Last 12 months
Inside the activity.
6 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 5 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2023 Filed Aug 10, 2023 23:28 UTC |
O'Kane KieranChief Commercial Officer
|
SaleCommon Stock | 850 | $1.39 | $1,180.06 |
DisclosureSEC source: 0000905148-23-000666 · form4.xml · nonDerivative · entry 2 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,541 F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 23:27 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
SaleCommon Stock | 1,789 | $1.39 | $2,483.67 |
DisclosureSEC source: 0000905148-23-000664 · form4.xml · nonDerivative · entry 2 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,323 F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 19:28 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 32,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000665 · form4.xml · derivative · entry 5 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 19:28 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000665 · form4.xml · derivative · entry 4 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,120 Underlying: Common Stock · 12,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 19:28 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionCommon Stock | 44,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000665 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:30 UTC |
Vazquez ChrisChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000668 · form4.xml · derivative · entry 5 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:30 UTC |
Vazquez ChrisChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000668 · form4.xml · derivative · entry 4 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:30 UTC |
Vazquez ChrisChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000668 · form4.xml · nonDerivative · entry 1 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:29 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000667 · form4.xml · derivative · entry 5 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:29 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000667 · form4.xml · derivative · entry 4 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,782 Underlying: Common Stock · 1,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:29 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionCommon Stock | 5,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000667 · form4.xml · nonDerivative · entry 1 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:28 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,972 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000666 · form4.xml · derivative · entry 5 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:28 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000666 · form4.xml · derivative · entry 4 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,894 Underlying: Common Stock · 1,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:28 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionCommon Stock | 5,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000666 · form4.xml · nonDerivative · entry 1 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:27 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000664 · form4.xml · derivative · entry 5 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:27 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,157 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000664 · form4.xml · derivative · entry 4 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,567 Underlying: Common Stock · 3,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 23:27 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionCommon Stock | 11,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-000664 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:32 UTC |
PATIENCE JOHNDirector · 10% owner · Chairman
|
GrantCommon Stock | 61,728 | $1.62 | $99,999.36 |
DisclosureSEC source: 0000905148-23-000626 · form4.xml · nonDerivative · entry 1 PATIENCE JOHN · CIK 0001021413 · Director · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By John Patience Living Trust dated 7/23/1993 Disclosed balance after: 4,612,211 F1 · ownership.direct: The Reporting Person is the sole trustee of John Patience Trust (July 23, 1993). F1 · ownership.nature: The Reporting Person is the sole trustee of John Patience Trust (July 23, 1993). Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 17:31 UTC |
MASSARANY HANYDirector
|
GrantCommon Stock | 30,864 | $1.62 | $49,999.68 |
DisclosureSEC source: 0000905148-23-000624 · form4.xml · nonDerivative · entry 1 MASSARANY HANY · CIK 0001134554 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Massarany Family Trust dated November 15, 2012 Disclosed balance after: 30,864 F1 · ownership.nature: Mr. Massarany is a trustee of the Massarany Family Trust and may be deemed to have beneficial ownership of these securities, to the extent of any indirect pecuniary interest in his distributive shares therein. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 17:34 UTC |
Watts Charles MDirector
|
GrantCommon Stock | 12,345 | $1.62 | $19,998.90 |
DisclosureSEC source: 0000905148-23-000630 · form4.xml · nonDerivative · entry 1 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,389 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 17:29 UTC |
Hutton ScottDirector · President & CEO
|
GrantCommon Stock | 46,296 | $1.62 | $74,999.52 |
DisclosureSEC source: 0000905148-23-000621 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,018 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:34 UTC |
Vazquez ChrisChief Accounting Officer
|
GrantCommon Stock | 617 | $1.62 | $999.54 |
DisclosureSEC source: 0000905148-23-000629 · form4.xml · nonDerivative · entry 1 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,007 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 13,580 | $1.62 | $21,999.60 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 7 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Capital Separately Managed Account Disclosed balance after: 33,513 F2 · ownership.direct: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 140,123 | $1.62 | $226,999.26 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 6 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Fund LLC Disclosed balance after: 2,275,199 F2 · ownership.direct: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 6,790 | $1.62 | $10,999.80 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 5 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By UTMA Account Disclosed balance after: 119,003 F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 6,790 | $1.62 | $10,999.80 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 4 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By UTMA Account Disclosed balance after: 119,003 F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 6,790 | $1.62 | $10,999.80 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 3 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By UTMA Account Disclosed balance after: 119,003 F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 6,790 | $1.62 | $10,999.80 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 2 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By UTMA Account Disclosed balance after: 119,003 F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:33 UTC |
Strobeck MatthewDirector
|
GrantCommon Stock | 127,777 | $1.62 | $206,998.74 |
DisclosureSEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 1 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,542,928 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:32 UTC |
Pestano Gary AnthonyChief Development Officer
|
GrantCommon Stock | 617 | $1.62 | $999.54 |
DisclosureSEC source: 0000905148-23-000627 · form4.xml · nonDerivative · entry 1 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,077 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:31 UTC |
O'Kane KieranChief Commercial Officer
|
GrantCommon Stock | 6,172 | $1.62 | $9,998.64 |
DisclosureSEC source: 0000905148-23-000625 · form4.xml · nonDerivative · entry 1 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,929 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:30 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
GrantCommon Stock | 6,172,839 | $1.62 | $9,999,999.18 |
DisclosureSEC source: 0000905148-23-000623 · form4.xml · nonDerivative · entry 1 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Perpetuity Trust UAD 6/30/16 Disclosed balance after: 10,528,753 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:30 UTC |
Kayyem Jon FaizDirector
|
GrantCommon Stock | 6,172 | $1.62 | $9,998.64 |
DisclosureSEC source: 0000905148-23-000622 · form4.xml · nonDerivative · entry 1 Kayyem Jon Faiz · CIK 0001366268 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jon Faiz Kayyem Revocable Trust Disclosed balance after: 180,085 F1 · ownership.nature: These securities are directly owned by The Jon Faiz Kayyem Revocable Trust, of which Jon Faiz Kayyem and his spouse serve as co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any indirect pecuniary interest in his distributive shares therein. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:28 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
GrantCommon Stock | 6,172 | $1.62 | $9,998.64 |
DisclosureSEC source: 0000905148-23-000620 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,537 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:28 UTC |
Franchi Jean M.Director
|
GrantCommon Stock | 61,728 | $1.62 | $99,999.36 |
DisclosureSEC source: 0000905148-23-000619 · form4.xml · nonDerivative · entry 1 Franchi Jean M. · CIK 0001653053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,772 Read SEC document |
| August 03, 2023 Filed Aug 11, 2023 21:34 UTC |
SCHULER JACK WDirector · 10% owner
|
GrantCommon Stock | 9,989,506 | $1.62 | $16,182,999.72 |
DisclosureSEC source: 0000905148-23-000681 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 30,579,359 F1 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F1 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 18:05 UTC |
Hutton ScottDirector · President & CEO
|
GrantStock Options (Right to buy) · Derivative | 75,693 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0000905148-23-000509 · form4.xml · derivative · entry 5 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,693 Underlying: Common Stock · 75,693 shares Expires 2033-07-23 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F5 · derivative.exercise_date: This Replacement Option vests as follows: 48,733 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 26,960 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 18:05 UTC |
Hutton ScottDirector · President & CEO
|
Disposition to issuerStock Options (Right to buy) · Derivative | 115,203 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000509 · form4.xml · derivative · entry 4 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,203 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F2 · derivative.exercise_date: This option was fully vested as of the grant date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 18:05 UTC |
Hutton ScottDirector · President & CEO
|
Disposition to issuerStock Options (Right to buy) · Derivative | 255,688 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000509 · form4.xml · derivative · entry 3 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 255,688 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:18 UTC |
Vazquez ChrisChief Accounting Officer
|
GrantStock Options (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0000905148-23-000513 · form4.xml · derivative · entry 3 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-07-23 F5 · derivative.exercise_date: This option vests in a series of 48 successive, equal monthly installments measured from July 24, 2023, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:18 UTC |
Vazquez ChrisChief Accounting Officer
|
GrantStock Options (Right to buy) · Derivative | 3,266 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0000905148-23-000513 · form4.xml · derivative · entry 2 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 3,266 shares Expires 2033-07-23 F2 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F3 · kind: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F2 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F3 · price: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F4 · derivative.exercise_date: This Replacement Option vests as follows: 1,579 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 1,687 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:18 UTC |
Vazquez ChrisChief Accounting Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 16,000 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000513 · form4.xml · derivative · entry 1 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2031-02-22 F2 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F3 · kind: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F2 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F3 · price: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F1 · derivative.exercise_date: This option vested 40% on February 23, 2023, and the remaining 60% were scheduled to vest in 36 successive, equal monthly installments measured from February 23, 2023. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:16 UTC |
Pestano Gary AnthonyChief Development Officer
|
GrantStock Options (Right to buy) · Derivative | 6,497 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0000905148-23-000512 · form4.xml · derivative · entry 6 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,497 Underlying: Common Stock · 6,497 shares Expires 2033-07-23 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F5 · kind: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F5 · price: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled. F6 · derivative.exercise_date: This Replacement Option vests as follows: 3,846 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 2,651 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:16 UTC |
Pestano Gary AnthonyChief Development Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 1,000 | Not disclosed Strike: $13.72 | Not disclosed |
DisclosureSEC source: 0000905148-23-000512 · form4.xml · derivative · entry 5 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2031-06-28 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F5 · kind: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F5 · price: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled. F2 · derivative.exercise_date: This option was fully vested as of the grant date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:16 UTC |
Pestano Gary AnthonyChief Development Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 5,155 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000512 · form4.xml · derivative · entry 4 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,155 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F2 · derivative.exercise_date: This option was fully vested as of the grant date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:16 UTC |
Pestano Gary AnthonyChief Development Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 25,134 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000512 · form4.xml · derivative · entry 3 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,134 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:14 UTC |
O'Kane KieranChief Commercial Officer
|
GrantStock Options (Right to buy) · Derivative | 11,564 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0000905148-23-000511 · form4.xml · derivative · entry 5 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,564 Underlying: Common Stock · 11,564 shares Expires 2033-07-23 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F5 · derivative.exercise_date: This Replacement Option vests as follows: 8,864 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 2,700 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:14 UTC |
O'Kane KieranChief Commercial Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 31,055 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000511 · form4.xml · derivative · entry 4 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,055 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F2 · derivative.exercise_date: This option was fully vested as of the grant date. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:14 UTC |
O'Kane KieranChief Commercial Officer
|
Disposition to issuerStock Options (Right to buy) · Derivative | 25,599 | Not disclosed Strike: $20.67 | Not disclosed |
DisclosureSEC source: 0000905148-23-000511 · form4.xml · derivative · entry 3 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,599 shares Expires 2031-02-22 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 22:13 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
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GrantStock Options (Right to buy) · Derivative | 27,138 | Not disclosed Strike: $1.20 | Not disclosed |
DisclosureSEC source: 0000905148-23-000510 · form4.xml · derivative · entry 5 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,138 Underlying: Common Stock · 27,138 shares Expires 2033-07-23 F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 27,138 Replacement Options with an exercise price of $1.20 per share in exchange for 132,963 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023. F4 · price: The Reporting Person elected to participate in the Tender Offer and received 27,138 Replacement Options with an exercise price of $1.20 per share in exchange for 132,963 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled. F5 · derivative.exercise_date: This Replacement Option vests as follows: 20,659 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 6,479 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.