Tapewire

Nasdaq · USD

BDSX

BIODESIX INC

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Tapewire entity
6053
SEC CIK
0001439725
Parsed reports
335

Last 12 months

Inside the activity.

6 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202635
Feb 2026010
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2023 Filed Aug 10, 2023 23:28 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 850 $1.39 $1,180.06
Disclosure

SEC source: 0000905148-23-000666 · form4.xml · nonDerivative · entry 2

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,541

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 23:27 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 1,789 $1.39 $2,483.67
Disclosure

SEC source: 0000905148-23-000664 · form4.xml · nonDerivative · entry 2

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,323

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 19:28 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 32,565 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000665 · form4.xml · derivative · entry 5

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 19:28 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,212 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000665 · form4.xml · derivative · entry 4

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,120

Underlying: Common Stock · 12,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 19:28 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionCommon Stock 44,777 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000665 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:30 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 814 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000668 · form4.xml · derivative · entry 5

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:30 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000668 · form4.xml · derivative · entry 4

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:30 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionCommon Stock 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000668 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:29 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 3,675 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000667 · form4.xml · derivative · entry 5

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:29 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 1,379 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000667 · form4.xml · derivative · entry 4

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,782

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:29 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionCommon Stock 5,054 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000667 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:28 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,972 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000666 · form4.xml · derivative · entry 5

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:28 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,490 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000666 · form4.xml · derivative · entry 4

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,894

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:28 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionCommon Stock 5,462 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000666 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:27 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 8,418 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000664 · form4.xml · derivative · entry 5

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:27 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,157 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000664 · form4.xml · derivative · entry 4

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,567

Underlying: Common Stock · 3,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:27 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionCommon Stock 11,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000664 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:32 UTC
PATIENCE JOHNDirector · 10% owner · Chairman
GrantCommon Stock 61,728 $1.62 $99,999.36
Disclosure

SEC source: 0000905148-23-000626 · form4.xml · nonDerivative · entry 1

PATIENCE JOHN · CIK 0001021413 · Director · 10% owner · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By John Patience Living Trust dated 7/23/1993

Disclosed balance after: 4,612,211

F1 · ownership.direct: The Reporting Person is the sole trustee of John Patience Trust (July 23, 1993).

F1 · ownership.nature: The Reporting Person is the sole trustee of John Patience Trust (July 23, 1993).

Read SEC document
August 03, 2023 Filed Aug 7, 2023 17:31 UTC GrantCommon Stock 30,864 $1.62 $49,999.68
Disclosure

SEC source: 0000905148-23-000624 · form4.xml · nonDerivative · entry 1

MASSARANY HANY · CIK 0001134554 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Massarany Family Trust dated November 15, 2012

Disclosed balance after: 30,864

F1 · ownership.nature: Mr. Massarany is a trustee of the Massarany Family Trust and may be deemed to have beneficial ownership of these securities, to the extent of any indirect pecuniary interest in his distributive shares therein.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 17:34 UTC GrantCommon Stock 12,345 $1.62 $19,998.90
Disclosure

SEC source: 0000905148-23-000630 · form4.xml · nonDerivative · entry 1

Watts Charles M · CIK 0001723751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,389

Read SEC document
August 03, 2023 Filed Aug 7, 2023 17:29 UTC
Hutton ScottDirector · President & CEO
GrantCommon Stock 46,296 $1.62 $74,999.52
Disclosure

SEC source: 0000905148-23-000621 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,018

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:34 UTC
Vazquez ChrisChief Accounting Officer
GrantCommon Stock 617 $1.62 $999.54
Disclosure

SEC source: 0000905148-23-000629 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,007

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 13,580 $1.62 $21,999.60
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 7

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Birchview Capital Separately Managed Account

Disclosed balance after: 33,513

F2 · ownership.direct: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 140,123 $1.62 $226,999.26
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 6

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Birchview Fund LLC

Disclosed balance after: 2,275,199

F2 · ownership.direct: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 6,790 $1.62 $10,999.80
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 5

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By UTMA Account

Disclosed balance after: 119,003

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 6,790 $1.62 $10,999.80
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 4

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By UTMA Account

Disclosed balance after: 119,003

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 6,790 $1.62 $10,999.80
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 3

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By UTMA Account

Disclosed balance after: 119,003

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 6,790 $1.62 $10,999.80
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 2

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By UTMA Account

Disclosed balance after: 119,003

F1 · ownership.direct: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:33 UTC GrantCommon Stock 127,777 $1.62 $206,998.74
Disclosure

SEC source: 0000905148-23-000628 · form4.xml · nonDerivative · entry 1

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542,928

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:32 UTC
Pestano Gary AnthonyChief Development Officer
GrantCommon Stock 617 $1.62 $999.54
Disclosure

SEC source: 0000905148-23-000627 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,077

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:31 UTC
O'Kane KieranChief Commercial Officer
GrantCommon Stock 6,172 $1.62 $9,998.64
Disclosure

SEC source: 0000905148-23-000625 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,929

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:30 UTC
Kennedy Lawrence T. JrDirector · 10% owner
GrantCommon Stock 6,172,839 $1.62 $9,999,999.18
Disclosure

SEC source: 0000905148-23-000623 · form4.xml · nonDerivative · entry 1

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Perpetuity Trust UAD 6/30/16

Disclosed balance after: 10,528,753

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:30 UTC GrantCommon Stock 6,172 $1.62 $9,998.64
Disclosure

SEC source: 0000905148-23-000622 · form4.xml · nonDerivative · entry 1

Kayyem Jon Faiz · CIK 0001366268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Jon Faiz Kayyem Revocable Trust

Disclosed balance after: 180,085

F1 · ownership.nature: These securities are directly owned by The Jon Faiz Kayyem Revocable Trust, of which Jon Faiz Kayyem and his spouse serve as co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any indirect pecuniary interest in his distributive shares therein.

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August 03, 2023 Filed Aug 7, 2023 21:28 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
GrantCommon Stock 6,172 $1.62 $9,998.64
Disclosure

SEC source: 0000905148-23-000620 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,537

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:28 UTC GrantCommon Stock 61,728 $1.62 $99,999.36
Disclosure

SEC source: 0000905148-23-000619 · form4.xml · nonDerivative · entry 1

Franchi Jean M. · CIK 0001653053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,772

Read SEC document
August 03, 2023 Filed Aug 11, 2023 21:34 UTC
SCHULER JACK WDirector · 10% owner
GrantCommon Stock 9,989,506 $1.62 $16,182,999.72
Disclosure

SEC source: 0000905148-23-000681 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 30,579,359

F1 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

F1 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 18:05 UTC
Hutton ScottDirector · President & CEO
GrantStock Options (Right to buy) · Derivative 75,693 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000905148-23-000509 · form4.xml · derivative · entry 5

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,693

Underlying: Common Stock · 75,693 shares

Expires 2033-07-23

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F5 · derivative.exercise_date: This Replacement Option vests as follows: 48,733 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 26,960 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 18:05 UTC
Hutton ScottDirector · President & CEO
Disposition to issuerStock Options (Right to buy) · Derivative 115,203 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000509 · form4.xml · derivative · entry 4

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,203 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F2 · derivative.exercise_date: This option was fully vested as of the grant date.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 18:05 UTC
Hutton ScottDirector · President & CEO
Disposition to issuerStock Options (Right to buy) · Derivative 255,688 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000509 · form4.xml · derivative · entry 3

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 255,688 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 75,693 Replacement Options with an exercise price of $1.20 per share in exchange for 370,891 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:18 UTC
Vazquez ChrisChief Accounting Officer
GrantStock Options (Right to buy) · Derivative 25,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0000905148-23-000513 · form4.xml · derivative · entry 3

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-07-23

F5 · derivative.exercise_date: This option vests in a series of 48 successive, equal monthly installments measured from July 24, 2023, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:18 UTC
Vazquez ChrisChief Accounting Officer
GrantStock Options (Right to buy) · Derivative 3,266 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000905148-23-000513 · form4.xml · derivative · entry 2

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires 2033-07-23

F2 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F3 · kind: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F2 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F3 · price: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F4 · derivative.exercise_date: This Replacement Option vests as follows: 1,579 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 1,687 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:18 UTC
Vazquez ChrisChief Accounting Officer
Disposition to issuerStock Options (Right to buy) · Derivative 16,000 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000513 · form4.xml · derivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2031-02-22

F2 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F3 · kind: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F2 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F3 · price: The Reporting Person elected to participate in the Tender Offer and received 3,266 Replacement Options with an exercise price of $1.20 per share in exchange for 16,000 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F1 · derivative.exercise_date: This option vested 40% on February 23, 2023, and the remaining 60% were scheduled to vest in 36 successive, equal monthly installments measured from February 23, 2023.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:16 UTC
Pestano Gary AnthonyChief Development Officer
GrantStock Options (Right to buy) · Derivative 6,497 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000905148-23-000512 · form4.xml · derivative · entry 6

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,497

Underlying: Common Stock · 6,497 shares

Expires 2033-07-23

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F5 · kind: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F5 · price: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled.

F6 · derivative.exercise_date: This Replacement Option vests as follows: 3,846 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 2,651 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:16 UTC
Pestano Gary AnthonyChief Development Officer
Disposition to issuerStock Options (Right to buy) · Derivative 1,000 Not disclosed Strike: $13.72 Not disclosed
Disclosure

SEC source: 0000905148-23-000512 · form4.xml · derivative · entry 5

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2031-06-28

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F5 · kind: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F5 · price: The Reporting Person elected to participate in the Tender Offer and received 313 Replacement Options with an exercise price of $1.20 per share in exchange for 1,000 Surrendered Options with an exercise price of $13.72 per share, after which the Surrendered Options were cancelled.

F2 · derivative.exercise_date: This option was fully vested as of the grant date.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:16 UTC
Pestano Gary AnthonyChief Development Officer
Disposition to issuerStock Options (Right to buy) · Derivative 5,155 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000512 · form4.xml · derivative · entry 4

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,155 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F2 · derivative.exercise_date: This option was fully vested as of the grant date.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:16 UTC
Pestano Gary AnthonyChief Development Officer
Disposition to issuerStock Options (Right to buy) · Derivative 25,134 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000512 · form4.xml · derivative · entry 3

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,134 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 6,184 Replacement Options with an exercise price of $1.20 per share in exchange for 30,289 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:14 UTC
O'Kane KieranChief Commercial Officer
GrantStock Options (Right to buy) · Derivative 11,564 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000905148-23-000511 · form4.xml · derivative · entry 5

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,564

Underlying: Common Stock · 11,564 shares

Expires 2033-07-23

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F5 · derivative.exercise_date: This Replacement Option vests as follows: 8,864 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 2,700 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:14 UTC
O'Kane KieranChief Commercial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 31,055 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000511 · form4.xml · derivative · entry 4

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,055 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F2 · derivative.exercise_date: This option was fully vested as of the grant date.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:14 UTC
O'Kane KieranChief Commercial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 25,599 Not disclosed Strike: $20.67 Not disclosed
Disclosure

SEC source: 0000905148-23-000511 · form4.xml · derivative · entry 3

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,599 shares

Expires 2031-02-22

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 11,564 Replacement Options with an exercise price of $1.20 per share in exchange for 56,654 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F1 · derivative.exercise_date: This option was scheduled to vest in a series of 60 successive, equal monthly installments measured from February 23, 2021.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 22:13 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
GrantStock Options (Right to buy) · Derivative 27,138 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000905148-23-000510 · form4.xml · derivative · entry 5

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,138

Underlying: Common Stock · 27,138 shares

Expires 2033-07-23

F3 · kind: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · kind: The Reporting Person elected to participate in the Tender Offer and received 27,138 Replacement Options with an exercise price of $1.20 per share in exchange for 132,963 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F3 · price: On June 23, 2023, the Issuer made an offer (the "Tender Offer") to certain employees to exchange some or all of their outstanding options with an exercise price greater than $10.00 per share (such options properly tendered for exchange, "Surrendered Options") for new options with terms determined in accordance with the terms of the Tender Offer ("Replacement Options"). The Tender Offer closed on July 24, 2023, and the Issuer's board of directors approved the exchange of Surrendered Options for Replacement Options on July 24, 2023.

F4 · price: The Reporting Person elected to participate in the Tender Offer and received 27,138 Replacement Options with an exercise price of $1.20 per share in exchange for 132,963 Surrendered Options with an exercise price of $20.67 per share, after which the Surrendered Options were cancelled.

F5 · derivative.exercise_date: This Replacement Option vests as follows: 20,659 shares of Common Stock underlying this Replacement Option vest on August 1, 2024, and the remaining 6,479 shares of Common Stock underlying this Replacement Option vest in 31 successive, equal monthly installments beginning on August 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.