Last 12 months
Inside the activity.
6 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 5 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2022 Filed Jan 31, 2023 18:00 UTC Amendment |
SCHULER JACK WDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.65 | $16,476.00 |
DisclosureSEC source: 0001567619-23-001499 · doc1.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 20,319,189 F3 · shares: This amendment is being filed to correct the number of shares reported as purchased by the Jack W. Schuler Living Trust on December 15, 2022, which was inadvertently over-reported as 20,000 shares instead of 10,000 shares in the Form 4 filed by the Reporting Person on December 19, 2022. As such, the total number of shares reported as beneficially owned by the Jack W. Schuler Living Trust in each Form 4 filed between December 19, 2022 and this Form 4 was inadvertently over-reported by 10,000 shares. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.62 to $1.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F3 · balance_after: This amendment is being filed to correct the number of shares reported as purchased by the Jack W. Schuler Living Trust on December 15, 2022, which was inadvertently over-reported as 20,000 shares instead of 10,000 shares in the Form 4 filed by the Reporting Person on December 19, 2022. As such, the total number of shares reported as beneficially owned by the Jack W. Schuler Living Trust in each Form 4 filed between December 19, 2022 and this Form 4 was inadvertently over-reported by 10,000 shares. F2 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:30 UTC |
SCHULER JACK WDirector · 10% owner
|
PurchaseCommon Stock | 189,675 | $1.65 | $312,944.78 |
DisclosureSEC source: 0001140361-22-045881 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 20,309,189 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.505 to $1.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:30 UTC |
SCHULER JACK WDirector · 10% owner
|
PurchaseCommon Stock | 67,402 | $1.58 | $106,528.86 |
DisclosureSEC source: 0001140361-22-045691 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 20,119,514 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.54 to $1.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:30 UTC |
SCHULER JACK WDirector · 10% owner
|
PurchaseCommon Stock | 100,000 | $1.48 | $148,380.00 |
DisclosureSEC source: 0001140361-22-045539 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 20,052,112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:03 UTC |
SCHULER JACK WDirector · 10% owner
|
PurchaseCommon Stock | 8,695,652 | $1.15 | $9,999,999.80 |
DisclosureSEC source: 0001140361-22-042601 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Jack W. Schuler Living Trust Disclosed balance after: 19,952,112 F1 · ownership.direct: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. F1 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:03 UTC |
PATIENCE JOHNDirector · 10% owner · Chairman
|
PurchaseCommon Stock | 1,739,130 | $1.15 | $1,999,999.50 |
DisclosureSEC source: 0001140361-22-042602 · form4.xml · nonDerivative · entry 1 PATIENCE JOHN · CIK 0001021413 · Director · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By John Patience Living Trust dated 7/23/1993 Disclosed balance after: 4,550,483 F1 · ownership.direct: The reporting person is the sole trustee of John Patience Trust (July 23, 1993). F1 · ownership.nature: The reporting person is the sole trustee of John Patience Trust (July 23, 1993). Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 18:03 UTC |
MASSARANY HANYDirector
|
PurchaseCommon Stock | 130,434 | $1.15 | $149,999.10 |
DisclosureSEC source: 0001140361-22-042604 · form4.xml · nonDerivative · entry 1 MASSARANY HANY · CIK 0001134554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,934 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 18:03 UTC |
Watts Charles MDirector
|
PurchaseCommon Stock | 43,478 | $1.15 | $49,999.70 |
DisclosureSEC source: 0001140361-22-042603 · form4.xml · nonDerivative · entry 1 Watts Charles M · CIK 0001723751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,333 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 18:02 UTC |
Hutton ScottDirector · President & CEO
|
GrantCommon Stock | 65,217 | $1.15 | $74,999.55 |
DisclosureSEC source: 0001140361-22-042599 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,227 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:03 UTC |
Siurek Ryan HChief Accounting Officer
|
GrantCommon Stock | 8,695 | $1.15 | $9,999.25 |
DisclosureSEC source: 0001140361-22-042600 · form4.xml · nonDerivative · entry 1 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,694 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
O'Kane KieranChief Commercial Officer
|
GrantCommon Stock | 4,347 | $1.15 | $4,999.05 |
DisclosureSEC source: 0001140361-22-042598 · form4.xml · nonDerivative · entry 1 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 1,365,217 | $1.15 | $1,569,999.55 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 6 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Birchview Fund LLC Disclosed balance after: 2,135,076 F2 · ownership.direct: The reporting person has sole voting and dispositive power with respect to shares held by Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The reporting person has sole voting and dispositive power with respect to shares held by Birchview Fund, LLC and the Birchview Capital Separately Managed Account in his capacity as Managers of such entities. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 108,695 | $1.15 | $124,999.25 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 5 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA Account Disclosed balance after: 112,213 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 108,695 | $1.15 | $124,999.25 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 4 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA Account Disclosed balance after: 112,213 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 108,695 | $1.15 | $124,999.25 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 3 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA Account Disclosed balance after: 112,213 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 108,695 | $1.15 | $124,999.25 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 2 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By UTMA Account Disclosed balance after: 112,213 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Strobeck MatthewDirector
|
PurchaseCommon Stock | 869,565 | $1.15 | $999,999.75 |
DisclosureSEC source: 0001140361-22-042597 · form4.xml · nonDerivative · entry 1 Strobeck Matthew · CIK 0001377832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415,151 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Kayyem Jon FaizDirector
|
PurchaseCommon Stock | 173,913 | $1.15 | $199,999.95 |
DisclosureSEC source: 0001140361-22-042596 · form4.xml · nonDerivative · entry 1 Kayyem Jon Faiz · CIK 0001366268 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Jon Faiz Kayyem Revocable Trust Disclosed balance after: 173,913 F1 · ownership.nature: These securities are directly owned by The Jon Faiz Kayyem Revocable Trust, of which Jon Faiz Kayyem and his spouse serve as co-trustees. The reporting person disclaims beneficial ownership of these securities, except to the extent of any indirect pecuniary interest in his distributive shares therein. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
GrantCommon Stock | 12,000 | $1.15 | $13,800.00 |
DisclosureSEC source: 0001140361-22-042595 · form4.xml · nonDerivative · entry 1 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,114 Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
GrantCommon Stock | 17,391 | $1.15 | $19,999.65 |
DisclosureSEC source: 0001140361-22-042594 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,920 Read SEC document |
| November 21, 2022 Filed Jan 6, 2023 02:05 UTC |
Kennedy Lawrence T. Jr10% owner
|
PurchaseCommon Stock | 2,608,696 | $1.15 | $3,000,000.40 |
DisclosureSEC source: 0001140361-23-000723 · form4.xml · nonDerivative · entry 2 Kennedy Lawrence T. Jr · CIK 0001830773 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Perpetuity Trust UAD 6/30/16 Disclosed balance after: 4,355,914 Read SEC document |
| November 21, 2022 Filed Jan 6, 2023 02:05 UTC |
Kennedy Lawrence T. Jr10% owner
|
PurchaseCommon Stock | 8,260,869 | $1.15 | $9,499,999.35 |
DisclosureSEC source: 0001140361-23-000723 · form4.xml · nonDerivative · entry 1 Kennedy Lawrence T. Jr · CIK 0001830773 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01 Disclosed balance after: 9,148,889 F1 · balance_after: Reported amounts have been adjusted to reflect the September 27, 2022 transfer of 469,026 shares previously held by the Lair BDSX GRAT 2022-3.2 to the Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:02 UTC |
Hutton ScottDirector · President & CEO
|
SaleCommon Stock | 6,087 | $1.02 | $6,193.52 |
DisclosureSEC source: 0001140361-22-041080 · form4.xml · nonDerivative · entry 3 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,010 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 02:02 UTC |
Siurek Ryan HChief Accounting Officer
|
SaleCommon Stock | 762 | $1.02 | $775.34 |
DisclosureSEC source: 0001140361-22-041077 · form4.xml · nonDerivative · entry 3 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,999 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 02:02 UTC |
O'Kane KieranChief Commercial Officer
|
SaleCommon Stock | 753 | $1.02 | $766.18 |
DisclosureSEC source: 0001140361-22-041082 · form4.xml · nonDerivative · entry 3 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,184 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 02:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
SaleCommon Stock | 785 | $1.02 | $798.74 |
DisclosureSEC source: 0001140361-22-041081 · form4.xml · nonDerivative · entry 3 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,114 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 02:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
SaleCommon Stock | 1,583 | $1.02 | $1,610.70 |
DisclosureSEC source: 0001140361-22-041079 · form4.xml · nonDerivative · entry 3 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,529 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 02:02 UTC |
Pestano Gary AnthonyChief Development Officer
|
SaleCommon Stock | 698 | $1.02 | $710.22 |
DisclosureSEC source: 0001140361-22-041078 · form4.xml · nonDerivative · entry 3 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,732 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:02 UTC |
Hutton ScottDirector · President & CEO
|
SaleCommon Stock | 7,690 | $1.04 | $8,011.44 |
DisclosureSEC source: 0001140361-22-041080 · form4.xml · nonDerivative · entry 2 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,097 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:02 UTC |
Siurek Ryan HChief Accounting Officer
|
SaleCommon Stock | 963 | $1.04 | $1,003.25 |
DisclosureSEC source: 0001140361-22-041077 · form4.xml · nonDerivative · entry 2 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,761 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:02 UTC |
O'Kane KieranChief Commercial Officer
|
SaleCommon Stock | 952 | $1.04 | $991.79 |
DisclosureSEC source: 0001140361-22-041082 · form4.xml · nonDerivative · entry 2 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,937 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
SaleCommon Stock | 991 | $1.04 | $1,032.42 |
DisclosureSEC source: 0001140361-22-041081 · form4.xml · nonDerivative · entry 2 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,899 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
SaleCommon Stock | 1,999 | $1.04 | $2,082.56 |
DisclosureSEC source: 0001140361-22-041079 · form4.xml · nonDerivative · entry 2 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,112 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 02:02 UTC |
Pestano Gary AnthonyChief Development Officer
|
SaleCommon Stock | 882 | $1.04 | $918.87 |
DisclosureSEC source: 0001140361-22-041078 · form4.xml · nonDerivative · entry 2 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,430 F4 · kind: These Shares were sold automatically to cover taxes upon the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:02 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 32,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041080 · form4.xml · derivative · entry 5 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,696 Underlying: Common Stock · 32,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:02 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041080 · form4.xml · derivative · entry 4 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,756 Underlying: Common Stock · 12,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F2 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F2 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:02 UTC |
Hutton ScottDirector · President & CEO
|
Exercise / conversionCommon Stock | 44,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041080 · form4.xml · nonDerivative · entry 1 Hutton Scott · CIK 0001697361 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Siurek Ryan HChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041077 · form4.xml · derivative · entry 5 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,670 Underlying: Common Stock · 3,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Siurek Ryan HChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041077 · form4.xml · derivative · entry 4 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,047 Underlying: Common Stock · 1,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F2 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F2 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Siurek Ryan HChief Accounting Officer
|
Exercise / conversionCommon Stock | 5,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041077 · form4.xml · nonDerivative · entry 1 Siurek Ryan H · CIK 0001476512 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041082 · form4.xml · derivative · entry 5 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,915 Underlying: Common Stock · 3,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041082 · form4.xml · derivative · entry 4 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 Underlying: Common Stock · 1,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F2 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F2 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
O'Kane KieranChief Commercial Officer
|
Exercise / conversionCommon Stock | 5,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041082 · form4.xml · nonDerivative · entry 1 O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041081 · form4.xml · derivative · entry 6 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,026 Underlying: Common Stock · 3,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041081 · form4.xml · derivative · entry 5 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,624 Underlying: Common Stock · 1,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F2 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F2 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Georgantas Robert William IIIChief Scientific Officer
|
Exercise / conversionCommon Stock | 5,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041081 · form4.xml · nonDerivative · entry 1 Georgantas Robert William III · CIK 0001827728 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041079 · form4.xml · derivative · entry 5 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,254 Underlying: Common Stock · 8,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041079 · form4.xml · derivative · entry 4 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,038 Underlying: Common Stock · 3,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F2 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F2 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Cowie Robin HarperCFO, Sec'y & Treasurer
|
Exercise / conversionCommon Stock | 11,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041079 · form4.xml · nonDerivative · entry 1 Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 02:02 UTC |
Pestano Gary AnthonyChief Development Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041078 · form4.xml · derivative · entry 5 Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,026 Underlying: Common Stock · 3,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock (each, a "Share"). F3 · derivative.exercise_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. F3 · derivative.expiration_date: These RSUs vest in a series of six successive quarterly installments from February 8, 2022, generally subject to the reporting person's continued service with the Issuer, and have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.