Last 12 months
Inside the activity.
6 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 5 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2024 Filed Aug 12, 2024 23:23 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionCommon Stock | 3,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-002112 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 16:24 UTC |
Watts Charles MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 26,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001920 · form4.xml · derivative · entry 2 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: These RSUs vested in full on July 1, 2024. F2 · derivative.expiration_date: These RSUs vested in full on July 1, 2024. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 16:24 UTC |
Watts Charles MDirector
|
Exercise / conversionCommon Stock | 26,368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001920 · form4.xml · nonDerivative · entry 1 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
SCHULER JACK WDirector · 10% owner
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001614 · form4.xml · derivative · entry 4 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 0 Underlying: Common Stock · 86,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
SCHULER JACK WDirector · 10% owner
|
Exercise / conversionCommon Stock | 86,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001614 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 30,794,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:12 UTC |
PATIENCE JOHNDirector · Chairman
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 5,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001605 · form4.xml · derivative · entry 7 PATIENCE JOHN · CIK 0001021413 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By John Patience Living Trust dated 7/23/1993 Disclosed balance after: 0 Underlying: Common Stock · 217,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person is the sole trustee of John Patience Living Trust (July 23, 1993). Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:12 UTC |
PATIENCE JOHNDirector · Chairman
|
Exercise / conversionCommon Stock | 217,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001605 · form4.xml · nonDerivative · entry 1 PATIENCE JOHN · CIK 0001021413 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By John Patience Living Trust dated 7/23/1993 Disclosed balance after: 4,829,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person is the sole trustee of John Patience Living Trust (July 23, 1993). Read SEC document |
| May 23, 2024 Filed May 23, 2024 19:13 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 653 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001608 · form4.xml · derivative · entry 2 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 19:13 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionCommon Stock | 26,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001608 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Vazquez ChrisChief Accounting Officer
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001616 · form4.xml · derivative · entry 2 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Vazquez ChrisChief Accounting Officer
|
Exercise / conversionCommon Stock | 880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001616 · form4.xml · nonDerivative · entry 1 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 7,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · derivative · entry 12 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Fund LLC Disclosed balance after: 0 Underlying: Common Stock · 295,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · derivative · entry 11 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Capital Separately Managed Account Disclosed balance after: 0 Underlying: Common Stock · 52,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
Exercise / conversionCommon Stock | 295,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · nonDerivative · entry 2 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Fund LLC Disclosed balance after: 2,570,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
Exercise / conversionCommon Stock | 52,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · nonDerivative · entry 1 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchview Capital Separately Managed Account Disclosed balance after: 85,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001613 · form4.xml · derivative · entry 2 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionCommon Stock | 880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001613 · form4.xml · nonDerivative · entry 1 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001612 · form4.xml · derivative · entry 2 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionCommon Stock | 13,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001612 · form4.xml · nonDerivative · entry 1 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 65,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · derivative · entry 7 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: KFDI-B LLC Disclosed balance after: 0 Underlying: Common Stock · 2,608,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 43,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · derivative · entry 6 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Perpetuity Trust UAD 6/30/16 Disclosed balance after: 0 Underlying: Common Stock · 1,739,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
Exercise / conversionCommon Stock | 2,608,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · nonDerivative · entry 2 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: KFDI-B LLC Disclosed balance after: 2,775,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,739,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · nonDerivative · entry 1 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Perpetuity Trust UAD 6/30/16 Disclosed balance after: 12,267,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:13 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001606 · form4.xml · derivative · entry 4 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.exercise_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. F1 · derivative.expiration_date: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 23, 2024 Filed May 23, 2024 23:13 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionCommon Stock | 13,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001606 · form4.xml · nonDerivative · entry 2 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's stockholders approved the conversion of shares of the Issuer's Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") into shares of the Issuer's common stock ("Common Stock") at its 2024 annual meeting of stockholders held on May 21, 2024, after which each share of Preferred Stock automatically converted into 40 shares of Common Stock on May 23, 2024. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:14 UTC |
SCHULER JACK WDirector · 10% owner
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001614 · form4.xml · derivative · entry 3 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F6 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:14 UTC |
SCHULER JACK WDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 46,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001614 · form4.xml · derivative · entry 2 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,686 Underlying: Common Stock · 46,686 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F4 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F5 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:12 UTC |
PATIENCE JOHNDirector · Chairman
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001605 · form4.xml · derivative · entry 6 PATIENCE JOHN · CIK 0001021413 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F6 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:12 UTC |
PATIENCE JOHNDirector · Chairman
|
GrantRestricted Stock Units · Derivative | 46,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001605 · form4.xml · derivative · entry 5 PATIENCE JOHN · CIK 0001021413 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,686 Underlying: Common Stock · 46,686 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F5 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 19:14 UTC |
MASSARANY HANYDirector
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001611 · form4.xml · derivative · entry 2 MASSARANY HANY · CIK 0001134554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F4 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 19:14 UTC |
MASSARANY HANYDirector
|
GrantRestricted Stock Units · Derivative | 57,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001611 · form4.xml · derivative · entry 1 MASSARANY HANY · CIK 0001134554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,246 Underlying: Common Stock · 57,246 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). F2 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F2 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 19:15 UTC |
Watts Charles MDirector
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001617 · form4.xml · derivative · entry 2 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F3 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 19:15 UTC |
Watts Charles MDirector
|
GrantRestricted Stock Units · Derivative | 46,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001617 · form4.xml · derivative · entry 1 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,686 Underlying: Common Stock · 46,686 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F2 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · derivative · entry 10 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F8 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:15 UTC |
Strobeck MatthewDirector
|
GrantRestricted Stock Units · Derivative | 53,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001615 · form4.xml · derivative · entry 9 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,726 Underlying: Common Stock · 53,726 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F6 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F7 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · derivative · entry 5 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F6 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:14 UTC |
Kennedy Lawrence T. JrDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 46,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001610 · form4.xml · derivative · entry 4 Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,686 Underlying: Common Stock · 46,686 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F4 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F5 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Kayyem Jon FaizDirector
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001609 · form4.xml · derivative · entry 2 Kayyem Jon Faiz · CIK 0001366268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F4 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Kayyem Jon FaizDirector
|
GrantRestricted Stock Units · Derivative | 46,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001609 · form4.xml · derivative · entry 1 Kayyem Jon Faiz · CIK 0001366268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,686 Underlying: Common Stock · 46,686 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). F2 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F2 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Franchi Jean M.Director
|
GrantStock Options (Right to Buy) · Derivative | 37,050 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0000905148-24-001607 · form4.xml · derivative · entry 2 Franchi Jean M. · CIK 0001653053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,050 Underlying: Common Stock · 37,050 shares Expires 2034-05-20 F4 · derivative.exercise_date: This option will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer. In the event the Reporting Person's continued service on the Board terminates other than for cause, this option will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Franchi Jean M.Director
|
GrantRestricted Stock Units · Derivative | 60,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001607 · form4.xml · derivative · entry 1 Franchi Jean M. · CIK 0001653053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,766 Underlying: Common Stock · 60,766 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). F2 · derivative.exercise_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F2 · derivative.expiration_date: These RSUs will vest in full on March 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. In the event the Reporting Person's continued service on the Board terminates other than for cause, these RSUs will vest on a prorated basis based on the number of full months of service the Reporting Person completed during the applicable vesting period. F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionStock Options (Right to buy) · Derivative | 4,209 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0000905148-24-001606 · form4.xml · derivative · entry 3 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,209 shares Expires 2028-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in full on January 1, 2023. Read SEC document |
| May 21, 2024 Filed May 23, 2024 23:13 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionCommon Stock | 4,209 | $0.42 | $1,767.78 |
DisclosureSEC source: 0000905148-24-001606 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 10, 2024 17:04 UTC |
Hutton ScottDirector · President & CEO
|
SaleCommon Stock | 3,764 | $1.48 | $5,568.84 |
DisclosureSEC source: 0000905148-24-001352 · form4.xml · nonDerivative · entry 2 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,780 F4 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:06 UTC |
Vazquez ChrisChief Accounting Officer
|
SaleCommon Stock | 244 | $1.48 | $361.00 |
DisclosureSEC source: 0000905148-24-001355 · form4.xml · nonDerivative · entry 2 Vazquez Chris · CIK 0001980594 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,915 F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:06 UTC |
Pestano Gary AnthonyChief Development Officer
|
SaleCommon Stock | 434 | $1.48 | $642.10 |
DisclosureSEC source: 0000905148-24-001354 · form4.xml · nonDerivative · entry 2 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,248 F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:05 UTC |
O'Kane KieranChief Commercial Officer
|
SaleCommon Stock | 468 | $1.48 | $692.41 |
DisclosureSEC source: 0000905148-24-001353 · form4.xml · nonDerivative · entry 2 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,524 F4 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:04 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
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SaleCommon Stock | 980 | $1.48 | $1,449.91 |
DisclosureSEC source: 0000905148-24-001351 · form4.xml · nonDerivative · entry 2 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,680 F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 08, 2024 Filed May 10, 2024 17:04 UTC |
Hutton ScottDirector · President & CEO
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Exercise / conversionRestricted Stock Units · Derivative | 12,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001352 · form4.xml · derivative · entry 3 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,484 Underlying: Common Stock · 12,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. F6 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date. Read SEC document |
| May 08, 2024 Filed May 10, 2024 17:04 UTC |
Hutton ScottDirector · President & CEO
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Exercise / conversionCommon Stock | 12,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-001352 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · balance_after: Includes an aggregate 321 shares that were inadvertently reported as being sold on February 9 and February 12, 2024 in the Form 4 filed by the Reporting Person on February 12, 2024. F3 · balance_after: Includes 10,000 shares purchased under the Issuer's Employee Stock Purchase Plan on February 29, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.