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 1,740 $20.11 $34,998.01
Disclosure

SEC source: 0001664703-21-000141 · wf-form4_162933246245714.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,568

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.11 to $20.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2021 Filed Aug 18, 2021 20:19 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605

Underlying: Class A Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
August 15, 2021 Filed Aug 18, 2021 20:19 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 19:07 UTC
Cameron Gregory DChief Financial Officer
SaleClass A Common Stock 40,000 $21.84 $873,496.00
Disclosure

SEC source: 0001664703-21-000138 · wf-form4_162889601814595.xml · nonDerivative · entry 1

Cameron Gregory D · CIK 0001809103 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,890

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.48 to $21.98. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 4,444 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000132 · wf-form4_162811593471001.xml · derivative · entry 3

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F3 · derivative.exercise_date: The RSU will vest 34% on the first anniversary of August 1, 2018; 33% will vest on the second anniversary of August 1, 2018; and 33% will vest on the third anniversary of August 1, 2018, subject to the reporting person's continued service with the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSU will vest 34% on the first anniversary of August 1, 2018; 33% will vest on the second anniversary of August 1, 2018; and 33% will vest on the third anniversary of August 1, 2018, subject to the reporting person's continued service with the Issuer through each vesting date.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:25 UTC Exercise / conversionClass A Common Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000132 · wf-form4_162811593471001.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:13 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 749 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000125 · wf-form4_162803598383580.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,256

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 21:32 UTC
Brooks GuillermoEVP, Sales - Americas
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000123 · wf-form4_162698953681890.xml · derivative · entry 1

Brooks Guillermo · CIK 0001868250 · EVP, Sales - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 17:41 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000121 · wf-form4_162517564593540.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,507

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 22:05 UTC GrantClass A Common Stock 790 $26.87 $21,227.30
Disclosure

SEC source: 0001209191-21-044542 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,418

F1 · shares: Represents Deferred Stock Units credited to the Reporting Person's deferral account under the Bloom Energy Corporation 2021 Deferred Compensation Plan (the "Plan") for the quarter ending June 30, 2021, issuable to the Reporting Person on January 3, 2022 pursuant to the terms of the Plan.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:15 UTC SaleClass A Common Stock 11,397 $24.69 $281,422.70
Disclosure

SEC source: 0001664703-21-000112 · wf-form4_162397174055086.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,771

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.66 to $24.72. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 19:18 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 11,817 $23.82 $281,441.94
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,889

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 508 deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan. These deferred stock units were omitted from the Reporting Person's Form 3/A, and also were omitted from one Form 4 filed by the Reporting Person after his Form 3/A was filed.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:08 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 13,014 $23.79 $309,571.83
Disclosure

SEC source: 0001664703-21-000110 · wf-form4_162397128829606.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,764

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.22. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:10 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 17,706 $23.84 $422,130.52
Disclosure

SEC source: 0001664703-21-000111 · wf-form4_162397139082811.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,609

F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23 per share. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:06 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 44,356 $23.92 $1,060,897.94
Disclosure

SEC source: 0001664703-21-000109 · wf-form4_162397116362228.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,724

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 19:18 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 23,338 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,662

Underlying: Class A Common Stock · 23,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F5 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 19:18 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 23,338 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 23:10 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
GiftClass A Common Stock 19,253 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000111 · wf-form4_162397139082811.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 19,253

F2 · ownership.nature: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 23:10 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
GiftClass A Common Stock 19,253 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000111 · wf-form4_162397139082811.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,315

F1 · shares: Represents transfer of shares to The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:55 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 676 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000105 · wf-form4_162268172340181.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,870

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
May 18, 2021 Filed May 19, 2021 22:33 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 7,431 $19.79 $147,054.29
Disclosure

SEC source: 0001664703-21-000083 · wf-form4_162146357507173.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,080

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.5076 to $19.88. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:41 UTC PurchaseClass A Common Stock 38,000 $19.82 $753,046.00
Disclosure

SEC source: 0001664703-21-000088 · wf-form4_162146405628455.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,709

F1 · price: Represents the weighted average purchase price per share. The shares were purchased in multiple transactions at prices ranging from $19.67 to $19.83 per share. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:32 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 1,217 $20.15 $24,518.78
Disclosure

SEC source: 0001664703-21-000082 · wf-form4_162146351511648.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,778

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:37 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 1,660 $20.15 $33,443.85
Disclosure

SEC source: 0001664703-21-000086 · wf-form4_162146382022444.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,568

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:35 UTC SaleClass A Common Stock 1,058 $20.15 $21,315.42
Disclosure

SEC source: 0001664703-21-000085 · wf-form4_162146371432353.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,168

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2021 Filed May 20, 2021 18:34 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 968 $20.15 $19,502.20
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,263

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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May 15, 2021 Filed May 20, 2021 18:34 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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May 15, 2021 Filed May 20, 2021 18:34 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2021 Filed May 14, 2021 18:20 UTC
Powell ColinDirector
GiftClass A Common Stock 19,813 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000066 · wf-form4_162103082800656.xml · nonDerivative · entry 3

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 545,846

F3 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

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May 13, 2021 Filed May 14, 2021 18:20 UTC
Powell ColinDirector
GiftClass A Common Stock 19,813 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000066 · wf-form4_162103082800656.xml · nonDerivative · entry 2

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

F2 · kind: Transfer of shares to reporting person's revocable trust.

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May 12, 2021 Filed May 14, 2021 22:16 UTC
BUSH MARY KDirector
GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000062 · wf-form4_162103055412815.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,104

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to her continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 22:23 UTC GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000068 · wf-form4_162103096724490.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,415

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 18:20 UTC
Powell ColinDirector
GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000066 · wf-form4_162103082800656.xml · nonDerivative · entry 1

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,170

F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 22:18 UTC GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000064 · wf-form4_162103068610457.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,117

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

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May 12, 2021 Filed May 14, 2021 22:31 UTC GrantClass A Common Stock 10,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-032896 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,628

F1 · shares: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the Reporting Person on or about January 1, 2023 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

F1 · price: Restricted Stock Units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Vested shares will be delivered to the Reporting Person on or about January 1, 2023 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

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May 12, 2021 Filed May 14, 2021 22:12 UTC GrantClass A Common Stock 1,294 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000059 · wf-form4_162103032864968.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,709

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 22:12 UTC GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000059 · wf-form4_162103032864968.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,415

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 22:25 UTC GrantClass A Common Stock 10,357 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000070 · wf-form4_162103112059739.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,512

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to his continued service through the vesting date.

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May 12, 2021 Filed May 14, 2021 22:29 UTC
Sridhar KRDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2030-05-12

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the ninth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fifth anniversary of the grant date.

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May 12, 2021 Filed May 14, 2021 22:29 UTC
Sridhar KRDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 4

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2029-05-12

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the eighth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fourth anniversary of the grant date.

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May 12, 2021 Filed May 14, 2021 22:29 UTC
Sridhar KRDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 3

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2028-05-12

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the seventh anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the third anniversary of the grant date.

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May 12, 2021 Filed May 14, 2021 22:29 UTC
Sridhar KRDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2027-05-12

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the sixth anniversary of the grant date, subject to the Reporting Person remaining a service provider on the applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the second anniversary of the grant date.

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May 12, 2021 Filed May 14, 2021 22:29 UTC
Sridhar KRDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

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May 10, 2021 Filed May 12, 2021 23:52 UTC
Sridhar KRDirector · President & CEO
ConversionClass B Common Stock · Derivative 233,334 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 5

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,749

Underlying: Class A Common Stock · 233,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.