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BECTON DICKINSON & CO

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2498
SEC CIK
0000010795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202603
Feb 202602
Mar 202601
Apr 202601
May 202601
Jun 202604
Jul 202601
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Aug 12, 2019 13:57 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
SaleCommon Stock 127 $253.78 $32,230.06
Disclosure

SEC source: 0001543407-19-000043 · edgar.xml · nonDerivative · entry 1

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,930

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:11 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Exercise / conversionStock Appreciation Rights · Derivative 2,865 $0.00 Strike: $224.94 $0.00
Disclosure

SEC source: 0001543407-19-000042 · edgar.xml · derivative · entry 5

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Underlying: Common Stock · 2,865 shares

Expires 2028-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning June 1, 2019.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:11 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
SaleCommon Stock 150 $246.53 $36,979.50
Disclosure

SEC source: 0001543407-19-000042 · edgar.xml · nonDerivative · entry 4

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:11 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
SaleCommon Stock 250 $246.56 $61,640.00
Disclosure

SEC source: 0001543407-19-000042 · edgar.xml · nonDerivative · entry 3

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $246.53 through $246.86. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:11 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Disposition to issuerCommon Stock 2,615 $246.56 $644,754.40
Disclosure

SEC source: 0001543407-19-000042 · edgar.xml · nonDerivative · entry 2

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,457

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $246.53 through $246.86. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 15:11 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Exercise / conversionCommon Stock 2,865 $224.94 $644,453.10
Disclosure

SEC source: 0001543407-19-000042 · edgar.xml · nonDerivative · entry 1

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC
Lim James CExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 2,773 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · derivative · entry 5

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common Stock · 2,773 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC
Lim James CExecutive Vice President
SaleCommon Stock 1,929 $252.01 $486,127.29
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 3

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.00 through $252.04. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC
Lim James CExecutive Vice President
Disposition to issuerCommon Stock 844 $252.01 $212,696.44
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 2

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,122

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.00 through $252.04. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:09 UTC
Lim James CExecutive Vice President
Exercise / conversionCommon Stock 2,773 $76.64 $212,522.72
Disclosure

SEC source: 0001543407-19-000040 · edgar.xml · nonDerivative · entry 1

Lim James C · CIK 0001551804 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:49 UTC
Goette RolandEVP and President, EMEA
Exercise / conversionStock Appreciation Rights · Derivative 2,463 $0.00 Strike: $75.63 $0.00
Disclosure

SEC source: 0001543407-19-000041 · edgar.xml · derivative · entry 5

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,463 shares

Expires 2019-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 24, 2010.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:49 UTC
Goette RolandEVP and President, EMEA
SaleCommon Stock 1,717 $249.88 $429,043.96
Disclosure

SEC source: 0001543407-19-000041 · edgar.xml · nonDerivative · entry 3

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,247

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $249.83 through $249.88. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:49 UTC
Goette RolandEVP and President, EMEA
Disposition to issuerCommon Stock 746 $249.88 $186,410.48
Disclosure

SEC source: 0001543407-19-000041 · edgar.xml · nonDerivative · entry 2

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,964

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $249.83 through $249.88. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 14:49 UTC
Goette RolandEVP and President, EMEA
Exercise / conversionCommon Stock 2,463 $75.63 $186,276.69
Disclosure

SEC source: 0001543407-19-000041 · edgar.xml · nonDerivative · entry 1

Goette Roland · CIK 0001708067 · EVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 12:49 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 106 $249.86 $26,485.16
Disclosure

SEC source: 0001543407-19-000039 · edgar.xml · derivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 12:46 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 106 $249.86 $26,485.16
Disclosure

SEC source: 0001543407-19-000038 · edgar.xml · derivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,164

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 18:56 UTC SaleCommon Stock 1,429 $243.26 $347,618.54
Disclosure

SEC source: 0001543407-19-000037 · edgar.xml · nonDerivative · entry 1

Fraser Claire · CIK 0001382031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,544

F1 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
June 24, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 4,026 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,645

Read SEC document
June 12, 2019 Filed Jun 13, 2019 17:57 UTC
Campion Simon DEVP and Segment President
SaleCommon Stock 2,903 $236.94 $687,836.82
Disclosure

SEC source: 0001543407-19-000036 · edgar.xml · nonDerivative · entry 1

Campion Simon D · CIK 0001751919 · EVP and Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,408

Read SEC document
June 10, 2019 Filed Jun 11, 2019 13:24 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Exercise / conversionStock Appreciation Rights · Derivative 2,865 $0.00 Strike: $224.94 $0.00
Disclosure

SEC source: 0001543407-19-000035 · edgar.xml · derivative · entry 4

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

Underlying: Common Stock · 2,865 shares

Expires 2028-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning June 1, 2019.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 13:24 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
SaleCommon Stock 191 $241.03 $46,036.73
Disclosure

SEC source: 0001543407-19-000035 · edgar.xml · nonDerivative · entry 3

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

Read SEC document
June 10, 2019 Filed Jun 11, 2019 13:24 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Disposition to issuerCommon Stock 2,674 $241.03 $644,514.22
Disclosure

SEC source: 0001543407-19-000035 · edgar.xml · nonDerivative · entry 2

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,398

Read SEC document
June 10, 2019 Filed Jun 11, 2019 13:24 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Exercise / conversionCommon Stock 2,865 $224.94 $644,453.10
Disclosure

SEC source: 0001543407-19-000035 · edgar.xml · nonDerivative · entry 1

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 17:25 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
SaleCommon Stock 275 $235.00 $64,625.00
Disclosure

SEC source: 0001543407-19-000034 · edgar.xml · nonDerivative · entry 2

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:25 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
GrantCommon Stock 12,379 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000034 · edgar.xml · nonDerivative · entry 1

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,482

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 3, 2019 14:47 UTC
Kaltenbach PatrickEVP & Pres Life Sciences
Tax withholdingCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000033 · edgar.xml · nonDerivative · entry 1

Kaltenbach Patrick · CIK 0001625775 · EVP & Pres Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

F1 · shares: Represents shares withheld for payment of withholding taxes in connection with the vesting of restricted stock units as previously reported on Table I.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:30 UTC
Khichi Samrat S.EVP and General Counsel
SaleCommon Stock 16,085 $234.68 $3,774,827.80
Disclosure

SEC source: 0001543407-19-000031 · edgar.xml · nonDerivative · entry 1

Khichi Samrat S. · CIK 0001612227 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,608

F1 · shares: Includes shares acquired through dividend reinvestment since the last report filed by the reporting person.

F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $233.94 through $235.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:02 UTC
Larson Betty DEVP HR & CHRO
Exercise / conversionStock Appreciation Rights · Derivative 2,200 $0.00 Strike: $97.14 $0.00
Disclosure

SEC source: 0001543407-19-000030 · edgar.xml · derivative · entry 5

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Underlying: Common Stock · 2,200 shares

Expires 2024-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning September 2, 2015.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:02 UTC
Larson Betty DEVP HR & CHRO
SaleCommon Stock 450 $224.91 $101,209.50
Disclosure

SEC source: 0001543407-19-000030 · edgar.xml · nonDerivative · entry 4

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,843

Read SEC document
May 13, 2019 Filed May 14, 2019 18:02 UTC
Larson Betty DEVP HR & CHRO
SaleCommon Stock 1,250 $224.99 $281,237.50
Disclosure

SEC source: 0001543407-19-000030 · edgar.xml · nonDerivative · entry 3

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,293

Read SEC document
May 13, 2019 Filed May 14, 2019 18:02 UTC
Larson Betty DEVP HR & CHRO
Disposition to issuerCommon Stock 950 $224.99 $213,740.50
Disclosure

SEC source: 0001543407-19-000030 · edgar.xml · nonDerivative · entry 2

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

Read SEC document
May 13, 2019 Filed May 14, 2019 18:02 UTC
Larson Betty DEVP HR & CHRO
Exercise / conversionCommon Stock 2,200 $97.14 $213,708.00
Disclosure

SEC source: 0001543407-19-000030 · edgar.xml · nonDerivative · entry 1

Larson Betty D · CIK 0001617903 · EVP HR & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 17:02 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 111 $240.74 $26,722.14
Disclosure

SEC source: 0001543407-19-000029 · edgar.xml · derivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,058

Underlying: Common Stock · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
May 10, 2019 Filed May 13, 2019 17:01 UTC GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative 111 $240.74 $26,722.14
Disclosure

SEC source: 0001543407-19-000028 · edgar.xml · derivative · entry 1

Jones Christopher Ian Montague · CIK 0001292762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

Underlying: Common Stock · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.

F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
April 17, 2019 Filed May 30, 2019 17:12 UTC SaleCommon Stock 45 $223.04 $10,036.80
Disclosure

SEC source: 0001543407-19-000032 · edgar.xml · nonDerivative · entry 4

BURZIK CATHERINE M · CIK 0001261141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

F1 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
April 16, 2019 Filed May 30, 2019 17:12 UTC PurchaseCommon Stock 30 $247.96 $7,438.80
Disclosure

SEC source: 0001543407-19-000032 · edgar.xml · nonDerivative · entry 3

BURZIK CATHERINE M · CIK 0001261141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

F1 · balance_after: Includes units acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
April 16, 2019 Filed Sep 10, 2019 14:50 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
GiftCommon Stock 7,764 $0.00 $0.00
Disclosure

SEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,671

F1 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:27 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionStock Appreciation Rights · Derivative 11,878 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000027 · edgar.xml · derivative · entry 6

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,686

Underlying: Common Stock · 11,878 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:27 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
SaleCommon Stock 8,309 $255.13 $2,119,875.17
Disclosure

SEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,907

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $256.01. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:27 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Disposition to issuerCommon Stock 3,469 $255.13 $885,045.97
Disclosure

SEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,216

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $256.01. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:27 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionCommon Stock 11,878 $76.64 $910,329.92
Disclosure

SEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:13 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Exercise / conversionStock Appreciation Rights · Derivative 3,483 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001543407-19-000026 · edgar.xml · derivative · entry 7

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,483 shares

Expires 2023-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:13 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
SaleCommon Stock 109 $255.00 $27,795.00
Disclosure

SEC source: 0001543407-19-000026 · edgar.xml · nonDerivative · entry 4

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,482

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March 15, 2019 Filed Mar 18, 2019 14:13 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
SaleCommon Stock 1,995 $255.00 $508,725.00
Disclosure

SEC source: 0001543407-19-000026 · edgar.xml · nonDerivative · entry 3

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

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March 15, 2019 Filed Mar 18, 2019 14:13 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Disposition to issuerCommon Stock 1,488 $255.00 $379,440.00
Disclosure

SEC source: 0001543407-19-000026 · edgar.xml · nonDerivative · entry 2

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,586

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March 15, 2019 Filed Mar 18, 2019 14:13 UTC
Mas Ribo AlbertoEVP and Pres, Life Sciences
Exercise / conversionCommon Stock 3,483 $108.89 $379,263.87
Disclosure

SEC source: 0001543407-19-000026 · edgar.xml · nonDerivative · entry 1

Mas Ribo Alberto · CIK 0001686270 · EVP and Pres, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2019 Filed Mar 6, 2019 20:05 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionStock Appreciation Rights · Derivative 4,465 $0.00 Strike: $76.64 $0.00
Disclosure

SEC source: 0001543407-19-000024 · edgar.xml · derivative · entry 6

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,564

Underlying: Common Stock · 4,465 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011.

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March 04, 2019 Filed Mar 6, 2019 20:05 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
SaleCommon Stock 3,123 $255.03 $796,458.69
Disclosure

SEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,907

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

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March 04, 2019 Filed Mar 6, 2019 20:05 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Disposition to issuerCommon Stock 1,342 $255.03 $342,250.26
Disclosure

SEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,030

F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:05 UTC
FORLENZA VINCENT ADirector · Chairman, CEO and President
Exercise / conversionCommon Stock 4,465 $76.64 $342,197.60
Disclosure

SEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.